- Initial Statement of Beneficial Ownership (3)
January 10 2011 - 4:47PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Expires:
February 28, 2011
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Ritter William D.
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2. Date of Event Requiring Statement (MM/DD/YYYY)
12/31/2010
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3. Issuer Name
and
Ticker or Trading Symbol
REGIONS FINANCIAL CORP [RF]
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(Last)
(First)
(Middle)
P. O. BOX 10247
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
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X
___ Officer (give title below)
_____ Other (specify below)
SEVP /
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(Street)
BIRMINGHAM, AL 35202-0247
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock
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154039.0000
(1)
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D
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Common Stock
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17847.2540
(2)
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I
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As trustee of trust for Daughter 1
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Common Stock
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14365.2210
(2)
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I
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As trustee of trust for Daughter 2
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Common Stock
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10363.5300
(2)
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I
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As trustee of trust for Daughter 3
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Common Stock
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15689.6890
(2)
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I
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As trustee of trust for Son 1
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Common Stock
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15068.8475
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I
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By 401(k)
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Common Stock
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970.9540
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I
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By Spouse IRA
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Common Stock (phantom stock)
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5501.8637
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I
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Indirect - By 401 (k) Supplemental Plan
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Stock Option (Right to Buy)
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2/24/2011
(3)
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2/23/2019
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Common Stock
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181935.0000
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$3.2900
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D
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Stock Option (Right to Buy)
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6/22/2011
(4)
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6/21/2020
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Common Stock
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233150.0000
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$7.0000
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D
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Stock Option (Right to Buy)
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2/28/2011
(5)
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2/27/2018
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Common Stock
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59822.0000
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$21.9400
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D
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Stock Option (Right to Buy)
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(6)
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4/23/2017
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Common Stock
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20000.0000
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$35.1300
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D
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Explanation of Responses:
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(
1)
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Includes 108,069 shares of restricted stock; the restrictions lapse on February 24, 2013.
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(
2)
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Reporting person disclaims beneficial ownership of these shares.
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(
3)
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Options vest in 3 equal installments with the first one being fully vested, 60,645 options vesting on February 24, 2011 and 60,645 options vesting on February 24, 2012.
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(
4)
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Options vest in 3 equal installments with the first one vesting on June 22, 2011, the second one vesting on June 22, 2012 and the third one vesting on June 22, 2013.
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(
5)
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Options vest in 3 equal installments with the first two being fully vested and 19,941 options vesting on February 28, 2011.
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(
6)
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These options are fully vested.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Ritter William D.
P. O. BOX 10247
BIRMINGHAM, AL 35202-0247
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SEVP
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Signatures
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Lachelle S. Koon - Attorney -in-Fact
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1/10/2011
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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