The information required
on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities
Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject
to all other provisions of the Act (however, see the Notes).
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1
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NAME OF REPORTING PERSON
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VOSS VALUE FUND, L.P.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a) ☐
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(b) ☐
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS
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WC
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
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☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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DELAWARE
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NUMBER OF
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7
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SOLE VOTING POWER
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SHARES
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BENEFICIALLY
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607,400*
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OWNED BY
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8
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SHARED VOTING POWER
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EACH
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REPORTING
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- 0 -
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PERSON WITH
|
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9
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SOLE DISPOSITIVE POWER
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607,400*
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10
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SHARED DISPOSITIVE POWER
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- 0 -
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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607,400*
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
☐
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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4.6%*
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14
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TYPE OF REPORTING PERSON
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PN
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* Includes 7,400 Shares
underlying certain call options exercisable within sixty days hereof.
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1
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NAME OF REPORTING PERSON
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VOSS ADVISORS, LP
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2
|
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a) ☐
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(b) ☐
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS
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OO
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
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☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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TEXAS
|
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NUMBER OF
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7
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SOLE VOTING POWER
|
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SHARES
|
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|
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BENEFICIALLY
|
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607,400*
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OWNED BY
|
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8
|
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SHARED VOTING POWER
|
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EACH
|
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|
|
|
|
REPORTING
|
|
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|
|
- 0 -
|
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PERSON WITH
|
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9
|
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SOLE DISPOSITIVE POWER
|
|
|
|
|
|
|
|
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607,400*
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|
|
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10
|
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SHARED DISPOSITIVE POWER
|
|
|
|
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|
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|
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- 0 -
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|
11
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
|
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|
|
|
|
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607,400*
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12
|
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
☐
|
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13
|
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
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|
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4.6%*
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|
|
14
|
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TYPE OF REPORTING PERSON
|
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PN
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* Includes 7,400 Shares
underlying certain call options exercisable within sixty days hereof.
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1
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NAME OF REPORTING PERSON
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VOSS ADVISORS GP, LLC
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2
|
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a) ☐
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(b) ☐
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS
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OO
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5
|
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
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☐
|
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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TEXAS
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NUMBER OF
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7
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SOLE VOTING POWER
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SHARES
|
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BENEFICIALLY
|
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607,400*
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OWNED BY
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8
|
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SHARED VOTING POWER
|
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EACH
|
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REPORTING
|
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- 0 -
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PERSON WITH
|
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9
|
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SOLE DISPOSITIVE POWER
|
|
|
|
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607,400*
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|
10
|
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SHARED DISPOSITIVE POWER
|
|
|
|
|
|
|
|
|
|
|
|
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- 0 -
|
|
|
11
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
|
|
|
|
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|
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607,400*
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12
|
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
☐
|
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|
13
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
|
|
|
|
|
|
|
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4.6%*
|
|
|
14
|
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TYPE OF REPORTING PERSON
|
|
|
|
|
|
|
|
|
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|
OO
|
|
* Includes 7,400 Shares
underlying certain call options exercisable within sixty days hereof.
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1
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NAME OF REPORTING PERSON
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VOSS CAPITAL, LLC
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2
|
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ☐
|
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(b) ☐
|
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3
|
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SEC USE ONLY
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4
|
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SOURCE OF FUNDS
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OO
|
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5
|
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
☐
|
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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TEXAS
|
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NUMBER OF
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7
|
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SOLE VOTING POWER
|
|
SHARES
|
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BENEFICIALLY
|
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1,053,025*
|
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OWNED BY
|
|
8
|
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SHARED VOTING POWER
|
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EACH
|
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|
|
|
REPORTING
|
|
|
|
|
- 0 -
|
|
PERSON WITH
|
|
9
|
|
SOLE DISPOSITIVE POWER
|
|
|
|
|
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|
|
|
|
|
|
|
1,053,025*
|
|
|
|
10
|
|
SHARED DISPOSITIVE POWER
|
|
|
|
|
|
|
|
|
|
|
|
|
- 0 -
|
|
|
11
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
|
|
|
|
|
|
|
1,053,025*
|
|
|
12
|
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
☐
|
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|
|
|
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|
|
|
|
|
|
13
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
|
|
|
|
|
|
|
|
8.0%*
|
|
|
14
|
|
TYPE OF REPORTING PERSON
|
|
|
|
|
|
|
|
|
|
|
OO
|
|
* Includes 7,400 Shares
underlying certain call options exercisable within sixty days hereof.
