- Current report filing (8-K)
April 06 2010 - 5:32PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) March 31, 2010
RHI ENTERTAINMENT, INC.
(Exact name of registrant as specified in its charter)
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DELAWARE
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001-34102
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36-4614616
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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1325 Avenue of Americas, 21st Floor, New York, NY
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10019
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(Address of principal executive offices)
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(Zip Code)
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Registrants telephone number, including area code
(212) 977-9001
N/A
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions (see General Instruction
A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 3.01
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Notice of Delisting or Failure to Satisfy a Continued Listing Rule or
Standard; Transfer of Listing.
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(a) On March 31, 2010, RHI Entertainment, Inc. (the Company) received a notice from The Nasdaq
Stock Market (Nasdaq) stating that the Company no longer meets the $10,000,000 in stockholders
equity requirement for continued listing on Nasdaq in accordance with Listing Rule 5450(b)(1)(A)
and that the Company also does not meet the continued listing requirements under the alternative
standards under Listing Rule 5450(b). This notice does not result in an immediate delisting of the
Companys common stock from Nasdaq, as the Company has 45 calendar days (May 17, 2010) to submit a
plan to regain compliance. If the Company submits a compliance plan, and such plan is accepted by
Nasdaq, Nasdaq can grant the Company an extension of up to 180 calendar days from March 31, 2010 to
evidence compliance. If the Company submits a compliance plan, and such plan is not accepted by
Nasdaq, the Company will have the opportunity to appeal such decision to a Nasdaq hearings panel.
Alternatively, the Company may apply to transfer its common stock to The Nasdaq Capital Market if
it satisfies all of the continued listing requirements of The Nasdaq Capital Market, except for the
minimum bid price, as set forth in Listing Rule 5550, and the Company submits a transfer
application no later than May 17, 2010.
At this time, neither this notification, nor the notifications disclosed in the Companys Current
Report on Form 8-K filed with the Securities and Exchange Commission on December 30, 2009, has any
effect on the listing of the Companys common stock on Nasdaq, and the Companys common stock will
continue to trade on Nasdaq under the symbol RHIE.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly
caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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RHI ENTERTAINMENT, INC.
(Registrant)
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Date: April 6, 2010
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By:
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/s/ Henry S. Hoberman
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Name:
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Henry S. Hoberman
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Title:
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Executive Vice President, General Counsel &
Secretary
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