UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_________________
FORM 6-K
REPORT OF FOREIGN PRIVATE
 
ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16 UNDER
THE SECURITIES EXCHANGE ACT OF 1934
Date: May 7, 2024
UBS Group AG
(Registrant's Name)
Bahnhofstrasse 45, 8001 Zurich, Switzerland
(Address of principal executive office)
Commission File Number: 1-36764
Indicate by check mark whether the registrant files or will file annual
 
reports under cover of Form 20-F or Form
40-
F.
Form 20-F
 
☒
 
Form 40-F
 
☐
 
This Form 6-K consists of the UBS Group AG consolidated capital instruments
 
and TLAC-eligible senior
unsecured debt information for the first quarter of 2024, published today
 
by the registrant, which appears
immediately following this page.
 
 
UBS Group AG consolidated capital instruments
 
and TLAC-eligible senior unsecured debt
1
UBS Group AG consolidated capital instruments and
TLAC-eligible senior unsecured debt
First quarter of 2024
This document
 
provides information
 
about the
 
treatment of
 
capital instruments
 
and other
 
instruments contributing
 
to
the total loss-absorbing capacity (TLAC) of UBS Group AG consolidated
 
under the Swiss systemically relevant bank (SRB)
framework as of 31 March 2024.
 
Information
 
about
 
the
 
Swiss
 
SRB
 
capital
 
framework
 
and
 
about
 
Swiss
 
SRB
 
going
 
and
 
gone
 
concern
 
requirements
 
is
provided in the “Capital, liquidity
 
and funding, and balance sheet” section
 
of our Annual Report 2023, which
 
is available
under “Annual reporting” at
ubs.com/investors
.
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
UBS Group AG consolidated capital instruments
 
and TLAC-eligible senior unsecured debt
2
Capital instruments and TLAC-eligible senior unsecured debt as of 31 March 2024
1,2
USD m, except where indicated
Swiss SRB
 
Going concern
Gone concern
3
No.
Issuer
ISIN
Issue date
Outstanding
amount as of
31.3.24
(currency, in
million)
Amount recognized
in regulatory capital
as of 31.3.24
Amount eligible for
the gone concern
requirement
as of 31.3.24
Maturity date
First optional call
date
Additional tier 1 capital
1
UBS Group AG
CH0286864027
7.8.15
USD 1,575
 
1,519
Perpetual
7.8.25
2
UBS Group AG
CH0488506673
27.8.19
AUD 700
 
450
Perpetual
27.8.24
3
UBS Group AG
CH0495570928
4.9.19
SGD 750
 
552
Perpetual
4.9.24
4
UBS Group AG
CH0506668869
13.11.19
CHF 275
 
292
Perpetual
13.11.25
5
UBS Group AG, Switzerland, or employing subsidiaries
4
21.2.20
USD 278
 
278
Perpetual
1.3.25
6
UBS Group AG
CH0558521263
29.7.20
USD 750
 
677
Perpetual
29.7.26
7
UBS Group AG
144A: US902613AD01
RegS: USH42097CB19
10.2.21
USD 1,500
 
1,220
Perpetual
10.2.31
8
UBS Group AG, Switzerland, or employing subsidiaries
4
21.2.21
USD 391
 
391
Perpetual
1.3.26
9
UBS Group AG
144A: US902613AG32
RegS: USH42097CL90
2.6.21
USD 750
 
686
Perpetual
2.6.26
10
UBS Group AG
144A: US902613AJ70
RegS: USH42097CS44
12.1.22
USD 1,500
 
1,379
Perpetual
12.2.27
11
UBS Group AG
CH1160680174
16.2.22
CHF 265
 
288
Perpetual
16.2.27
12
UBS Group AG, Switzerland, or employing subsidiaries
4
18.2.22
USD 447
 
447
Perpetual
1.3.27
13
UBS Group AG, Switzerland, or employing subsidiaries
4
17.2.23
USD 423
 
423
Perpetual
1.3.28
14
UBS Group AG
144A: US902613BF40
RegS: USH42097ES26
13.11.23
USD 1,750
 
1,747
Perpetual
13.11.28
15
UBS Group AG
144A: US902613BE74
RegS: USH42097ER43
13.11.23
USD 1,750
 
1,759
Perpetual
13.11.33
16
UBS Group AG
144A: US902613BK35
RegS: USH42097EW38
12.2.24
USD 1,000
 