|
|
|
|
|
|
|
|
|
|
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1
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NAME OF REPORTING PERSON
|
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|
TRAVIS W. COCKE
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2
|
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ☒
|
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(b) ☐
|
|
|
|
|
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3
|
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SEC USE ONLY
|
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|
|
|
|
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|
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|
|
|
4
|
|
SOURCE OF FUNDS
|
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|
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|
OO
|
|
|
5
|
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
☐
|
|
|
|
|
|
|
|
|
|
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|
6
|
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
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|
|
|
|
|
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|
USA
|
|
NUMBER OF
|
|
7
|
|
SOLE VOTING POWER
|
|
SHARES
|
|
|
|
|
|
BENEFICIALLY
|
|
|
|
|
1,053,025*
|
|
OWNED BY
|
|
8
|
|
SHARED VOTING POWER
|
|
EACH
|
|
|
|
|
|
REPORTING
|
|
|
|
|
- 0 -
|
|
PERSON WITH
|
|
9
|
|
SOLE DISPOSITIVE POWER
|
|
|
|
|
|
|
|
|
|
|
|
|
1,053,025*
|
|
|
|
10
|
|
SHARED DISPOSITIVE POWER
|
|
|
|
|
|
|
|
|
|
|
|
|
- 0 -
|
|
|
11
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
|
|
|
|
|
|
|
1,053,025*
|
|
|
12
|
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
☐
|
|
|
|
|
|
|
|
|
|
|
|
|
13
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
|
|
|
|
|
|
|
|
8.0%*
|
|
|
14
|
|
TYPE OF REPORTING PERSON
|
|
|
|
|
|
|
|
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|
IN
|
|
* Includes 7,400 Shares
underlying certain call options exercisable within sixty days hereof.
The following constitutes
Amendment No. 2 to the Schedule 13D filed by the undersigned (“Amendment No. 2”). This Amendment No. 2 amends the Schedule
13D as specifically set forth herein.
|
Item 1.
|
Security and Issuer.
|
Item 1 is hereby amended
and restated to read as follows:
This statement relates
to the Class A Common Stock, $0.001 par value per share (the “Shares”), of Benefytt Technologies, Inc., a Delaware
corporation (the “Issuer”). The address of the principal executive offices of the Issuer is 3450 Buschwood Park Dr.,
Suite 200, Tampa, Florida 33618.
|
Item 3.
|
Source and Amount of Funds or Other Consideration.
|
Item 3 is hereby amended
and restated to read as follows:
The Shares purchased
by Voss Value Fund and held in the Voss Managed Account were purchased with working capital (which may, at any given time, include
margin loans made by brokerage firms in the ordinary course of business) in open market transactions. The aggregate purchase price
of the 600,000 Shares beneficially owned by Voss Value Fund is approximately $12,603,241, excluding brokerage commissions. The
aggregate purchase price of certain call options exercisable into 7,400 Shares that may be deemed to be beneficially owned by
Voss Value Fund, as further described in Item 6 below, is approximately $59,034, excluding brokerage commissions. The aggregate
purchase price of the 445,625 Shares held in the Voss Managed Account is approximately $9,200,236, excluding brokerage commissions.
|
Item 5.
|
Interest in Securities of the Issuer.
|
Items 5(a) –
(c) are hereby amended and restated to read as follows:
The aggregate percentage
of Shares reported owned by each person named herein is based upon 13,203,527 Shares outstanding as of March 30, 2020, which is
the total number of Shares outstanding as reported in the Issuer’s Definitive Proxy Statement on Form DEF 14A filed with
the Securities and Exchange Commission on April 17, 2020.
