Statement of Changes in Beneficial Ownership (4)
November 23 2020 - 5:51PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Sawyer Otis S |
2. Issuer Name and Ticker or Trading Symbol
LA-Z-BOY INC
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LZB
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Senior Vice President |
(Last)
(First)
(Middle)
ONE LA-Z-BOY DRIVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/19/2020 |
(Street)
MONROE, MI 48162
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Shares | 11/19/2020 | | M(1) | | 4826 | A | $26.69 | 80985 | D | |
Common Shares | 11/19/2020 | | S | | 4826 | D | $39.4477 (2) | 76159 | D | |
Common Shares | 11/19/2020 | | M(1) | | 25970 | A | $25.99 | 102129 | D | |
Common Shares | 11/19/2020 | | S | | 25970 | D | $39.4477 (2) | 76159 | D | |
Common Shares | 11/19/2020 | | S | | 18750 | D | $39.4477 (2) | 57409 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Option (right to buy) | $26.69 | 11/19/2020 | | M | | | 4826 | 6/15/2016 (1) | 6/15/2025 | Common Shares | 4826.0 | $0 | 0 | D | |
Stock Option (right to buy) | $25.99 | 11/19/2020 | | M | | | 25970 | 6/20/2017 (1) | 6/20/2026 | Common Shares | 25970.0 | $0 | 0 | D | |
Explanation of Responses: |
(1) | These options were granted under the La-Z-Boy Incorporated 2010 Omnibus Incentive Plan and become exercisable in four equal annual installments beginning on the date shown in the Date Exercisable column. |
(2) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.30 to $40.00, inclusive. The reporting person undertakes to provide issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Sawyer Otis S ONE LA-Z-BOY DRIVE MONROE, MI 48162 |
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| Senior Vice President |
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Signatures
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Uzma Ahmad, Attorney-in-fact | | 11/23/2020 |
**Signature of Reporting Person | Date |
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