Initial Statement of Beneficial Ownership (3)
February 11 2020 - 6:53PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Fetsko Michael |
2. Date of Event Requiring Statement (MM/DD/YYYY)
2/7/2020
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3. Issuer Name and Ticker or Trading Symbol
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP [WAB]
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(Last)
(First)
(Middle)
30 ISABELLA ST. |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Pres., Freight Components Grp. / |
(Street)
PITTSBURGH, PA 15212
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock - Direct | 35926 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Non-Qualified Stock Option | 3/1/2021 | 2/7/2027 | Common Stock | 1750 | $87.05 | D | |
Non-Qualified Stock Option | 3/1/2019 | 2/10/2025 | Common Stock | 2400 | $87.03 | D | |
Non Qualified Stock Option | 3/1/2020 | 2/9/2026 | Common Stock | 2800 | $61.33 | D | |
Non-Qualified Stock Option | 3/1/2022 | 2/6/2028 | Common Stock | 2100 | $71.79 | D | |
Non-Qualified Stock Options | 3/1/2022 | 3/6/2029 | Common Stock | 2100 | $70.64 | D | |
Non-Qualified Stock Options | 3/1/2018 | 2/11/2024 | Common Stock | 2800 | $72.82 | D | |
Explanation of Responses: |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Fetsko Michael 30 ISABELLA ST. PITTSBURGH, PA 15212 |
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| Pres., Freight Components Grp. |
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Signatures
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David L. DeNinno, POA for Michael Fetsko | | 2/7/2020 |
**Signature of Reporting Person | Date |
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