|
(a)
|
As of the close of business on April 28, 2020, Voss Value Fund beneficially owned 607,400 Shares,
including 7,400 Shares underlying certain call options.
|
Percentage: Approximately
4.6%
|
(b)
|
1. Sole power to vote or direct vote: 607,400
2. Shared power to vote or direct vote: 0
3. Sole power to dispose or direct the disposition: 607,400
4. Shared power to dispose or direct the disposition: 0
|
|
(c)
|
The transactions in the Shares by Voss Value Fund since the filing of Amendment No. 1 to the Schedule
13D are set forth in Schedule A and are incorporated herein by reference.
|
|
(a)
|
Voss Advisors, as the general partner of Voss Value Fund, may be deemed the beneficial owner of
the 607,400 Shares owned by Voss Value Fund.
|
Percentage: Approximately
4.6%
|
(b)
|
1. Sole power to vote or direct vote: 607,400
2. Shared power to vote or direct vote: 0
3. Sole power to dispose or direct the disposition: 607,400
4. Shared power to dispose or direct the disposition: 0
|
|
(c)
|
Voss Advisors has not entered into any transactions in the Shares since the filing of Amendment
No. 1 to the Schedule 13D. The transactions in the Shares on behalf of Voss Value Fund since the filing of Amendment No. 1 to the
Schedule 13D are set forth in Schedule A and are incorporated herein by reference.
|
|
(a)
|
Voss GP, as the general partner of Voss Advisors, may be deemed the beneficial owner of the 607,400
Shares owned by Voss Value Fund.
|
Percentage: Approximately
4.6%
|
(b)
|
1. Sole power to vote or direct vote: 607,400
2. Shared power to vote or direct vote: 0
3. Sole power to dispose or direct the disposition: 607,400
4. Shared power to dispose or direct the disposition: 0
|
|
(c)
|
Voss GP has not entered into any transactions in the Shares since the filing of Amendment No. 1
to the Schedule 13D. The transactions in the Shares on behalf of Voss Value Fund since the filing of Amendment No. 1 to the Schedule
13D are set forth in Schedule A and are incorporated herein by reference.
|
|
(a)
|
As of the close of business on April 28, 2020, 445,625 Shares were
held in the Voss Managed Account. Voss Capital, as the investment manager of Voss Value Fund, may be deemed to beneficially own
the 607,400 Shares owned by Voss Value Fund.
|
Percentage: Approximately
8.0%
|
(b)
|
1. Sole power to vote or direct vote: 1,053,025
2. Shared power to vote or direct vote: 0
3. Sole power to dispose or direct the disposition: 1,053,025
4. Shared power to dispose or direct the disposition: 0
|
|
(c)
|
The transactions in the Shares by Voss Capital through the Voss Managed Account and on behalf of
Voss Value Fund since the filing of Amendment No. 1 to the Schedule 13D are set forth in Schedule A and are incorporated herein
by reference.
|
|
(a)
|
Mr. Cocke, as the managing member of each of Voss GP and Voss Capital,
may be deemed the beneficial owner of the (i) 607,400 Shares owned by Voss Value Fund and (ii) 445,625 Shares held in the Voss
Managed Account.
|
Percentage: Approximately
8.0%
|
(b)
|
1. Sole power to vote or direct vote: 1,053,025
2. Shared power to vote or direct vote: 0
3. Sole power to dispose or direct the disposition: 1,053,025
4. Shared power to dispose or direct the disposition: 0
|
|
(c)
|
Mr. Cocke has not entered into any transactions in the Shares since the filing of Amendment No.
