- Report of Foreign Issuer (6-K)
November 12 2009 - 7:01AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
November 12, 2009
Commission File Number: 001-34423
CDC Software Corporation
(Translation of registrants name into English)
Cayman Islands
(Jurisdiction of incorporation or organization)
Unit 706-707, Building 9
No. 5 Science Park West Avenue
Hong Kong Science Park
Shatin, New Territories
Hong Kong
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual reports
under cover of Form 20-F or Form 40-F:
þ
Form 20-F
o
Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as
permitted by Regulation S-T Rule 101(b)(1):
o
Indicate by check mark if the registrant is submitting the Form 6-K in paper as
permitted by Regulation S-T Rule 101(b)(7):
o
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of
1934:
o
Yes
þ
No
If Yes is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b): n/a
Other
Events.
Amendment
of CDC Corporation Notes
CDC
Delaware Corp., a company organized and existing under the laws of the State of Delaware
(CDC Delaware) and an affiliate of CDC Software Corporation (the Company), is the holder of
$124.775 million in principal amount, or 74.7% of the total aggregate amount outstanding of those
certain 3.75% Senior Exchangeable Convertible Notes due 2011 (the Notes).
On November 11, 2009, CDC Delaware executed an Amendment No. 1 to Notes and Note Purchase Agreement
(the Amendment), that amends the Notes and the related Note Purchase Agreement (the NPA) dated
as of November 10, 2006 (collectively, the Amendments), to: (i) amend the definition of Qualified
IPO (QIPO) to provide that CDC Software, CDC Games, or any of their respective subsidiaries can
consummate a QIPO; and (ii) reduce the amount of proceeds necessary to achieve a QIPO, via the
definition of Minimum IPO Amount, from $100.0 million to $40.0 million.
As a
result of the Amendment, CDC Corporation believes that the Holder Redemption Right under the Notes
is no longer exercisable.
The Company has been advised that CDC Corporation expects to continue to fulfill its obligations
under the Notes and NPA in accordance with the terms of such documents, including, without
limitation, the payment of periodic interest.
Director Compensation
On October 26, 2009, the board of directors (the Board) of CDC Software Corporation approved the
payment of cash compensation in the amount of $40,000 per annum, effective as of April 17, 2009, to
the Chairman of the Board, for service in such capacity.
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Exhibit
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Description
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1.01
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Press release dated October 13, 2009 CDC Software Estimates Third
Quarter License Revenue Is Expected To Be In Line or Better Than Street
Consensus Estimates
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1.02
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Press release dated October 22, 2009 CDC Software Signs Binding Term
Sheet to Acquire a Provider of SaaS CRM Solutions for the Not-For-Profit
Market
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1.03
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Press release dated October 23, 2009 CDC Software Signs Binding Term
Sheet to Acquire a Provider of SaaS Supply Chain Solutions
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1.04
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Press release dated October 26, 2009 CDC Software Signs OEM Agreement
with Pilgrim Software that Expands its Footprint in CPG and Life Sciences
Markets
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1.05
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Press release dated October 27, 2009 CDC Software Launches Trace Express
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1.06
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Press release dated October 30, 2009 CDC Software Expects to Exceed
Wall Street Consensus Estimates for Third Quarter GAAP Net Income by 33
percent and Adjusted EBITDA by 15 percent
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1.07
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Press release dated November 6, 2009 CDC Software Completes Acquisition
of Activplant Corporation
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly
caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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CDC Software Corporation
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Date: November 12, 2009
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By:
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/s/ Donald L. Novajosky
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Name:
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Donald L. Novajosky
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Title:
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General Counsel
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EXHIBIT INDEX
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Exhibit No.
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Description
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1.01
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Press release dated October 13, 2009 CDC Software Estimates Third
Quarter License Revenue Is Expected To Be In Line or Better Than Street
Consensus Estimates
|
|
|
|
1.02
|
|
Press release dated October 22, 2009 CDC Software Signs Binding Term
Sheet to Acquire a Provider of SaaS CRM Solutions for the Not-For-Profit
Market
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1.03
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Press release dated October 23, 2009 CDC Software Signs Binding Term
Sheet to Acquire a Provider of SaaS Supply Chain Solutions
|
|
|
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1.04
|
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Press release dated October 26, 2009 CDC Software Signs OEM Agreement
with Pilgrim Software that Expands its Footprint in CPG and Life Sciences
Markets
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|
|
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1.05
|
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Press release dated October 27, 2009 CDC Software Launches Trace Express
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1.06
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Press release dated October 30, 2009 CDC Software Expects to Exceed
Wall Street Consensus Estimates for Third Quarter GAAP Net Income by 33
percent and Adjusted EBITDA by 15 percent
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1.07
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Press release dated November 6, 2009 CDC Software Completes Acquisition
of Activplant Corporation
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