Statement of Changes in Beneficial Ownership (4)
January 13 2016 - 6:04PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Black Archie C.
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2. Issuer Name
and
Ticker or Trading Symbol
SPS COMMERCE INC
[
SPSC
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
CEO
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(Last)
(First)
(Middle)
333 SOUTH SEVENTH STREET, SUITE 1000
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3. Date of Earliest Transaction
(MM/DD/YYYY)
1/11/2016
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(Street)
MINNEAPOLIS, MN 55402
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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1/11/2016
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M
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8882
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A
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$12.00
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56324
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D
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Common Stock
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1/11/2016
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S
(1)
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6245
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D
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$61.63
(2)
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50079
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D
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Common Stock
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1/11/2016
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S
(1)
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2637
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D
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$62.79
(3)
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47442
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D
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Common Stock
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1/12/2016
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M
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5252
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A
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$12.00
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52694
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D
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Common Stock
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1/12/2016
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S
(1)
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3146
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D
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$62.11
(4)
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49548
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D
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Common Stock
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1/12/2016
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S
(1)
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2106
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D
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$63.07
(5)
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47442
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D
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Common Stock
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1/13/2016
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M
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1016
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A
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$12.00
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48458
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D
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Common Stock
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1/13/2016
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S
(1)
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1016
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D
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$62.72
(6)
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47442
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D
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Common Stock
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200
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I
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By Son-I
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Common Stock
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200
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I
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By Son-II
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Common Stock
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200
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I
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By Son-III
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Common Stock
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200
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I
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By Son-IV
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Stock Option (right to buy)
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$12.00
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1/11/2016
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M
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8882
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(7)
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4/26/2020
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Common Stock
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8882
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$0.00
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36187
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D
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Stock Option (right to buy)
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$12.00
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1/12/2016
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M
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5252
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(7)
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4/26/2020
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Common Stock
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5252
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$0.00
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30935
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D
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Stock Option (right to buy)
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$12.00
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1/13/2016
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M
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1016
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(7)
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4/26/2020
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Common Stock
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1016
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$0.00
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29919
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D
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Explanation of Responses:
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(
1)
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Sales effected pursuant to a Rule 10b5-1 trading plan.
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(
2)
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Reflects the weighted average price of 6,245 shares of Common Stock of the SPS Commerce, Inc. sold by the reporting person in multiple transactions on January 11, 2016 with sales prices ranging from $61.17 to $62.12 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
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(
3)
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Reflects the weighted average price of 2,637 shares of Common Stock of the SPS Commerce, Inc. sold by the reporting person in multiple transactions on January 11, 2016 with sales prices ranging from $62.43 to $62.91 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
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(
4)
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Reflects the weighted average price of 3,146 shares of Common Stock of the SPS Commerce, Inc. sold by the reporting person in multiple transactions on January 12, 2016 with sales prices ranging from $61.76 to $62.67 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
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(
5)
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Reflects the weighted average price of 2,106 shares of Common Stock of the SPS Commerce, Inc. sold by the reporting person in multiple transactions on January 12, 2016 with sales prices ranging from $62.92 to $63.36 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
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(
6)
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Reflects the weighted average price of 1,016 shares of Common Stock of the SPS Commerce, Inc. sold by the reporting person in multiple transactions on January 13, 2016 with sales prices ranging from $62.54 to $62.90 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
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(
7)
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Fully vested.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Black Archie C.
333 SOUTH SEVENTH STREET
SUITE 1000
MINNEAPOLIS, MN 55402
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X
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CEO
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Signatures
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/s/ Jonathan R. Zimmerman, Attorney-in-Fact for Archie C. Black
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1/13/2016
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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