Form NT 10-Q - Notification of inability to timely file Form 10-Q or 10-QSB
May 15 2024 - 3:23PM
Edgar (US Regulatory)
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UNITED
STATES |
OMB
APPROVAL |
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SECURITIES
AND EXCHANGE COMMISSION |
OMB
Number: 3235-0058 |
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Washington,
D.C. 20549 |
Expires:
April 30, 2025 |
Estimated
average burden |
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hours
per response.......2.50 |
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FORM
12b-25 |
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SEC
FILE NUMBER |
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000-56333 |
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CUSIP
NUMBER |
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NOTIFICATION
OF LATE FILING |
628635203 |
(Check
one): |
☐
Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR |
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For
Period Ended: March 31, 2024 |
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☐ |
Transition
Report on Form 10-K |
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☐ |
Transition
Report on Form 20-F |
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☐ |
Transition
Report on Form 11-K |
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☐ |
Transition
Report on Form 10-Q |
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☐ |
Transition
Report on Form N-SAR |
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For
the Transition Period Ended: |
Nothing
in this form shall be construed to imply that the Commission has verified any information contained herein. |
If
the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:
PART
I — REGISTRANT INFORMATION
HUMBL,
Inc. |
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Full
Name of Registrant |
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Former
Name if Applicable |
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101
W. Broadway, Suite 1450 |
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Address
of Principal Executive Office (Street and Number) |
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San
Diego, CA 92101 |
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City,
State and Zip Code |
PART
II — RULES 12b-25(b) AND (c)
If
the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b),
the following should be completed. (Check box if appropriate)
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(a) |
The
reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense |
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☒ |
(b) |
The
subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion
thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report
or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the
fifth calendar day following the prescribed due date; and |
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(c) |
The
accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. |
PART
III – NARRATIVE
State
below in reasonable detail the reasons why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report or portion thereof,
could not be filed within the prescribed time period.
(Attach
extra Sheets if Needed)
The
Registrant could not complete the filing of its Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2024, due to a
delay in review of its financial statements for the quarterly period ended March 31, 2024, as a consequence of having to engage a new
independent accounting firm to replace BF Borgers CPA PC as a result of BF Borgers not currently being permitted to appear or practice
before the SEC for reasons described in the SEC’s Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant
to Section 8A of the Securities Act of 1933, Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission’s
Rules of Practice, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order, dated May 3, 2024, which delay could
not be eliminated by the Registrant without unreasonable effort and expense. In accordance with Rule 12b-25 of the Securities Exchange
Act of 1934, the Registrant will file its Form 10-Q no later than the fifth calendar day following the prescribed due date.
PART
IV — OTHER INFORMATION
(1) |
Name
and telephone number of person to contact in regard to this notification |
Brian
Foote |
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(786) |
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738-9012 |
(Name) |
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(Area
Code) |
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(Telephone
Number) |
(2) |
Have
all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment
Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s)
been filed? If answer is no, identify report(s). |
(3) |
Is
it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be
reflected by the earnings statements to be included in the subject report or portion thereof? |
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If
so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons
why a reasonable estimate of the results cannot be made.
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HUMBL,
Inc. |
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(Name
of Registrant as Specified in Charter) |
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has
caused this notification to be signed on its behalf by the undersigned hereunto duly authorized. |
Date:
May 15, 2024 |
By: |
/s/
Brian Foote |
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Brian
Foote |
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President
and CEO |
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