Statement of Changes in Beneficial Ownership (4)
June 10 2021 - 5:20PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Randall Roderick K. |
2. Issuer Name and Ticker or Trading Symbol
Fisker Inc./DE
[
FSR
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
|
(Last)
(First)
(Middle)
C/O FISKER INC., 1888 ROSECRANS AVENUE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
6/8/2021 |
(Street)
MANHATTAN BEACH, CA 90266
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Class A Common Stock | 6/8/2021 | | A | | 15723 (1) | A | $0.00 | 1845385 | D | |
Class A Common Stock | 6/8/2021 | | J(2) | | 343220 | A | $0.00 | 2188605 | D | |
Class A Common Stock | 6/8/2021 | | J(3) | | 292 | A | $0.00 | 2188897 | D | |
Class A Common Stock | 6/8/2021 | | J(4) | | 1543275 | D | $0.00 | 0 | I | Held by the Randall Group's Series Fisker (5) |
Class A Common Stock | 6/8/2021 | | J(6) | | 29591 | D | $0.00 | 0 | I | Held by The Randall Group Fisker Series C (5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Represents shares of Class A common stock underlying a time-based restricted stock unit award ("RSUs"). The RSUs will vest on a quarterly basis, beginning on June 30, 2021, with an additional 25% of the RSUs vesting on the last day of each calendar quarter thereafter, subject to the reporting person's continuous service as a member of the Board of Directors through each vesting date. |
(2) | Pro rata distribution from the Randall Group's Series Fisker, of which Mr. Randall is the Managing Director. |
(3) | Pro rata distribution from the Randall Group Fisker Series C, of which Mr. Randall is the Managing Director. |
(4) | Pro rata distribution by the Randall Group's Series Fisker to its members, for no consideration. |
(5) | Mr. Randall is the Managing Director of the Randall Group's Series Fisker. As Managing Director of the Randall Group's Series Fisker, Mr. Randall has voting and dispositive power with respect to the shares held by the Randall Group's Series Fisker and he may be deemed to beneficially own the shares of common stock held by the Randall Group's Series Fisker. |
(6) | Pro rata distribution by the Randall Group Fisker Series C to its members, for no consideration. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Randall Roderick K. C/O FISKER INC. 1888 ROSECRANS AVENUE MANHATTAN BEACH, CA 90266 | X |
|
|
|
Signatures
|
/s/ Roderick K. Randall | | 6/10/2021 |
**Signature of Reporting Person | Date |
Fisker (NYSE:FSR)
Historical Stock Chart
From Aug 2024 to Sep 2024
Fisker (NYSE:FSR)
Historical Stock Chart
From Sep 2023 to Sep 2024