1 to the Schedule 13D. The transactions in the Shares on behalf of Voss Value Fund and through the Voss Managed Account since the
filing of Amendment No. 1 to the Schedule 13D are set forth in Schedule A and are incorporated herein by reference.
|
The filing of this
Schedule 13D shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Exchange Act,
the beneficial owners of any securities of the Issuer that he or it does not directly own. Each of the Reporting Persons specifically
disclaims beneficial ownership of the securities reported herein that he or it does not directly own.
|
Item 6.
|
Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer.
|
Item 6 is hereby amended
to add the following:
As previously disclosed,
Voss Value Fund purchased exchange-listed American-style call options referencing an aggregate of 10,000 Shares, which have an
exercise price of $10 and expire on May 15, 2020. As further detailed in Schedule A, Voss Value Fund sold certain of such call
options referencing an aggregate of 4,600 Shares. As of the close of business on April 28, 2020, Voss Value Fund has exposure to
the remaining call options referencing an aggregate of 5,400 Shares.
As previously disclosed,
Voss Value Fund purchased exchange-listed American-style call options referencing an aggregate of 5,000 Shares, which have an exercise
price of $10 and expire on January 21, 2022. As further detailed in Schedule A, Voss Value Fund sold certain of such call options
referencing an aggregate of 3,000 Shares. As of the close of business on April 28, 2020, Voss Value Fund has exposure to the remaining
call options referencing an aggregate of 2,000 Shares.
All transactions
with respect to securities of the Issuer as reported on Schedule A are incorporated herein by reference.
SIGNATURES
After reasonable inquiry
and to the best of his knowledge and belief, each of the undersigned certifies that the information set forth in this statement
is true, complete and correct.
Dated: April 28, 2020
|
Voss Value Fund, L.P.
|
|
|
|
By:
|
Voss Capital, LLC
Investment Manager
|
|
|
|
|
By:
|
/s/ Travis W. Cocke
|
|
|
Name:
|
Travis W. Cocke
|
|
|
Title:
|
Managing Member
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Voss Advisors, LP
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By:
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Voss Advisors GP, LLC
General Partner
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By:
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/s/ Travis W. Cocke
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Name:
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Travis W. Cocke
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Title:
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Managing Member
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Voss Advisors GP, LLC
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By:
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/s/ Travis W. Cocke
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Name:
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Travis W. Cocke
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Title:
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Managing Member
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Voss Capital LLC
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By:
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/s/ Travis W. Cocke
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Name:
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Travis W. Cocke
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Title:
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Managing Member
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/s/ Travis W. Cocke
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Travis W. Cocke
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SCHEDULE A
Transactions in the Securities
of the Issuer Since the Filing of Amendment No. 1 to the Schedule 13D
Nature of the Transaction
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Securities
Purchased/(Sold)
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Price Per
Share($)
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Date of
Purchase / Sale
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VOSS VALUE FUND, L.P.
Purchase of May 2020
Call Option ($29 Strike Price)1*
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5,000
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4.7000
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03/05/2020
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Purchase of May 2020
Call Option ($22 Strike Price)1*
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5,000
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8.6000
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03/05/2020
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Purchase of May 2020
Call Option ($18 Strike Price)1*
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7,800
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12.2590
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03/05/2020
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Purchase of January 2021
Call Option ($15 Strike Price)2 *
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7,500
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16.3000
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03/05/2020
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Purchase of January 2021
Call Option ($20 Strike Price)2*
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10,000
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12.1000
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03/05/2020
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Sale of January 2022
Put Option ($22 Strike Price)3 +
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(10,000)
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7.7000
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03/05/2020
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Sale of January 2022
Put Option ($20 Strike Price)3 +
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(10,000)
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6.5000
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03/05/2020
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Sale of August 2020
Call Option ($27 Strike Price)4 +
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(5,000)
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6.5000
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03/11/2020
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Sale of January 2021
Call Option ($30 Strike Price)2+
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(10,000)
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6.0000
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03/11/2020
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Purchase of May 2020
Call Option ($29 Strike Price)1*
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5,000
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3.3000
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03/12/2020
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Purchase of August 2020
Call Option ($24 Strike Price)4*
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5,000
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6.5000
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03/12/2020
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Purchase of August 2020
Call Option ($25 Strike Price)4*
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10,000
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6.3000
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03/12/2020
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Purchase of May 2020
Call Option ($19 Strike Price)1*
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10,000
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8.0000
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03/12/2020
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Purchase of May 2020
Call Option ($18 Strike Price)1*
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10,000
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9.0000
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03/12/2020
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Purchase of Class A Common Stock
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10,000
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22.8199
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03/13/2020
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Purchase of May 2020
Call Option ($30 Strike Price)1*
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10,000
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3.3000
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03/13/2020
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Purchase of May 2020
Call Option ($17 Strike Price)1*
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10,000