975
Perpetual
12.4.31
17
UBS Group AG, Switzerland, or employing subsidiaries
4
16.2.24
USD 543
 
543
Perpetual
1.3.29
18
UBS Group AG
CH1325807860
21.2.24
SGD 650
 
476
Perpetual
21.8.29
Total high-trigger loss-absorbing additional tier 1 capital
 
14,103
1
UBS Group AG
CH0271428333
19.2.15
USD 1,250
 
1,217
Perpetual
19.2.25
Total low-trigger loss-absorbing additional tier 1 capital
5
 
1,217
Total additional tier 1 capital
 
15,320
Tier 2 capital
1
UBS AG
CH0244100266
15.5.14
USD 2,500
 
0
15.5.24
Total low-trigger loss-absorbing tier 2 capital
 
0
1
UBS AG, Stamford branch
6
US870836AC77
21.7.95
USD 251
 
252
15.7.25
2
Credit Suisse AG
7
31.8.95
CHF 50
 
0
1.9.25
3
UBS AG, Jersey branch
6
XS0062270581
18.12.95
GBP 61
 
78
18.12.25
4
UBS AG, Stamford branch
6
US870845AC84
3.9.96
USD 218
 
208
1.9.26
5
Credit Suisse AG, London branch
7
XS0102733317
15.10.99
EUR 25
 
0
15.10.29
6
Credit Suisse AG, London branch
7
XS0102733408
15.10.99
EUR 25
 
0
15.10.29
7
Credit Suisse AG, London branch
7
XS0104830772
1.12.99
USD 80
 
0
3.1.28
8
Credit Suisse AG, London branch
7
XS0105838964
23.12.99
USD 19
 
0
30.12.27
9
Credit Suisse AG, London branch
7
XS0105839426
23.12.99
USD 24
 
0
30.12.24
10
Credit Suisse AG, London branch
7
XS0105839269
23.12.99
USD 46
 
0
30.12.26
Total non-Basel III-compliant tier 2 capital
 
537
Total tier 2 capital
 
537
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
UBS Group AG consolidated capital instruments
 
and TLAC-eligible senior unsecured debt
3
Capital instruments and TLAC-eligible senior unsecured debt as of 31 March 2024
1,2
USD m, except where indicated
Swiss SRB
 
Going concern
Gone concern
3
No.
Issuer
ISIN
Issue date
Outstanding
amount as of
31.3.24
(currency, in
million)
Amount recognized
in regulatory capital
as of 31.3.24
Amount eligible for
the gone concern
requirement
as of 31.3.24
Maturity date
First optional call
date
TLAC-eligible senior unsecured debt
1
UBS Group AG
8,9
SEC: US902613AX64
144A: US902613AW81
RegS: USH42097EG87
26.3.15
USD 2,500
 
0
26.3.25
2
UBS Group AG
8,9
SEC: US902613AY48
144A: US902613AZ13
RegS: USH42097EH60
21.5.15
USD 2,000
 
1,492
15.5.45
3
UBS Group AG
8
XS1241134821
29.5.15
NOK 1,000
 
90
28.5.25
4
UBS Group AG
144A: US90351DAB38
RegS: USG91703AB73
24.9.15
USD 2,500
 
2,404
24.9.25
5
UBS Group AG
CH0310451858
22.2.16
CHF 150
 
157
23.2.26
6
UBS Group AG
144A: US90351DAF42
RegS: USG91703AK72
5.4.16
USD 2,000
 
1,863
15.4.26
7
UBS Group AG
8,9
SEC: US902613BB36
144A: US902613BA52
RegS: USH42097EJ27
18.4.16
USD 2,000
 
1,874
17.4.26
8
UBS Group AG
8
CH0330938876
8.8.16
GBP 500
 
596
8.8.25
9
UBS Group AG
CH0336602930
1.9.16
EUR 1,250
 
1,267
1.9.26
1.6.26
10
UBS Group AG
8
144A: US225401AC20
RegS: USH3698DAR55
9.1.17
USD 2,250
 
2,103
9.1.28
9.1.27
11
UBS Group AG
144A: US90352JAC71
RegS: USH4209UAC02
23.3.17
USD 2,000
 
