Statement of Changes in Beneficial Ownership (4)
January 07 2021 - 11:07AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
GREENBERG JEFFREY |
2. Issuer Name and Ticker or Trading Symbol
SKECHERS USA INC
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SKX
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
228 MANHATTAN BEACH BLVD. |
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/30/2020 |
(Street)
MANHATTAN BEACH, CA 90266
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class A Common Stock | | | | | | | | 630 | D | |
Class A Common Stock | | | | | | | | 345220.613 | I | Jeffrey and Lori Greenberg Family Trust |
Class A Common Stock | | | | | | | | 36776 | I | Catherine Elle Greenberg 2006 Trust |
Class A Common Stock | | | | | | | | 146204 | I | Chloe July Greenberg 2004 Trust |
Class A Common Stock | | | | | | | | 33784 (1) | I | Catherine 2009 LLC |
Class A Common Stock | | | | | | | | 33784 (1) | I | Chloe 2009 LLC |
Class A Common Stock | | | | | | | | 22476 (1) | I | Catherine Elle Greenberg UTMA/CA |
Class A Common Stock | | | | | | | | 32376 (1) | I | Chloe July Greenberg UTMA/CA |
Class A Common Stock | 11/30/2020 | | C | | 4344 | A | $0.00 | 4344 (2) | I | Jeffrey and Lori Greenberg Family Trust |
Class A Common Stock | 11/30/2020 | | C | | 90000 | A | $0.00 | 90000 | I | Catherine Elle Greenberg 2006 Trust |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Class B Common Stock (3) | (4) | | | | | | | (4) | (4) | Class A Common Stock | 864111 | | 864111 | I | Skechers Voting Trust |
Class B Common Stock (3) | (4) | | | | | | | (4) | (4) | Class A Common Stock | 121455 | | 121455 | I | Jeffrey and Lori Greenberg Family Trust |
Class B Common Stock (3) | (4) | 11/30/2020 | | C | | | 4344 | (4) | (4) | Class A Common Stock | 4344 | $0.00 | 0 | I | Jeffrey and Lori Greenberg Family Trust |
Class B Common Stock (3) | (4) | 11/30/2020 | | C | | | 90000 | (4) | (4) | Class A Common Stock | 90000 | $0.00 | 0 | I | Catherine Elle Greenberg 2006 Trust |
Explanation of Responses: |
(1) | The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. |
(2) | Represents shares held by the Jeffrey and Lori Greenberg Family Trust (the "Trust") that were Mr. Greenberg's separate property, which he gifted to his wife as previously reported on an amended Form 4. Following such gift, these shares have remained in the Trust as his wife's separate property. |
(3) | Holders of Class A Common Stock and Class B Common Stock generally have identical rights, except that holders of Class A Common Stock are entitled to one vote per share while holders of Class B Common Stock are entitled to ten votes per share on matters to be voted on by shareholders. |
(4) | Shares of Class B Common Stock are convertible into Class A Common Stock on a one-for-one basis for no additional consideration at any time, with no expiration date, upon voluntary conversion by the holder of such shares or upon any sale or transfer of such shares with certain exceptions. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
GREENBERG JEFFREY 228 MANHATTAN BEACH BLVD. MANHATTAN BEACH, CA 90266 | X |
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Signatures
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Jeffrey Greenberg | | 1/7/2021 |
**Signature of Reporting Person | Date |
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