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9.3000
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03/13/2020
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Purchase of January 2021
Call Option ($20 Strike Price)2*
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10,000
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10.5000
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03/13/2020
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Purchase of August 2020
Call Option ($31 Strike Price)4*
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10,000
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4.4000
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03/13/2020
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Purchase of August 2020
Put Option ($25 Strike Price)5 *
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2,500
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11.0000
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03/16/2020
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Purchase of May 2020
Put Option ($15 Strike Price)6 *
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10,000
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3.2000
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03/16/2020
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Sale of January 2021
Call Option ($20 Strike Price)2+
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(10,000)
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6.5000
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03/16/2020
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Purchase of January 2021
Put Option ($25 Strike Price)7*
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10,000
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9.0000
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03/16/2020
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Sale of Class A Common Stock
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(5,000)
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25.3000
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03/18/2020
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Purchase of May 2020
Put Option ($19 Strike Price)6*
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10,000
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4.5000
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03/18/2020
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Sale of Class A Common Stock
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(14,200)
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22.9324
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03/18/2020
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Purchase of January 2021
Put Option ($15 Strike Price)7*
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2,500
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5.5000
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03/19/2020
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Sale of Class A Common Stock
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(2,928)
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19.9900
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03/19/2020
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Purchase of August 2020
Put Option ($23 Strike Price)5*
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10,000
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9.5000
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03/19/2020
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Purchase of January 2021
Put Option ($20 Strike Price)7*
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10,000
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9.0000
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03/19/2020
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Purchase of May 2020
Put Option ($25 Strike Price)6*
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10,000
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8.5000
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03/19/2020
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Purchase of August 2020
Put Option ($25 Strike Price)5*
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2,500
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10.2000
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03/20/2020
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Purchase of May 2020
Put Option ($22 Strike Price)6*
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10,000
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6.4000
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03/20/2020
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Sale of August 2020
Call Option ($16 Strike Price)4+
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(10,000)
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4.9000
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03/23/2020
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Sale of Class A Common Stock
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(5,005)
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18.6980
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03/24/2020
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Purchase of August 2020
Call Option ($30 Strike Price)4*
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10,000
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2.2500
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03/24/2020
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Purchase of May 2020
Call Option ($32 Strike Price)1*
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10,000
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0.9000
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03/24/2020
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Purchase of January 2021
Call Option ($20 Strike Price)2*
|
600
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7.5000
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03/25/2020
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Purchase of January 2021
Call Option ($25 Strike Price)2*
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6,200
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7.0000
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03/25/2020
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Purchase of January 2021
Call Option ($22 Strike Price)2*
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10,000
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7.5000
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03/25/2020
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Purchase of January 2021
Call Option ($18 Strike Price)2*
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10,000
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8.5000
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03/25/2020
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Sale of Class A Common Stock
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(9,100)
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20.1795
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03/25/2020
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Purchase of August 2020
Put Option ($25 Strike Price)5*
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5,000
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7.5000
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03/31/2020
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Purchase of January 2021
Put Option ($22 Strike Price)7*
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10,000
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8.0000
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03/31/2020
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Purchase of January 2021
Put Option ($15 Strike Price)7*
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7,500
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4.5000
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04/06/2020
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Purchase of January 2021
Call Option ($35 Strike Price)2*
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1,200
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2.6500
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04/16/2020
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Purchase of August 2020
Call Option ($27 Strike Price)4*
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5,000
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3.3000
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04/16/2020
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Purchase of January 2021
Call Option ($25 Strike Price)2*
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10,000
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5.6000
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04/16/2020
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Purchase of August 2020
Call Option ($29 Strike Price)4*