1,890
23.3.28
23.3.27
12
UBS Group AG
8
CH0343366842
17.7.17
EUR 1,500
 
1,610
17.7.25
17.7.24
13
UBS Group AG
8
CH0379268722
12.9.17
GBP 750
 
932
12.9.25
12.9.24
14
UBS Group AG
8
CH0385997058
27.10.17
JPY 8,300
 
55
27.10.27
27.10.26
15
UBS Group AG
8
CH0385997066
27.10.17
JPY 10,000
 
63
27.10.33
27.10.32
16
UBS Group AG
8
144A: US225401AF50
RegS: USH3698DBM59
12.1.18
USD 2,000
 
1,882
12.1.29
12.1.28
17
UBS Group AG
8
CH0406415312
29.3.18
USD 399.6
11
 
271
12
29.3.48
29.3.23
18
UBS Group AG
10
CH0409606354
17.4.18
EUR 1,750
 
0
17.4.25
17.4.24
19
UBS Group AG
8
CH0419042517
29.6.18
USD 192
11
 
140
12
29.6.48
29.6.23
20
UBS Group AG
8
CH0406415296
11.7.18
EUR 100
 
91
12
4.7.34
11.7.28
21
UBS Group AG
8
CH0428194218
31.8.18
USD 249.5
11
 
182
12
31.8.48
31.8.23
22
UBS Group AG
8
CH0438965599
26.10.18
USD 132.7
11
 
102
12
26.10.48
26.10.23
23
UBS Group AG
CH0445624999
9.11.18
JPY 20,000
 
131
9.11.28
9.11.27
24
UBS Group AG
8
CH0449619078
27.12.18
USD 131.9
11
 
103
12
27.12.48
27.12.23
25
UBS Group AG
8
CH0449619094
30.1.19
USD 157.1
11
 
121
12
30.1.49
30.1.24
26
UBS Group AG
8
CH0457206792
30.1.19
USD 157.1
11
 
121
12
30.1.49
30.1.24
27
UBS Group AG
8
CH0457206834
30.1.19
USD 130.6
11
 
100
12
30.1.49
30.1.24
28
UBS Group AG
8
CH0474977748
29.5.19
USD 162.3
11
 
111
12
29.5.49
29.5.24
29
UBS Group AG
8
CH0483180912
11.6.19
EUR 100
 
89
12
11.3.30
11.3.29
30
UBS Group AG
8
CH0483180946
24.6.19
EUR 1,500
 
1,510
24.6.27
24.6.26
31
UBS Group AG
8
CH0483180987
27.6.19
USD 160.3
11
 
106
12
27.6.49
27.6.24
32
UBS Group AG
144A: US902613AA61
RegS: USH42097AZ05
13.8.19
USD 1,500
 
1,310
13.8.30
13.8.29
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
UBS Group AG consolidated capital instruments
 
and TLAC-eligible senior unsecured debt
4
Capital instruments and TLAC-eligible senior unsecured debt as of 31 March 2024
1,2
USD m, except where indicated
Swiss SRB
 
Going concern
Gone concern
3
No.
Issuer
ISIN
Issue date
Outstanding
amount as of
31.3.24
(currency, in
million)
Amount recognized
in regulatory capital
as of 31.3.24
Amount eligible for
the gone concern
requirement
as of 31.3.24
Maturity date
First optional call
date
33
UBS Group AG
8
CH0494734418
10.9.19
EUR 1,000
 
909
10.9.29
34
UBS Group AG
8
144A: US225401AM02
RegS: USH3698DCR38
11.9.19
USD 2,000
 
1,963
11.9.25
11.9.24
35
UBS Group AG
CH0506668844
4.11.19
USD 165
11
 
108
12
4.11.49
4.11.22
36
UBS Group AG
8
CH0517825276
14.1.20
EUR 1,250
 
1,236
14.1.28
14.1.27
37
UBS Group AG
CH0520042489
29.1.20
EUR 1,500
 
1,566
29.1.26
29.1.25
38
UBS Group AG
8
CH0511762046
31.1.20
USD 327.8
11
 
150
12
31.1.60
31.1.25
39
UBS Group AG
CH0521617321
4.3.20
USD 138.6
11
 
90
12
4.3.50
4.3.25
40
UBS Group AG
8
144A: US225401AP33
RegS: USH3698DCW23
1.4.20
USD 3,000
 
