Current Report Filing (8-k)
July 09 2015 - 4:04PM
Edgar (US Regulatory)
Item 3.01 Transfer of Listing.
On July 9, 2015, ITUS Corporation (the “Company”) announced that The NASDAQ Stock Market LLC has approved the listing of the Company’s common stock on The NASDAQ Capital Market. The Company’s common stock, which was traded on the OTCQB, is scheduled to begin trading on The NASDAQ Capital Market on July 10, 2015 under ticker symbol “ITUS.” A copy of the Company’s press release is attached hereto as Exhibit 99.1.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits
99.1 Press release, dated July 9, 2015.
Cautionary Note Regarding Forward-Looking Statements
This Current Report, including the exhibits included herein, may contain forward-looking statements. Statements that are not historical fact may be considered forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. Forward-looking statements are not statements of historical facts, but rather reflect the Company's current expectations concerning future events and results. We generally use the words “believes,” “expects,” “intends,” “plans,” “anticipates,” “likely,” “will” and similar expressions to identify forward-looking statements. Such forward-looking statements, including those concerning our expectations, involve risks, uncertainties and other factors, some of which are beyond our control, which may cause our actual results, performance or achievements, or industry results, to be materially different from any future results, performance, or achievements expressed or implied by such forward-looking statements. These risks, uncertainties and factors include, but are not limited to, those factors set forth in “Item 1A – Risk Factors” and other sections of our Annual Report on Form 10-K for the fiscal year ended October 31, 2014 as well as in our Quarterly Reports on Form 10-Q and Current Reports on Form 8-K. We undertake no obligation to publicly update or revise any forward-looking statements, whether as a result of new information, future events or otherwise, except as required by law.
2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Dated: July 9, 2015 | | |
| | | |
| | ITUS CORPORATION |
| | | |
| | By: | /s/ Robert A. Berman |
| | | Name: Robert A. Berman |
| | | Title: President and Chief Executive Officer |
3
EXHIBIT INDEX
| Exhibit No. | Description |
| 99.1 | Press Release, dated July 9, 2015 |
| | |
EXHIBIT 99.1
ITUS Announces Uplisting to NASDAQ
LOS ANGELES, CA – July 9, 2015: ITUS Corporation (“ITUS”) (OTCQB: ITUS), today announced that The NASDAQ Stock Market LLC has approved the listing of the Company’s stock for trading on The NASDAQ Capital Market. Trading of the Company’s securities on The NASDAQ Capital Market will commence effective with the opening of business on Friday, July 10, 2015.
Robert Berman, ITUS’s President and CEO, stated, “NASDAQ is the market where shares of the world’s most innovative and successful, high-tech companies are traded. With the potentially life saving technologies we are developing at Anixa, our cancer diagnostic subsidiary, and plans for other high-tech initiatives, NASDAQ is exactly where we want to be, and where ITUS belongs”.
Shares of the Company’s common stock will trade on NASDAQ under the stock symbol “ITUS”. Additional information is available in the “Investors” section of the Company’s website.
About ITUS Corporation
ITUS funds, develops, acquires, and licenses emerging technologies such as High-Tech, Biotechnology, Life Sciences, and Informatics. The company’s wholly owned subsidiary, Anixa Diagnostics, is developing non-invasive, cancer screening tests, and the company and its other subsidiaries have ongoing development and licensing programs involving encrypted communications, advanced materials, and thin-film, flat panel displays. Additional information is available at www.ITUScorp.com.
# # #
Forward-Looking Statements: Statements that are not historical fact may be considered forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. Forward-looking statements are not statements of historical facts, but rather reflect ITUS Corporation's current expectations concerning future events and results. We generally use the words “believes,” “expects,” “intends,” “plans,” “anticipates,” “likely,” “will” and similar expressions to identify forward-looking statements. Such forward-looking statements, including those concerning our expectations, involve risks, uncertainties and other factors, some of which are beyond our control, which may cause our actual results, performance or achievements, or industry results, to be materially different from any future results, performance, or achievements expressed or implied by such forward-looking statements. These risks, uncertainties and factors include, but are not limited to, those factors set forth in “Item 1A – Risk Factors” and other sections of our Annual Report on Form 10-K for the fiscal year ended October 31, 2014 as well as in our Quarterly Reports on Form 10-Q and Current Reports on Form 8-K. We undertake no obligation to publicly update or revise any forward-looking statements, whether as a result of new information, future events or otherwise, except as required by law. You are cautioned not to unduly rely on such forward-looking statements when evaluating the information presented in this press release.
Contact:
Dean Krouch
310-484-5184
dkrouch@ITUScorp.com
ITUS Corporation:FOCUSED ON INNOVATION™
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