Initial Statement of Beneficial Ownership (3)
March 11 2019 - 4:36PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
CCUR Holdings, Inc.
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2. Date of Event Requiring Statement (MM/DD/YYYY)
2/27/2019
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3. Issuer Name
and
Ticker or Trading Symbol
SEACHANGE INTERNATIONAL INC [SEAC]
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(Last)
(First)
(Middle)
4375 RIVER GREEN PARKWAY, SUITE 210
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
___
X
___ 10% Owner
_____ Officer (give title below)
___
X
___ Other (specify below)
/ See Explanation of Responses
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(Street)
DULUTH, GA 30096
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common stock, $0.01 par value
(1)
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1284910
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(1)
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This Form 3 is filed by CCUR Holdings, Inc. ("CCUR Holdings") and Wayne Barr, Jr. Mr. Barr, as CEO, President and Executive Chairman of CCUR Holdings, may be deemed to be the beneficial owner of the shares of Common Stock beneficially owned by CCUR Holdings. CCUR Holdings and Mr. Barr are members of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. Each of CCUR Holdings and Mr. Barr disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by other members of the Section 13(d) group except to the extent of its or his pecuniary interest therein.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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CCUR Holdings, Inc.
4375 RIVER GREEN PARKWAY
SUITE 210
DULUTH, GA 30096
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X
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See Explanation of Responses
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BARR WAYNE JR
4375 RIVER GREEN PARKWAY
SUITE 210
DULUTH, GA 30096
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X
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See Explanation of Responses
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Signatures
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CCUR Holdings, Inc., By: /s/ Wayne Barr, Jr., CEO, President and Executive Chairman
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3/11/2019
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**
Signature of Reporting Person
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Date
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Wayne Barr, Jr.
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3/11/2019
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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