2,406
1.4.31
1.4.30
41
UBS Group AG
8
CH0537261858
2.4.20
EUR 2,000
 
2,064
2.4.26
2.4.25
42
UBS Group AG
CH0535271214
14.4.20
USD 233.6
11
 
131
12
14.4.50
14.4.25
43
UBS Group AG
CH0547243250
22.5.20
USD 114.2
11
 
61
12
22.5.50
22.5.25
44
UBS Group AG
CH0543827189
27.5.20
USD 570.6
11
 
308
12
27.5.50
27.5.25
45
UBS Group AG
8
144A: US225401AQ16
RegS: USH3698DCY88
5.6.20
USD 1,500
 
1,413
5.6.26
5.6.25
46
UBS Group AG
8
CH0550413337
9.6.20
GBP 750
 
831
9.6.28
9.6.27
47
UBS Group AG
144A: US902613AC28
RegS: USH42097BT36
30.7.20
USD 1,300
 
1,193
30.1.27
30.1.26
48
UBS Group AG
CH0558521271
18.8.20
AUD 25.7
11
 
17
12
18.8.35
18.8.30
49
UBS Group AG
CH0561923860
22.9.20
USD 60.6
11
 
33
12
22.9.50
22.9.23
50
UBS Group AG
CH0576402181
5.11.20
EUR 1,500
 
1,429
5.11.28
5.11.27
51
UBS Group AG
CH0579132942
24.11.20
USD 40
 
29
12
24.11.35
24.11.23
52
UBS Group AG
CH0581183594
3.12.20
AUD 45
 
21
12
3.12.35
3.12.23
53
UBS Group AG
CH0587372951
12.1.21
USD 108.9
11
 
64
12
12.1.51
12.1.26
54
UBS Group AG
8
CH0591979635
18.1.21
EUR 1,500
 
1,642
16.1.26
16.1.25
55
UBS Group AG
8
CH0591979627
18.1.21
EUR 1,500
 
1,266
18.1.33
56
UBS Group AG
CH0588488863
29.1.21
USD 360.1
11
 
218
12
29.1.51
29.1.26
57
UBS Group AG
8
144A: US225401AT54
RegS: USH3698DDG63
2.2.21
USD 2,000
 
1,831
2.2.27
2.2.26
58
UBS Group AG
144A: US902613AE83
RegS: USH42097CC91
11.2.21
USD 2,000
 
1,629
11.2.32
11.2.31
59
UBS Group AG
CH0595205524
24.2.21
EUR 1,000
 
956
24.2.28
60
UBS Group AG
CH0595205532
24.2.21
EUR 1,250
 
1,072
24.2.33
61
UBS Group AG
CH0598928718
24.2.21
CHF 360
 
372
24.8.29
24.8.28
62
UBS Group AG
US902613AF58
25.2.21
USD 25
 
19
12
25.2.36
25.2.24
63
UBS Group AG
CH0595205490
26.2.21
USD 186.2
11
 
117
12
26.2.51
26.2.26
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
UBS Group AG consolidated capital instruments
 
and TLAC-eligible senior unsecured debt
5
Capital instruments and TLAC-eligible senior unsecured debt as of 31 March 2024
1,2
USD m, except where indicated
Swiss SRB
 
Going concern
Gone concern
3
No.
Issuer
ISIN
Issue date
Outstanding
amount as of
31.3.24
(currency, in
million)
Amount recognized
in regulatory capital
as of 31.3.24
Amount eligible for
the gone concern
requirement
as of 31.3.24
Maturity date
First optional call
date
64
UBS Group AG
CH0595205508
26.2.21
AUD 64.3
11
 
40
12
26.2.51
26.2.26
65
UBS Group AG
CH0598928734
4.3.21
USD 40
 
31
12
4.3.36
4.3.24
66
UBS Group AG
8
144A: US225401AU28
RegS: USH3698DDH47
14.5.21
USD 3,250
 
2,757
14.5.32
14.5.31
67
UBS Group AG
CH1112455774
26.5.21
USD 292.2
11
 
195
12
26.5.51
26.5.26
68
UBS Group AG
144A: US902613AH15
RegS: USH42097CM73
10.8.21
USD 2,000
 
1,813
10.8.27
10.8.26
69
UBS Group AG
CH1142231682
3.11.21
EUR 1,250
 
1,273
3.11.26
3.11.25
70
UBS Group AG
CH1142231690
3.11.21
EUR 1,250
 
1,123
3.11.31
71
UBS Group AG
CH1142231708
3.11.21
GBP 400
 
441
3.11.29
3.11.28
72
UBS Group AG
CH1145096165
9.11.21
CHF 440
 
482
9.11.28
9.11.27
73
UBS Group AG
8
CH1142754311
15.11.21
GBP 450
 
502
15.11.29
15.11.28
74
UBS Group AG
144A: US902613AK44
RegS: USH42097CT27
11.1.22
USD 1,500
 
