- Amended Statement of Ownership (SC 13G/A)
February 17 2009 - 4:24PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
(Name of Issuer)
(Title of Class of Securities)
(CUSIP Number)
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o
Rule 13d-1 (b)
o
Rule 13d-1 (c)
x
Rule 13d-1 (d)
* The remainder of this cover page shall be filled out for a reporting persons initial filing on
this form with respect to the subject class of securities, and for any subsequent amendment
containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be filed for
the purpose of Section 18 of the Securities Exchange Act of 1934 (the Act) or otherwise subject
to the liabilities of that section of the Act but shall be subject to all other provisions of the
Act (however, see the Notes).
(Page 1 of 6 Pages)
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CUSIP
No.
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437080104
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Page
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2
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of
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6
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1
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NAMES OF REPORTING PERSONS
George Holley
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(SEE INSTRUCTIONS)
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(a)
o
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(b)
o
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States
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5
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SOLE VOTING POWER
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NUMBER OF
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3,010,149 shares of Common Stock (inclusive of vested stock
options to acquire 527,217 shares of Common Stock)
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SHARES
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6
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SHARED VOTING POWER
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BENEFICIALLY
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OWNED BY
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None
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EACH
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7
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SOLE DISPOSITIVE POWER
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REPORTING
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PERSON
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3,010,149 shares of Common Stock (inclusive of vested stock
options to acquire 527,217 shares of Common Stock)
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WITH:
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8
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SHARED DISPOSITIVE POWER
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None
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON
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3,010,149 shares of Common Stock (inclusive of
vested stock options to acquire 527,217 shares of Common Stock)
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW
(9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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o
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW
(9)
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16.7%
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN
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(Page
2 of 6 Pages)
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Item
1(a).
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Name of Issuer:
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Home Diagnostics, Inc.
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Item
1(b).
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Address of Issuers Principal Executive Offices:
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2400 NW 55
th
Court, Fort Lauderdale, FL 33309
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Item
2(a).
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Name of Person Filing:
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George Holley
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Item
2(b).
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Address of Principal Business Office or, if None, Residence:
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1 Trefoil Drive, Trumbull, CT 06611
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Item
2(c).
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Citizenship:
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United States
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Item
2(d).
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Title of Class of Securities:
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Common Stock
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Item
2(e).
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CUSIP Number:
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437080104
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Item
3.
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If This Statement is Filed Pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check
whether the person filing is a:
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(a)
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o
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Broker or dealer registered under Section 15 of the Act (15 U.S.C.
78o);
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(b)
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o
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Bank as defined in Section 3 (a) (6) of the Act (15 U.S.C. 78c);
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(c)
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o
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Insurance company as defined in Section 3 (a) (19) of the Act (15
U.S.C. 78c);
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(d)
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o
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Investment company registered under Section 8 of the Investment
Company Act of 1940 (15 U.S.C. 80a-8);
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(e)
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o
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An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
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(f)
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o
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An employee benefit plan or endowment fund in accordance with
§240.13d-1(b) (1) (ii) (F);
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(g)
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o
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A parent holding company or control person in accordance with
§240.13d-1(b) (ii)(G);
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(Page 3 of 6)
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(h)
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o
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A savings association as defined in Section 3 (b) of the Federal
Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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o
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A church plan that is excluded from the definition of an investment
company under Section 3 (c) (14) of the Investment Company Act of 1940 (15 U.S.C.
80a-3);
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(j)
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o
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A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J);
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(k)
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o
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Group, in accordance with §240.13d-1(b)(1)(ii)(K).
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If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J),
please specify the type of institution:
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N/A
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Item 4.
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Ownership.
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Amount Beneficially Owned: 3,010,149 shares of Common Stock
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This amount includes: (i) 2,482,932 shares of Common Stock owned directly by Mr. Holley and (ii) vested stock options to acquire 527,217 shares of Common Stock
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(b)
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Percent of Class: 16.7%
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This percentage is based upon 17,482,144 shares of Common Stock issued and
outstanding as of November 5, 2008, as set forth in the Form 10-Q of the Company for
the quarterly period ended September 30, 2008, filed with the Securities and Exchange
Commission on November 10, 2008, plus the 527,217 aggregate number of shares
which the Reporting Person has the right to acquire within 60 days of December 31,
2008 pursuant to the exercise of vested stock options.
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(c)
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Number of shares as to which such person has:
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(i)
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sole power to vote or to direct the vote: 3,010,149 shares of
Common Stock (inclusive of vested stock options to acquire 527,217 shares of
Common Stock)
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(ii)
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shared power to vote or direct the vote: None
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(iii)
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sole power to dispose or to direct the disposition of: 3,010,149 shares of Common Stock (inclusive of vested stock options to acquire
527,217 shares of Common Stock)
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(iv)
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shared power to dispose or to direct the disposition of: None
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(Page 4 of 6)
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Item 5.
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Ownership of Five Percent or Less of a Class.
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If this statement is being filed to report the fact that as of the date hereof the reporting
person has ceased to be the beneficial owner of more than five percent of the class of securities,
check the following
o
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N/A
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Item 6.
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Ownership of More than Five Percent on Behalf of Another Person.
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N/A
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being
Reported on By the Parent Holding Company or Control Person.
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N/A
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Item 8.
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Identification and Classification of Members of the Group.
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N/A
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Item 9.
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Notice of Dissolution of Group.
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N/A
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Item 10.
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Certifications.
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N/A
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(Page 5 of 6)
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the
information set forth in this statement is true, complete and correct.
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February 16, 2009
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Date:
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/s/ GEORGE HOLLEY
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Name:
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George Holley, Individually
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(Page 6 of 6)
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