Report of Foreign Issuer (6-k)
December 19 2018 - 7:19AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
6-K
Report of
Foreign Private Issuer
Pursuant to Rule
13a-16
or
15d-16
under the Securities Exchange Act of 1934
Dated December 19, 2018
Commission File Number
001-35428
Immutep Limited
(Translation of registrants name into English)
Level 12, 95 Pitt Street
Sydney 2000, NSW, Australia
(Address of principal executive office)
Indicate by check mark whether
the registrant files or will file annual reports under cover of Form
20-F
or Form
40-F.
Form
20-F ☒ Form
40-F ☐
Indicate by check mark if the registrant is submitting the Form
6-K
in paper as permitted by Regulation
S-T
Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form
6-K
in paper as permitted by Regulation
S-T
Rule 101(b)(7): ☐
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule
12g3-2(b)
under the Securities Exchange Act of 1934.
Yes ☐ No ☒
If Yes is marked, indicate below the file number assigned to the registrant in connection with Rule
12g3-2(b):
Not applicable
This report on
Form 6-K
is incorporated by
reference in the Registration Statement on
Form F-3
of Immutep Limited
(No. 333-211702)
filed with the U.S. Securities and Exchange Commission
(SEC) on May 27, 2016, and shall be deemed to be a part thereof from the date on which this report is furnished to the SEC, to the extent not superseded by documents or reports subsequently filed or furnished.
EXHIBIT INDEX
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Exhibit
Number
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Description
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99.1
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Securities Purchase Agreement between Immutep Limited and the purchasers signatory thereto dated December 18, 2018
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99.2
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Registration Rights Agreement between Immutep Limited and the holders signatory thereto dated December 18, 2018
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99.3
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Form of American Depositary Shares Purchase Warrant
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99.4
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Press Release
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2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
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Immutep Limited
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Date:
December 19, 2018
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By:
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/s/ Marc Voigt
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Name:
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Marc Voigt
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Title:
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Chief Executive Officer
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3
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