Item 5.07 |
Submission of Matters to a Vote of Security Holders.
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On May 16, 2023, ATAI Life Sciences N.V. (“atai”) held its annual general meeting of shareholders (the “Annual Meeting”). As of April 18,
2023, the record date for the Annual Meeting, there were approximately 166,010,476 common shares outstanding. Each common share is entitled to one vote on any matter presented at the Annual Meeting as a voting item.
The following are the voting results for the proposals considered and voted upon at the Annual Meeting, all of which are described in atai’s
definitive proxy statement filed with the Securities and Exchange Commission on April 28, 2023.
Proposal 1 -
Adoption of the Dutch statutory annual accounts over fiscal year 2022:
For
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Against |
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Abstain |
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56,185,273
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58,762
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85,139
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Proposal 2 -
Appointment of Deloitte & Touche LLP (and its Dutch offices/entity) as atai’s external auditor for fiscal year 2023:
For
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Against
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Abstain |
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56,185,263
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79,210
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64,701
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Proposal 3 -
Release of each member of atai’s board of supervisory directors and board of managing directors from liability for the exercise of their duties during fiscal year 2022:
For
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Against
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Abstain
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50,694,031
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5,556,136
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79,007
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Proposal 4 -
Re-appointment of Sabrina Martucci Johnson as a supervisory director:
For
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Against
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Abstain
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53,780,277
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2,437,117
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111,780
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Proposal 5 -
Re-appointment of Amir Kalali as a supervisory director:
For
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Against |
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Abstain
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54,465,089
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1,753,814
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110,271
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Proposal 6 -
Re-appointment of Andrea Heslin Smiley as a supervisory director:
For
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Against |
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Abstain
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54,455,882
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1,767,253
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106,039
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Proposal 7 -
Extension of the authorization of atai’s management board to issue shares and grant rights to subscribe for shares:
For
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Against |
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Abstain |
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49,356,910
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6,693,641
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278,623
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Proposal 8 -
Extension of the authorization of atai’s management board to limit and exclude pre-emption rights:
For
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Against
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Abstain
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49,609,170
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6,635,049
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84,955
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Proposal 9 –
Extension of the authorization of atai’s management board to acquire shares (or depositary receipts for such shares) in atai’s capital:
For
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Against |
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Abstain
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50,291,434
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5,964,883
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72,857
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Based on the foregoing votes, the shareholders re-appointed Sabrina Martucci Johnson, Amir Kalali and Andrea Heslin Smiley as supervisory directors to serve until atai’s
2026 annual general meeting of shareholders, and approved Proposals 1, 2, 3, 7, 8 and 9.