Current Report Filing (8-k)
January 06 2020 - 4:37PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): January 1, 2020
FlexShopper,
Inc.
(Exact
Name of Registrant as Specified in Charter)
Delaware
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001-37945
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20-5456087
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(State or other jurisdiction
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(Commission File
Number)
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(IRS Employer
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of incorporation)
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Identification No.)
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901
Yamato Road, Suite 260
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Boca
Raton, Florida
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33431
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(Address of principal
executive offices)
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(Zip Code)
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Registrant’s
telephone number, including area code: (855) 353-9289
(Former
Name or Former Address, if Changed Since Last Report)
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
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Trading
Symbol(s)
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Name
of each exchange on which registered
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Common Stock, par
value $0.0001 per share
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FPAY
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The Nasdaq Stock
Market LLC
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Warrants, each to
purchase one share of Common Stock
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FPAYW
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The Nasdaq Stock
Market LLC
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Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
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☐
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Written communications
pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule 13e-4 (c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§
230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
CURRENT
REPORT ON FORM 8-K
FlexShopper, Inc. (the “Company”)
January 1, 2020
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Item 5.02.
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Departure of
Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain
Officers.
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On
January 1, 2020, FlexShopper, Inc. (the “Company”) entered into a new employment agreement (the “Heiser Employment
Agreement”) with the Company’s Chief Financial Officer, Russ Heiser, pursuant to which Mr. Heiser will continue to
serve as the Company’s Chief Financial Officer. A copy of the Heiser Employment Agreement is filed as Exhibit 10.1 to this
report and incorporated herein by reference.
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Item 9.01.
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Financial Statements and Exhibits.
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(a)
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Exhibits.
The exhibit listed in the following Exhibit Index is filed as part of this current report.
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SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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FLEXSHOPPER, INC.
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Date: January 6, 2020
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By:
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/s/
Richard House, Jr.
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Richard House, Jr.
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Chief Executive Officer
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2
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