Statement of Changes in Beneficial Ownership (4)
November 14 2022 - 6:06PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Ugwumba Chidozie |
2. Issuer Name and Ticker or Trading Symbol
BiomX Inc.
[
PHGE
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner _____ Officer (give title below) __X__ Other (specify below) Exit Form 4 - former 10% owner |
(Last)
(First)
(Middle)
609 SW 8TH STREET, SUITE 365 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
8/10/2022 |
(Street)
BENTONVILLE, AR 72712
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 8/10/2022 | | S | | 17769 | D | $0.74 | 3620077 (1) | I | By SymBiosis, LLC |
Common Stock | 8/11/2022 | | S | | 9824 | D | $0.744 | 3610253 (1) | I | By Symbiosis, LLC |
Common Stock | 8/12/2022 | | S | | 11406 | D | $0.734 | 3598847 (1) | I | By Symbiosis, LLC |
Common Stock | 8/15/2022 | | S | | 7200 | D | $0.747 | 3591647 (1) | I | By SymBiosis, LLC |
Common Stock | 8/16/2022 | | S | | 8563 | D | $0.729 | 3583084 (1) | I | By SymBiosis, LLC |
Common Stock | 8/17/2022 | | S | | 21335 | D | $0.688 | 3561749 (1) | I | By SymBiosis, LLC |
Common Stock | 8/18/2022 | | S | | 7764 | D | $0.683 | 3553985 (1) | I | By SymBiosis, LLC |
Common Stock | 8/19/2022 | | S | | 14600 | D | $0.639 | 3539385 (1) | I | By SymBiosis, LLC |
Common Stock | 8/22/2022 | | S | | 5000 | D | $0.657 | 3534385 (1) | I | By SymBiosis, LLC |
Common Stock | 8/23/2022 | | S | | 5900 | D | $0.638 | 3528485 (1) | I | By SymBiosis, LLC |
Common Stock | 8/24/2022 | | S | | 8665 | D | $0.652 | 3519820 (1) | I | By SymBiosis, LLC |
Common Stock | 8/25/2022 | | S | | 26945 | D | $0.718 | 3492875 | I | By SymBiosis, LLC |
Common Stock | 8/26/2022 | | S | | 60628 | D | $0.616 | 3432247 (1) | I | By SymBiosis, LLC |
Common Stock | 8/29/2022 | | S | | 11533 | D | $0.571 | 3420714 (1) | I | By SymBiosis, LLC |
Common Stock | 8/30/2022 | | S | | 13487 | D | $0.566 | 3407227 (1) | I | By SymBiosis, LLC |
Common Stock | 8/31/2022 | | S | | 4540 | D | $0.549 | 3402687 (1) | I | By SymBiosis, LLC |
Common Stock | 9/1/2022 | | S | | 8297 | D | $0.546 | 3394390 (1) | I | By SymBiosis, LLC |
Common Stock | 9/2/2022 | | S | | 2001 | D | $0.546 | 3392389 (1) | I | By SymBiosis, LLC |
Common Stock | 9/6/2022 | | S | | 6403 | D | $0.545 | 3385986 (1) | I | By SymBiosis, LLC |
Common Stock | 9/7/2022 | | S | | 8846 | D | $0.528 | 3377140 (1) | I | By SymBiosis, LLC |
Common Stock | 9/8/2022 | | S | | 4592 | D | $0.522 | 3372548 (1) | I | By SymBiosis, LLC |
Common Stock | 9/9/2022 | | S | | 13219 | D | $0.518 | 3359329 (1) | I | By SymBiosis, LLC |
Common Stock | 9/12/2022 | | S | | 1700 | D | $0.541 | 3357629 (1) | I | By SymBiosis, LLC |
Common Stock | 9/13/2022 | | S | | 2201 | D | $0.525 | 3335428 (1) | I | By SymBiosis, LLC |
Common Stock | 9/14/2022 | | S | | 2301 | D | $0.523 | 3353127 (1) | I | By SymBiosis, LLC |
Common Stock | 9/15/2022 | | S | | 3900 | D | $0.531 | 3349227 (1) | I | By SymBiosis, LLC |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The shares are directly held by SymBiosis, LLC. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Ugwumba Chidozie 609 SW 8TH STREET SUITE 365 BENTONVILLE, AR 72712 |
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| Exit Form 4 - former 10% owner |
Signatures
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/s/ Chidozie Ugwumba | | 11/14/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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