1,238
11.2.33
11.2.32
75
UBS Group AG
144A: US902613AL27
RegS: USH42097CU99
11.1.22
USD 1,500
 
1,079
11.2.43
11.2.42
76
UBS Group AG
8
CH1174335732
24.3.22
EUR 2,000
 
1,994
13.10.26
13.10.25
77
UBS Group AG
8
CH1174335740
24.3.22
EUR 1,500
 
1,426
2.4.32
2.4.31
78
UBS Group AG
CH1175016083
25.3.22
AUD 24.9
11
 
22
12
25.3.32
25.3.25
79
UBS Group AG
CH1167887269
29.3.22
USD 86.6
11
 
55
12
29.3.47
29.3.27
80
UBS Group AG
8
CH1174335773
4.4.22
JPY 5,000
 
32
12
4.4.28
4.4.26
81
UBS Group AG
144A: US902613AM00
RegS: USH42097CZ86
12.5.22
USD 1,200
 
1,170
12.5.26
12.5.25
82
UBS Group AG
144A: US902613AN82
RegS: USH42097DA27
12.5.22
USD 600
 
600
12.5.26
12.5.25
83
UBS Group AG
144A: US902613AP31
RegS: USH42097DB00
12.5.22
USD 1,200
 
1,128
12.5.28
12.5.27
84
UBS Group AG
CH1182086871
16.5.22
EUR 45
 
45
12
16.5.37
16.5.27
85
UBS Group AG
CH1187520452
18.5.22
AUD 39.9
11
 
36
12
18.5.37
18.5.25
86
UBS Group AG
CH1194000340
15.6.22
EUR 1,000
 
1,031
15.6.27
15.6.26
87
UBS Group AG
CH1194000357
15.6.22
EUR 1,000
 
1,027
15.6.30
15.6.29
88
UBS Group AG
CH1195555425
22.6.22
EUR 25
 
24
12
22.6.42
22.6.29
89
UBS Group AG
144A: US902613AR96
RegS: USH42097DJ36
5.8.22
USD 1,750
 
1,730
5.8.25
5.8.24
90
UBS Group AG
144A: US902613AS79
RegS: USH42097DK09
5.8.22
USD 1,750
 
1,683
5.8.27
5.8.26
91
UBS Group AG
144A: US902613AT52
RegS: USH42097DL81
5.8.22
USD 1,500
 
1,349
5.8.33
5.8.32
92
UBS Group AG
8
144A: US225401AY40
RegS: USH3698DDR29
12.8.22
USD 1,500
 
1,457
15.7.26
15.7.25
93
UBS Group AG
8
144A: US225401AV01
RegS: USH3698DDN15
12.8.22
USD 1,750
 
1,674
11.8.28
11.8.27
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
UBS Group AG consolidated capital instruments
 
and TLAC-eligible senior unsecured debt
6
Capital instruments and TLAC-eligible senior unsecured debt as of 31 March 2024
1,2
USD m, except where indicated
Swiss SRB
 
Going concern
Gone concern
3
No.
Issuer
ISIN
Issue date
Outstanding
amount as of
31.3.24
(currency, in
million)
Amount recognized
in regulatory capital
as of 31.3.24
Amount eligible for
the gone concern
requirement
as of 31.3.24
Maturity date
First optional call
date
94
UBS Group AG
8
144A: US225401AZ15
RegS: USH3698DDS02
12.8.22
USD 3,000
 
2,751
12.8.33
12.8.32
95
UBS Group AG
CH1204175116
16.8.22
EUR 32
11
 
28
12
16.8.52
16.8.32
96
UBS Group AG
8
CH1211713180
7.9.22
GBP 750
 
923
30.9.27
30.9.26
97
UBS Group AG
8
CH1211713198
7.9.22
GBP 750
 
911
7.9.33
7.9.32
98
UBS Group AG
CH1210198151
8.9.22
EUR 37
 
37
12
8.9.42
8.9.32
99
UBS Group AG
CH1212189141
15.9.22
EUR 120
 
123
12
15.9.37
15.9.34
100
UBS Group AG
CH1213243889
21.9.22
EUR 30
 
31
12
21.9.32
21.9.27
101
UBS Group AG
CH1213243905
28.9.22
JPY 10,000
 
54
12
28.9.42
102
UBS Group AG
8
CH1214797172
14.11.22
EUR 3,000
 
3,282
1.3.29
1.3.28
103
UBS Group AG
8
144A: US225401BB38
RegS: USH3698DDW14
14.11.22
USD 2,000
 