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10,000
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2.7500
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04/16/2020
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Purchase of January 2021
Call Option ($35 Strike Price)2*
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10,000
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3.7000
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04/17/2020
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Purchase of January 2021
Call Option ($30 Strike Price)2*
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12,400
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4.7000
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04/17/2020
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Sale of Class A Common Stock
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(700)
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25.2700
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04/17/2020
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Purchase of January 2021
Call Option ($35 Strike Price)2*
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1,200
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3.3000
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04/22/2020
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Purchase of January 2022
Put Option ($25 Strike Price)3*
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3,000
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11.5467
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04/27/2020
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Purchase of May 2020
Put Option ($14 Strike Price)6*
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4,600
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0.2815
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04/27/2020
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Purchase of January 2022
Put Option ($17 Strike Price)3*
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4,600
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6.7348
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04/27/2020
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Purchase of January 2022
Put Option ($20 Strike Price)3*
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4,600
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8.2587
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04/27/2020
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Purchase of January 2021
Put Option ($13 Strike Price)7*
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4,600
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2.1576
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04/27/2020
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Purchase of January 2022
Put Option ($22 Strike Price)3*
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4,600
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9.5391
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04/27/2020
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Purchase of January 2021
Put Option ($18 Strike Price)7*
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4,600
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4.0609
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04/27/2020
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Purchase of January 2021
Call Option ($20 Strike Price)2*
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11,800
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10.0017
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04/27/2020
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Purchase of August 2020
Call Option ($16 Strike Price)4*
|
4,600
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11.1022
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04/27/2020
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Purchase of January 2022
Call Option ($25 Strike Price)8*
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4,600
|
10.6565
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04/27/2020
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Purchase of January 2021
Call Option ($35 Strike Price)2*
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6,500
|
4.3892
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04/27/2020
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Purchase of January 2021
Put Option ($10 Strike Price)7*
|
4,600
|
1.3630
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04/27/2020
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Purchase of January 2021
Put Option ($25 Strike Price)7*
|
4,600
|
7.7565
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04/27/2020
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Purchase of January 2021
Call Option ($18 Strike Price)2*
|
4,600
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11.2087
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04/27/2020
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Purchase of January 2021
Put Option ($8 Strike Price)7*
|
1,500
|
1.0400
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04/27/2020
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Sale of May 2020
Call Option ($29 Strike Price)1
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(4,600)
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14.7500
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04/27/2020
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Sale of January 2022
Call Option ($10 Strike Price)8
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(3,000)
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16.5200
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04/27/2020
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Sale of Class A Common Stock
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(4,200)
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24.1100
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04/28/2020
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Purchase of January 2021
Put Option ($18 Strike Price)7*
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5,400
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4.2944
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04/28/2020
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Purchase of January 2021
Call Option ($35 Strike Price)2*
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7,200
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3.5431
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04/28/2020
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Purchase of January 2022
Put Option ($17 Strike Price)3*
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5,400
|
6.9907
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04/28/2020
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Purchase of January 2021
Put Option ($25 Strike Price)7*
|
5,400
|
8.0648
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04/28/2020
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Purchase of January 2022
Put Option ($20 Strike Price)3*
|
5,400
|
8.5463
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04/28/2020
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Purchase of January 2021
Put Option ($13 Strike Price)7*
|
5,400
|
2.3000
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04/28/2020
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Purchase of January 2022
Put Option ($25 Strike Price)3*
|
3,100
|
12.2806
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04/28/2020
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Purchase of January 2021
Call Option ($18 Strike Price)2*
|
5,400
|
10.0630
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04/28/2020
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Purchase of January 2022
Put Option ($22 Strike Price)3*
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5,400
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10.2148
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04/28/2020
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Purchase of May 2020
Put Option ($14 Strike Price)6*
|
5,400
|
0.2009
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04/28/2020
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Purchase of January 2022
Call Option ($25 Strike Price)8*
|
5,400
|
10.1185
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04/28/2020
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Purchase of January 2021
Call Option ($20 Strike Price)2*
|
12,600
|
9.0857
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04/28/2020
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Purchase of January 2021
Put Option ($10 Strike Price)7*
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5,400
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1.3574
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04/28/2020
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Purchase of January 2021
Put Option ($8 Strike Price)7*
|
