FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Expires: February 28, 2011
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Schofield Kathy J.

2. Date of Event Requiring Statement (MM/DD/YYYY)
5/7/2009 

3. Issuer Name and Ticker or Trading Symbol

SONIC INNOVATIONS INC [SNCI]

(Last)        (First)        (Middle)

2795 EAST COTTONWOOD PARKWAY, SUITE 660

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                            _____ 10% Owner
___ X ___ Officer (give title below)          _____ Other (specify below)
VP Marketing & Product Develop /

(Street)

SLC, UT 84121       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock   1771   (2) D    
Common Stock   1614   (3) D    
Common Stock   4530   (4) D    
Common Stock   40000   (5) D    
Common Stock   7725   (6) D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Option to buy common stock     (1) 2/24/2010   common stock   3158   $13.30   D    
Option to buy common stock     (1) 12/14/2010   common stock   1600   $7.50   D    
Option to buy common stock     (1) 3/12/2012   common stock   3000   $5.35   D    
Option to buy common stock     (1) 12/22/2013   common stock   5000   $6.13   D    

Explanation of Responses:
( 1)  Previously granted option, all of which is currently exercisable.
( 2)  Pursuant to a Restricted Stock Award granted 2/12/2006 - of which 625 shares shall vest 2/12/2010.
( 3)  Pursuant to a Restricted Stock Award granted 5/10/2007 - of which 1,000 shares shall vest in equal installments annually through 2011.
( 4)  Pursuant to a Restricted Stock Award granted 3/25/2008 - of which 3,750 shares shall vest in equal installments annually through 2012.
( 5)  Pursuant to a Restricted Stock Award granted 11/13/2008 - which will vest in equal installments annually through 2012. As of this filing, no shares are currently vested.
( 6)  Common stock personally owned.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Schofield Kathy J.
2795 EAST COTTONWOOD PARKWAY
SUITE 660
SLC, UT 84121


VP Marketing & Product Develop

Signatures
/s/ Michael M. Halloran (attorney-in-fact) 5/27/2009
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Sonic Innovations (NASDAQ:SNCI)
Historical Stock Chart
From Apr 2024 to May 2024 Click Here for more Sonic Innovations Charts.
Sonic Innovations (NASDAQ:SNCI)
Historical Stock Chart
From May 2023 to May 2024 Click Here for more Sonic Innovations Charts.