2,046
15.11.33
15.11.32
104
UBS Group AG
CH1236363391
11.1.23
EUR 1,000
 
1,083
11.1.31
11.1.30
105
UBS Group AG
144A: US902613AU26
RegS: USH42097DS35
12.1.23
USD 1,750
 
1,733
12.1.27
12.1.26
106
UBS Group AG
144A: US902613AV09
RegS: USH42097DT18
12.1.23
USD 2,250
 
2,186
12.1.34
12.1.33
107
UBS Group AG
CH1242301294
16.1.23
EUR 42
 
44
12
16.1.43
16.1.33
108
UBS Group AG
CH1244731761
9.2.23
AUD 42.2
11
 
41
12
9.2.38
9.2.26
109
UBS Group AG
CH1244731779
15.2.23
EUR 90
 
96
12
15.2.38
15.2.33
110
UBS Group AG
CH1244731787
17.2.23
EUR 31.6
11
 
33
12
17.2.43
17.2.33
111
UBS Group AG
CH1255915022
16.3.23
AUD 40
 
25
12
16.3.38
16.3.30
112
UBS Group AG
CH1248666922
16.3.23
JPY 10,000
 
66
16.3.33
113
UBS Group AG
CH1255915006
17.3.23
EUR 1,046
 
1,143
17.3.28
17.3.27
114
UBS Group AG
CH1255915014
17.3.23
EUR 977
 
1,090
17.3.32
17.3.31
115
UBS Group AG
CH1255915030
17.3.23
AUD 34.7
11
 
32
12
17.3.38
17.3.26
116
UBS Group AG
CH1253456094
21.3.23
AUD 200
 
127
12
21.3.33
21.3.26
117
UBS Group AG
CH1277240953
29.6.23
EUR 25
 
27
12
29.6.43
29.6.33
118
UBS Group AG
CH1277240961
30.6.23
EUR 50
 
55
12
30.6.43
30.6.31
119
UBS Group AG
144A: US225401BC11
RegS: USH42097EL72
22.9.23
USD 1,250
 
1,257
22.12.27
22.12.26
120
UBS Group AG
144A: US225401BE76
RegS: USH42097EN39
22.9.23
USD 1,500
 
1,514
22.9.29
22.9.28
121
UBS Group AG
144A: US225401BG25
RegS: USH42097EQ69
22.9.23
USD 1,750
 
1,773
22.9.34
22.9.33
122
UBS Group AG
CH1305916756
21.11.23
EUR 88
11
 
89
12
21.11.38
21.11.30
123
UBS Group AG
CH1305916798
30.11.23
EUR 25
 
27
12
30.11.38
30.11.32
124
UBS Group AG
CH1305916806
30.11.23
EUR 60
 
66
12
30.11.38
30.11.30
125
UBS Group AG
CH1305916822
07.12.23
AUD 33.2
11
 
36
12
7.12.53
7.12.26
126
UBS Group AG
CH1305916863
15.12.23
CHF 40.3
11
 
43
12
30.6.34
 
 
 
 
 
 
 
 
 
 
 
UBS Group AG consolidated capital instruments
 
and TLAC-eligible senior unsecured debt
7
Capital instruments and TLAC-eligible senior unsecured debt as of 31 March 2024
1,2
USD m, except where indicated
Swiss SRB
 
Going concern
Gone concern
3
No.
Issuer
ISIN
Issue date
Outstanding
amount as of
31.3.24
(currency, in
million)
Amount recognized
in regulatory capital
as of 31.3.24
Amount eligible for
the gone concern
requirement
as of 31.3.24
Maturity date
First optional call
date
127
UBS Group AG
144A: US902613BJ61
RegS: USH42097EV54
8.1.24
USD 1,750
 
1,716
8.2.30
8.2.29
128
UBS Group AG
144A: US902613BH06
RegS: USH42097EU71
8.1.24
USD 2.250
 