300
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0.9500
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04/28/2020
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Purchase of August 2020
Call Option ($16 Strike Price)4*
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5,400
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9.8148
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04/28/2020
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VOSS CAPITAL, LLC
(Through the Voss Managed Account)
Purchase of Class A Common Stock
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3,500
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27.9636
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03/09/2020
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Purchase of Class A Common Stock
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52,500
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22.3386
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03/13/2020
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Purchase of Class A Common Stock
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1,000
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22.6145
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03/16/2020
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Sale of Class A Common Stock
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(1,933)
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19.6789
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03/19/2020
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Sale of Class A Common Stock
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(16,800)
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21.7471
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03/25/2020
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Purchase of Class A Common Stock
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6,000
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21.8512
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03/26/2020
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Sale of Class A Common Stock
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(9,568)
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21.1447
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03/26/2020
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Sale of August 2020
Call Option ($25 Strike Price)4+
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(10,000)
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3.5000
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04/07/2020
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Sale of August 2020
Call Option ($21 Strike Price)4+
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(10,000)
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4.5000
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04/07/2020
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Sale of Class A Common Stock
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(19,223)
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21.1803
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04/07/2020
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Sale of Class A Common Stock
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(4,975)
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21.0374
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04/08/2020
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Sale of November 2020
Call Option ($25 Strike Price)9
+
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(10,000)
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4.3000
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04/08/2020
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Sale of November 2020
Call Option ($25 Strike Price)8+
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(600)
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4.2000
|
04/09/2020
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Sale of November 2020
Call Option ($20 Strike Price)8+
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(600)
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6.0000
|
04/09/2020
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Sale of Class A Common Stock
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(500)
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21.5170
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04/09/2020
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Sale of July 2020
Call Option ($20 Strike Price)10
+
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(10,000)
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4.0000
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04/09/2020
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Sale of August 2020
Call Option ($20 Strike Price)4+
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(10,000)
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4.5000
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04/09/2020
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Sale of Class A Common Stock
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(11,200)
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22.6369
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04/16/2020
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Sale of Class A Common Stock
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(1,900)
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25.4100
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04/17/2020
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Sale of Class A Common Stock
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(5,300)
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24.8790
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04/20/2020
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Sale of Class A Common Stock
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(1,000)
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23.3495
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04/21/2020
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Sale of Class A Common Stock
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(2,700)
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24.0344
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04/22/2020
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Sale of Class A Common Stock
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(3,800)
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24.4029
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04/23/2020
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Sale of Class A Common Stock
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(5,600)
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24.3998
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04/24/2020
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Sale of Class A Common Stock
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(5,944)
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23.9001
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04/27/2020
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Sale of Class A Common Stock
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(900)
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24.1211
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04/28/2020
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Sale of Class A Common Stock
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(1,600)
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24.1088
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04/28/2020
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1 Represents shares underlying exchange-listed American-style call options. These call options expire on May 15, 2020.
2 Represents shares underlying exchange-listed American-style call options. These call options expire on January 15, 2021.
3 Represents shares underlying exchange-listed American-style put options. These put options expire on January 21, 2022.
4 Represents shares underlying exchange-listed American-style call options. These call options expire on August 21, 2020.
5 Represents shares underlying exchange-listed American-style put options. These put options expire on August 21, 2020.
6 Represents shares underlying exchange-listed American-style put options. These put options expire on May 15, 2020.
7 Represents shares underlying exchange-listed American-style put options. These put options expire on January 15, 2021.
8 Represents shares underlying exchange-listed American-style call options. These call options expire on January 21, 2022.
9 Represents shares underlying exchange-listed American-style call options. These call options expire on November 20, 2020.
10
Represents shares underlying exchange-listed American-style call options. These call options expire on July 17, 2020.
* Represents a purchase to cover a short position.
+ Represents a short
sale.