Statement of Changes in Beneficial Ownership (4)
June 01 2021 - 3:28PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Hutchings W Preston |
2. Issuer Name and Ticker or Trading Symbol
ARCH CAPITAL GROUP LTD.
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ACGL
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) SVP & Chief Investment Officer |
(Last)
(First)
(Middle)
WATERLOO HOUSE, GROUND FLOOR, 100 PITTS BAY ROAD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/27/2021 |
(Street)
PEMBROKE, D0 HM 08
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Shares, $.0011 par value per share | 3/16/2021 | | G(2) |
V
| 41358 | D | $0 | 44553 | D | |
Common Shares, $.0011 par value per share | 3/16/2021 | | G(2) |
V
| 41358 | A | $0 | 464597 | I | By Company (1) |
Common Shares, $.0011 par value per share | 5/27/2021 | | S | | 37500 | D | $39.5124 (3) | 427097 | I | By Company (1) |
Common Shares, $.0011 par value per share | | | | | | | | 600 | I | By children |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The shares are held by a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children. |
(2) | On March 16, 2021 the reporting person contributed 41,358 common shares to a company which is owned by a family trust; See FN1. |
(3) | Represents a weighted average sale price; the sales prices range from $39.50 to $39.57. Upon request, the full information regarding the number of shares sold at each separate price within the range will be provided to the issuer, any security holder of the issuer or the staff of the Securities Exchange Commission. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Hutchings W Preston WATERLOO HOUSE, GROUND FLOOR 100 PITTS BAY ROAD PEMBROKE, D0 HM 08 |
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| SVP & Chief Investment Officer |
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Signatures
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/s/ W. Preston Hutchings | | 6/1/2021 |
**Signature of Reporting Person | Date |
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