2,189
8.2.35
8.2.34
129
UBS Group AG
CH1305916897
9.1.24
EUR 1,250
 
1,325
9.6.33
9.6.32
130
UBS Group AG
CH1314941464
17.1.24
EUR 50
 
54
12
17.1.44
17.1.29
131
UBS Group AG
CH1331113543
13.3.24
EUR 25
 
26
12
13.3.44
13.3.32
Total TLAC-eligible senior unsecured debt
 
103,449
1 Refer to
 
“Capital and total
 
loss-absorbing capacity instruments”
 
under “Bondholder information”
 
at ubs.com/investors for
 
more information about
 
the key
 
features and the
 
terms and conditions
 
of the capital
 
instruments included in
 
the table above.
 
Instruments are listed
 
according to their
 
issuance date.
 
2 On
12 June 2023, Credit Suisse Group AG
 
merged with and into UBS Group
 
AG, and its obligations
 
under its outstanding debt securities
 
became obligations of UBS Group
 
AG.
 
3 Instruments available to meet gone
 
concern requirements remain eligible until
 
one year before maturity.
 
4 Relates to Deferred Contingent
Capital Plan (DCCP) awards.
 
5 An outstanding low-trigger loss-absorbing additional tier
 
1 (AT1) capital instrument is
 
available under the Swiss SRB framework
 
to meet the going concern requirements until
 
its first call date. As of
 
the first call date, this instrument
 
is eligible to meet the gone concern requirements.
 
6 Non-Basel III-compliant tier 2 capital instruments issued by UBS AG qualify as gone concern
 
instruments.
 
7 Non-Basel III-compliant tier 2 capital instruments issued by Credit Suisse AG
 
do not qualify as gone concern instruments.
 
8 Originally issued by Credit Suisse Group AG.
 
9 ISINs for this instrument changed
compared with those from original
 
issuance.
 
10 On 26 March 2024, we
 
announced that we intend to
 
redeem the instrument on 17
 
April 2024, the first call
 
date. This instrument
 
ceased to be eligible as
 
TLAC unsecured debt capital when
 
the call was announced.
 
11 Information corresponds to the
 
amortized face
amount as of 31 March 2024 and therefore includes the applicable accrual yield and, if applicable, the issue price discount, with
 
the numbers being rounded to one decimal place.
 
12 The eligible amounts presented are adjusted for own-credit-related gains / losses.
 
 
 
UBS Group AG consolidated capital instruments
 
and TLAC-eligible senior unsecured debt
8
Cautionary Statement
 
|
 
This report
 
and the
 
information contained
 
herein are provided
 
solely for
 
information purposes,
 
and are
 
not to
 
be construed
 
as solicitation
of an offer to buy or sell any securities or other financial instruments in Switzerland, the United States or any other jurisdiction. No investment decision relating
to securities of or relating to UBS Group AG, UBS AG or their
 
affiliates should be made on the basis of this report. Refer
 
to UBS’s most recent Annual Report on
Form 20-
F,
quarterly reports and other information
 
furnished to or filed with
 
the US Securities and Exchange
 
Commission (the SEC) on Form
 
6-K, available at
ubs.com/investors
, for additional information.
Rounding |
 
Numbers presented throughout this report may not add up
 
precisely to the totals provided in the tables and text.
 
Percentages and percent changes
disclosed in text and tables are
 
calculated on the basis of unrounded
 
figures. Absolute changes between reporting periods disclosed in
 
the text, which can be
derived from numbers presented in related tables, are calculated on
 
a rounded basis.
 
Tables |
 
Within tables, blank fields generally indicate non-applicability or that presentation of any content would not be meaningful, or that information is not
available as of the relevant date or for the relevant period. Zero values generally indicate that the respective figure is zero on an actual or rounded basis.
 
Values
that are zero on a rounded basis can be either negative
 
or positive on an actual basis.
Websites |
 
In this report, any
 
website addresses are provided
 
solely for information
 
and are not intended
 
to be active links.
 
UBS is not incorporating
 
the contents
of any such websites into this report.
 
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
 
registrant has duly caused this
report to be signed on its behalf by the undersigned, thereunto duly authorized.
UBS Group AG
By: _/s/ David Kelly_____________
Name:
 
David Kelly
Title:
 
Managing Director
 
By: _/s/ Ella Campi______________
Name:
 
Ella Campi
Title:
 
Executive Director
Date:
 
May 7, 2024
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