Report of Foreign Issuer Pursuant to Rule 13a-16 or 15d-16 (6-k)
November 10 2022 - 4:32PM
Edgar (US Regulatory)
U.S. SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16 UNDER
THE SECURITIES EXCHANGE ACT OF 1934
For the month of November 2022
Commission File Number: 001-34409
RECON TECHNOLOGY, LTD
Room 601, No.1 Shui’an South Street
Chaoyang District
Beijing, 100012
People's Republic of China
(Address of principal executive offices)
Indicate by check mark whether the registrant files
or will file annual reports under cover of Form 20-F or Form 40-F.
Indicate by check mark if the registrant is submitting the Form 6-K
in paper as permitted by Regulation S-T Rule 101(b)(1): ¨
Indicate by check mark if the registrant is submitting the Form 6-K
in paper as permitted by Regulation S-T Rule 101(b)(7): ¨
Explanatory Note
As previously disclosed, on June 1, 2022, the Registrant received a
letter from The Nasdaq Capital Market (“Nasdaq”) notifying the Registrant that the minimum bid price per share of its
common shares was below $1.00 for a period of 30 consecutive business days and that the Registrant did not meet the minimum bid price
requirement set forth in Nasdaq Listing Rule 5550(a)(2) (the “Minimum Bid Price Rule”).
The Registrant was provided 180 calendar days, or until November 28,
2022 to regain compliance with the Minimum Bid Price Rule. Since then, Nasdaq has determined that for 10 consecutive business days, from
October 25, 2022 to November 7, 2022, the closing bid price of the Registrant’s common shares has been at $1.00 per share or greater.
On March 14, 2022, Nasdaq notified the Registrant that it has regained compliance with Listing Rule 5550(a)(2) and the matter is now closed.
A copy of the press release is furnished as Exhibit 99.1 to this Current
Report on Form 6-K and is incorporated herein by reference.
Exhibits
Pursuant
to the requirements of the Securities and Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf
by the undersigned thereunto duly authorized.
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RECON TECHNOLOGY, LTD |
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/s/ Shenping Yin |
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Shenping Yin |
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Chief Executive Officer |
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(Principal Executive Officer) |
Dated: November 10, 2022
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