Statement of Changes in Beneficial Ownership (4)
February 27 2013 - 1:36PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
AUSTIN JOSIAH T
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2. Issuer Name
and
Ticker or Trading Symbol
NOVOGEN LTD
[
NVGN
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
__
X
__ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Last)
(First)
(Middle)
4673 CHRISTOPHER PLACE
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3. Date of Earliest Transaction
(MM/DD/YYYY)
2/25/2013
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(Street)
DALLAS, TX 75204
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Sponsored ADRs, each convertible into 25 ordinary shares
(1)
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2/25/2013
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S
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500
(2)
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D
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$8.90
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629196
(3)
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I
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As Managing Member of El Coronado Holdings, LLC
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Sponsored ADRs, each convertible into 25 ordinary shares
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2/25/2013
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S
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500
(2)
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D
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$9.05
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628696
(4)
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I
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As Managing Member of El Coronado Holdings, LLC
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Sponsored ADRs, each convertible into 25 ordinary shares
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2/25/2013
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S
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500
(2)
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D
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$9.10
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628196
(5)
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I
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As Managing Member of El Coronado Holdings
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Sponsored ADRs, each convertible into 25 ordinary shares
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2/25/2013
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S
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500
(2)
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D
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$9.15
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627696
(6)
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I
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As Managing Member of El Coronado Holdings
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Sponsored ADRs, each convertible into 25 ordinary shares
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2/25/2013
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S
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500
(2)
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D
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$9.21
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627196
(7)
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I
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As Managing Member of El Coronado Holdings
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Sponsored ADRs, each convertible into 25 ordinary shares
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2/25/2013
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S
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500
(2)
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D
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$9.03
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626696
(8)
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I
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As Managing Member of El Coronado Holdings
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Sponsored ADRs, each convertible into 25 ordinary shares
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2/26/2013
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S
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500
(2)
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D
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$8.00
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626196
(9)
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I
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As Managing Member of El Coronado Holdings
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(
1)
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Since July 29, 2008, Mr. Austin has resigned as trustee to the Anna Lake Elias Trust, the Anna Lake Elias Trust Under Arizona Uniform Transfers to Minors Act, the Austin Clark Insurance Trust, the Jackson Austin Lowery 2006 Grandchild Gift Trust, the Josiah Zane Sylvester 2006 Grandchild Gift Trust, the Josiah Zane Sylvester Trust Under Arizona Uniform Transfers to Minors Act, and the Mary Kathleen Lowery 2006 Grandchild Gift Trust.
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(
2)
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Represents 12,500 ordinary shares.
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(
3)
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Represents 15,729,900 ordinary shares.
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(
4)
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Represents 15,717,400 ordinary shares.
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(
5)
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Represents 15,704,900 ordinary shares.
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(
6)
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Represents 15,692,400 ordinary shares.
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(
7)
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Represents 15,679,900 ordinary shares
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(
8)
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Represents 15,667,400 ordinary shares.
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(
9)
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Represents 15,654,900 ordinary shares.
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Remarks:
This report is filed jointly on behalf of Mr. Austin and El Coronado Holdings, LLC ("ECH"), an Arizona limited liability company of which Mr. Austin is the sole managing member. The address of ECH is 4673 Christopher Place, Dallas, TX 75204. ECH owns directly 626,196 Sponsored ADRs (representing 15,654,900 ordinary shares).
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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AUSTIN JOSIAH T
4673 CHRISTOPHER PLACE
DALLAS, TX 75204
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X
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X
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El Coronado Holdings, LLC
4673 CHRISTOPHER PLACE
DALLAS, TX 75204
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X
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Signatures
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/s/ Josiah T. Austin, Individually, and as Managing Member of El Coronado Holdings, LLC
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2/27/2013
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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