Statement of Changes in Beneficial Ownership (4)
December 17 2021 - 5:50PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Williams Duston |
2. Issuer Name and Ticker or Trading Symbol
Nutanix, Inc.
[
NTNX
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Financial Officer |
(Last)
(First)
(Middle)
C/O NUTANIX, INC., 1740 TECHNOLOGY DR., STE 150 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/15/2021 |
(Street)
SAN JOSE, CA 95110
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class A Common Stock | 12/15/2021 | | M | | 7500 | A | $0.00 | 231571 | D | |
Class A Common Stock | 12/15/2021 | | M | | 6250 | A | $0.00 | 237821 | D | |
Class A Common Stock | 12/15/2021 | | M | | 9375 | A | $0.00 | 247196 | D | |
Class A Common Stock | 12/15/2021 | | M | | 14734 | A | $0.00 | 261930 | D | |
Class A Common Stock | 12/15/2021 | | M | | 3882 | A | $0.00 | 265812 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units | (1) | 12/15/2021 | | M | | | 7500 | (2) | (2) | Class A Common Stock | 7500 | $0.00 | 0 | D | |
Restricted Stock Units | (1) | 12/15/2021 | | M | | | 6250 | (3) | (3) | Class A Common Stock | 6250 | $0.00 | 25000 | D | |
Restricted Stock Units | (1) | 12/15/2021 | | M | | | 9375 | (4) | (4) | Class A Common Stock | 9375 | $0.00 | 65625 | D | |
Restricted Stock Units | (1) | 12/15/2021 | | M | | | 14734 | (5) | (5) | Class A Common Stock | 14734 | $0.00 | 162077 | D | |
Restricted Stock Units | (1) | 12/15/2021 | | M | | | 3882 | (6) | (6) | Class A Common Stock | 3882 | $0.00 | 58238 | D | |
Explanation of Responses: |
(1) | Each Restricted Stock Unit, or RSU, represents a contingent right to receive one share of the Issuer's Class A common stock. |
(2) | The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on March 15, 2018, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. |
(3) | The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on March 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. |
(4) | The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. |
(5) | The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2020, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. |
(6) | The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2021, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Williams Duston C/O NUTANIX, INC. 1740 TECHNOLOGY DR., STE 150 SAN JOSE, CA 95110 |
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| Chief Financial Officer |
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Signatures
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/s/ Hae Cheong Chang, Attorney in Fact | | 12/17/2021 |
**Signature of Reporting Person | Date |
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