- Current report filing (8-K)
September 28 2012 - 10:02AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
September
28, 2012
OHIO LEGACY CORP
(Exact name of registrant as specified in
its charter)
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Ohio
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000-31673
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34-1903890
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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600 South Main Street, North Canton, Ohio
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44720
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone number, including area code:
(330)
499-1900
N/A
(Former name or former address, if changed
since last report.)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 3.01 Notice of Delisting or Failure to Satisfy a Continued
Listing Rule or Standard; Transfer of Listing
As previously disclosed on September 17, 2012, the Board of
Directors of Ohio Legacy Corp (the “Company”) approved a plan to voluntarily delist the Company’s common stock
from the Nasdaq Capital Markets and to quote its common stock on the Over the Counter (“OTC”) markets. Accordingly,
the Company filed a Form 25 on September 28, 2012 with the Securities and Exchange Commission (“SEC”) to effect the
delisting effective after the close of trading on Friday, October 5, 2012.
The decision to voluntarily delist from NASDAQ was taken following
the Board of Director’s determination that the Company would benefit from cost savings realized by eliminating the ongoing
expense of a national exchange listing when a comparable trading volume in the Company’s shares may be realized in the over
the counter markets.
On September17, 2012, the Company provided the required notice
to NASDAQ of its intent to delist. The transition to the OTC markets does not change the Company’s obligation to file periodic
and other reports with the Securities and Exchange Commission under applicable federal securities laws.
Item 8.01 Other Events
The Company issued a press release announcing its delisting
from the NASDAQ Capital Market and the effective date of trading on the OTC markets. A copy of the press release is attached hereto
as Exhibit 99.
Item 9.01 Financial Statements
and Exhibits.
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(a) – (c).
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Not applicable.
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(d).
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Exhibits.
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Exhibit Number
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Description
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99.1
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Press Release of Ohio Legacy Corp dated September 28, 2012
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act
of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: September 28, 2012
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Ohio Legacy Corp
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/s/ Rick L. Hull
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Rick L. Hull
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President & CEO
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