Statement of Changes in Beneficial Ownership (4)
November 02 2021 - 5:38PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Valenzuela Steve |
2. Issuer Name and Ticker or Trading Symbol
Alarm.com Holdings, Inc.
[
ALRM
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Financial Officer |
(Last)
(First)
(Middle)
C/O ALARM.COM HOLDINGS, INC., 8281 GREENSBORO DRIVE, SUITE 100 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/1/2021 |
(Street)
TYSONS, VA 22102
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock | 11/1/2021 | | M(1) | | 208 | A | $37.94 | 41302 | D | |
Common Stock | 11/1/2021 | | M(1) | | 1084 | A | $27.90 | 42386 | D | |
Common Stock | 11/1/2021 | | M(1) | | 208 | A | $65.03 | 42594 | D | |
Common Stock | 11/1/2021 | | S(1) | | 1500 | D | $84.14 | 41094 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Employee Stock Option (Right to Buy) | $37.94 | 11/1/2021 | | M (1) | | | 208 | (2) | 3/31/2030 | Common Stock | 208 | $0.00 | 8542 | D | |
Employee Stock Option (Right to Buy) | $27.90 | 11/1/2021 | | M (1) | | | 1084 | (3) | 11/14/2026 | Common Stock | 1084 | $0.00 | 0 | D | |
Employee Stock Option (Right to Buy) | $65.03 | 11/1/2021 | | M (1) | | | 208 | (4) | 3/31/2029 | Common Stock | 208 | $0.00 | 6042 | D | |
Explanation of Responses: |
(1) | These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 11, 2021. |
(2) | The shares underlying the option exercised in this transaction were fully vested and exercisable. The remainder of the shares underlying the option shall continue to vest and become exercisable ratably on a monthly basis on the first day of each month through April 1, 2025, subject to the Reporting Person's continued service with the Issuer through each such date. |
(3) | The shares underlying the option exercised in this transaction were fully vested and exercisable. The remainder of the shares underlying the option continued to vest and were exercisable ratably on a monthly basis on the first day of each month through November 1, 2021, subject to the Reporting Person's continued service with the Issuer through each such date. |
(4) | The shares underlying the option exercised in this transaction were fully vested and exercisable. The remainder of the shares underlying the option shall continue to vest and become exercisable ratably on a monthly basis on the first day of each month through April 1, 2024, subject to the Reporting Person's continued service with the Issuer through each such date. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Valenzuela Steve C/O ALARM.COM HOLDINGS, INC. 8281 GREENSBORO DRIVE, SUITE 100 TYSONS, VA 22102 |
|
| Chief Financial Officer |
|
Signatures
|
/s/ Daniel Ramos, Attorney-in-Fact | | 11/2/2021 |
**Signature of Reporting Person | Date |
Alarm com (NASDAQ:ALRM)
Historical Stock Chart
From Sep 2024 to Oct 2024
Alarm com (NASDAQ:ALRM)
Historical Stock Chart
From Oct 2023 to Oct 2024