Amended Statement of Ownership (sc 13g/a)
February 14 2019 - 11:47AM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS
FILED PURSUANT
TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO § 240.13d-2.
(Amendment No. 1)*
PARETEUM
CORPORATION
(Name of Issuer)
Common
Stock, $0.00001 par value per share
(Title of Class of Securities)
69946T207
(CUSIP Number)
December
31, 2018
(Date of Event Which Requires Filing of
this Statement)
Check the appropriate box to designate the rule pursuant to
which this Schedule is filed:
o
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Rule 13d-1(b)
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x
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Rule 13d-1(c)
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o
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Rule 13d-1(d)
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*The remainder of this cover page shall be filled out for a
reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment
containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page
shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 (“Act”)
or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however,
see the Notes).
CUSIP No: 69946T207
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(1)
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Names of Reporting Persons
Iroquois Capital Management L.L.C.
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(2)
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Check the Appropriate Box if a Member of a Group (See Instructions)
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(a)
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o
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(b)
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o
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(3)
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SEC
Use Only
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(4)
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Citizenship or Place of Organization
Delaware
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
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(5)
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Sole Voting Power
0
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(6)
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Shared Voting Power
0
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(7)
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Sole Dispositive Power
0
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(8)
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Shared Dispositive Power
0
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(9)
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Aggregate Amount Beneficially
Owned by Each Reporting Person
0
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(10)
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Check Box if the Aggregate Amount in Row
(9) Excludes Certain Shares (See Instructions)
o
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(11)
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Percent of Class Represented by Amount in
Row (9)
0%
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(12)
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Type of Reporting Person (See Instructions)
OO
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CUSIP No: 69946T207
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(1)
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Names of Reporting Persons
Richard Abbe
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(2)
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Check the Appropriate Box if a Member of a Group (See Instructions)
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(a)
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o
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(b)
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o
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(3)
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SEC Use Only
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(4)
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Citizenship or Place of Organization
United States of America
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
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(5)
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Sole
Voting Power
0
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(6)
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Shared Voting Power
0
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(7)
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Sole Dispositive Power
0
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(8)
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Shared Dispositive Power
0
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(9)
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Aggregate Amount Beneficially Owned by Each Reporting Person
0
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(10)
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Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
o
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(11)
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Percent of Class Represented by Amount in Row (9)
0%
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(12)
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Type of Reporting Person (See Instructions)
IN
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CUSIP No: 69946T207
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(1)
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Names of Reporting Persons
Kimberly Page
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(2)
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Check the Appropriate Box if a Member of a Group (See Instructions)
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(a)
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o
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(b)
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o
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(3)
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SEC Use Only
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(4)
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Citizenship or Place of Organization
United States of America
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
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(5)
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Sole Voting Power
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(6)
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Shared Voting Power
0
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(7)
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Sole Dispositive Power
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(8)
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Shared Dispositive Power
0
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(9)
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Aggregate Amount Beneficially Owned by Each Reporting Person
0
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(10)
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Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
o
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(11)
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Percent of Class Represented by Amount in Row (9)
0%
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(12)
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Type of Reporting Person (See Instructions)
IN
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This Amendment No. 1 (this “Amendment”) amends the
statement on Schedule 13G filed on December 8, 2017 (the “Original Schedule 13G”) with respect to the Common Stock,
$0.001 par value (the “Common Stock”) of Pareteum Corp., a Delaware corporation (the “Company”). Capitalized
terms used herein and not otherwise defined in this Amendment have the meanings set forth in the Original Schedule 13G. This Amendment
amends and restates each of Item 4 and Item 5 in its entirety as set forth below.
Provide the following information regarding the aggregate number
and percentage of the class of securities of the issuer identified in Item 1.
The information as of the date of the event which requires filing
of this statement required by Items 4(a) – (c) is set forth in Rows 5 – 11 of the cover page for each Reporting Person
hereto and is incorporated herein by reference for each such Reporting Person.
As of the date of the event which requires filing of this statement,
the Reporting Persons did not beneficially own any shares of Common Stock.
Item 5.
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Ownership of Five Percent or Less of a Class
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If this statement is being filed to report the fact that as
of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities,
check the following:
x
By signing below each of the undersigned certifies that, to
the best of its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or
with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in
connection with or as a participant in any transaction having that purpose or effect.
SIGNATURE
After reasonable inquiry and to the best
of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 14, 2019
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IROQUOIS CAPITAL MANAGEMENT L.L.C.
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By:
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/s/ Richard Abbe
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Richard Abbe, Authorized Signatory
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/s/ Richard Abbe
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Richard Abbe
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/s/ Kimberly Page
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Kimberly Page
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