false000152716600015271662024-01-172024-01-170001527166us-gaap:CommonStockMember2024-01-172024-01-170001527166us-gaap:SubordinatedDebtMember2024-01-172024-01-17
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): January 17, 2024
Carlyle-Logo-blue.jpg
The Carlyle Group Inc.
(Exact name of registrant as specified in its charter)
Delaware
 
001-35538
 
45-2832612
(State or Other Jurisdiction
of Incorporation)
 
(Commission
File Number)
 
(IRS Employer
Identification No.)
1001 Pennsylvania Avenue, NW
Washington,
DC
 
20004-2505
(Address of Principal Executive Offices)
 
(Zip Code)
(202) 729-5626
(Registrant’s Telephone Number, Including Area Code)
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any
of the following provisions (see General Instruction A.2. below):
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock
CG
The Nasdaq Global Select Market
4.625% Subordinated Notes due 2061 of Carlyle Finance L.L.C.
CGABL
The Nasdaq Global Select Market
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.02
Departure of Directors or Certain Officers; Election of Directors; Appointment of
Certain Officers; Compensatory Arrangements of Certain Officers.
On January 17, 2024, Bruce M. Larson, Chief Human Resources Officer, informed The Carlyle Group Inc. (the “Company”)
that he will retire from the Company in the second half of 2024. Mr. Larson will cease serving as Chief Human Resources
Officer and will no longer be deemed an executive officer of the Company effective January 19, 2024. Mr. Larson will remain
an employee of the Company as a Senior Advisor and will assist with the transition of his responsibilities until his retirement.   
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
 
 
The Carlyle Group Inc.
Date: January 18, 2024
 
 
By:
 
/s/ Jeffrey W. Ferguson
 
 
Name:
 
Jeffrey W. Ferguson
 
 
Title:
 
General Counsel
v3.23.4
Cover
Jan. 17, 2024
Entity Information [Line Items]  
Document Type 8-K
Amendment Flag false
Document Period End Date Jan. 17, 2024
Entity Registrant Name Carlyle Group Inc.
Entity Central Index Key 0001527166
Entity Incorporation, State or Country Code DE
Entity File Number 001-35538
Entity Tax Identification Number 45-2832612
Entity Address, Address Line One 1001 Pennsylvania Avenue, NW
Entity Address, City or Town Washington,
Entity Address, State or Province DC
Entity Address, Postal Zip Code 20004-2505
City Area Code 202
Local Phone Number 729-5626
Written Communications false
Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issuer Tender Offer false
Entity Emerging Growth Company false
Common Stock  
Entity Information [Line Items]  
Title of 12(b) Security Common Stock
Trading Symbol CG
Security Exchange Name NASDAQ
Subordinated Debt  
Entity Information [Line Items]  
Title of 12(b) Security 4.625% Subordinated Notes due 2061 of Carlyle Finance L.L.C.
Trading Symbol CGABL
Security Exchange Name NASDAQ
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