Annual Statement of Changes in Beneficial Ownership (5)
February 13 2017 - 4:45PM
Edgar (US Regulatory)
FORM 5
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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Form 3 Holdings Reported
[
X
]
Form 4 Transactions Reported
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0362
Estimated average burden
hours per response...
1.0
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Nolan James J
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2. Issuer Name
and
Ticker or Trading Symbol
InterDigital, Inc. [IDCC]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
EVP, IoT Solutions
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(Last)
(First)
(Middle)
200 BELLEVUE PARKWAY, SUITE 300
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3. Statement for Issuer's Fiscal Year Ended
(MM/DD/YYYY)
12/31/2016
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(Street)
WILMINGTON, DE 19809
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
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7. Nature of Indirect Beneficial Ownership
(Instr. 4)
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Amount
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(A) or (D)
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Price
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Common Stock
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2/2/2011
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P4
(1)
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29.4914
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A
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$41.18
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50502.281
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D
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Common Stock
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4/27/2011
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P4
(1)
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32.8324
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A
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$39.00
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50535.1134
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D
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Common Stock
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7/27/2011
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P4
(1)
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25.2958
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A
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$50.63
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50560.4092
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D
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Common Stock
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10/26/2011
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P4
(1)
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38.6716
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A
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$47.28
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50599.0808
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D
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Common Stock
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1/25/2012
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P4
(1)
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52.844
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A
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$35.89
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50651.9248
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D
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Common Stock
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4/25/2012
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P4
(1)
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69.6843
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A
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$32.42
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50721.6091
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D
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Common Stock
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7/25/2012
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P4
(1)
(2)
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82.7052
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A
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$27.40
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50804.3143
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D
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Common Stock
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10/24/2012
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P4
(1)
(3)
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65.0217
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A
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$34.98
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50869.336
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D
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Common Stock
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12/28/2012
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P4
(1)
(4)
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907.8515
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A
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$40.20
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51777.1875
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D
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Common Stock
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4/24/2013
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P4
(1)
(5)
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66.734
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A
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$40.98
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51843.9215
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D
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Common Stock
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7/24/2013
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P4
(1)
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70.4292
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A
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$38.92
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51914.3507
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D
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Common Stock
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10/23/2013
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P4
(1)
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75.5968
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A
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$36.35
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51989.9475
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D
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Common Stock
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1/22/2014
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P4
(1)
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94.9641
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A
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$29.02
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52084.9116
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D
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Common Stock
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4/23/2014
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P4
(1)
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93.2163
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A
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$34.66
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52178.1279
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D
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Common Stock
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7/23/2014
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P4
(1)
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142.237
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A
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$45.56
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52320.3649
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D
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Common Stock
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10/22/2014
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P4
(1)
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148.7158
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A
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$43.77
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52469.0807
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D
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Common Stock
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1/28/2015
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P4
(1)
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141.953
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A
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$52.04
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52611.0337
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D
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Common Stock
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4/29/2015
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P4
(1)
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143.0131
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A
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$54.56
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52754.0468
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D
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Common Stock
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7/22/2015
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P4
(1)
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137.9332
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A
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$56.78
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52891.98
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D
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Common Stock
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11/4/2015
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P4
(1)
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161.3186
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A
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$48.72
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53053.2986
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D
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Common Stock
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1/27/2016
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P4
(1)
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182.4898
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A
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$43.24
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53235.7884
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D
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Common Stock
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4/27/2016
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P4
(1)
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145.3687
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A
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$57.44
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53381.1571
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D
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Common Stock
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7/27/2016
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P4
(1)
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142.1183
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A
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$58.96
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53523.2754
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D
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Common Stock
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10/26/2016
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P4
(1)
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156.0019
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A
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$80.84
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53679.2773
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D
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Common Stock
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3149
(6)
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I
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By 401(k) Plan
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year
(Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
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11. Nature of Indirect Beneficial Ownership
(Instr. 4)
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(
1)
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The purchases reported on this Form 5 were not previously reported on Form 4 by the reporting person. The purchases were executed automatically pursuant to a dividend reinvestment feature in the reporting person's personal brokerage account, which holds a portion of the reporting person's shares of InterDigital common stock. The reporting person activated the dividend reinvestment feature upon opening the brokerage account in September 1997, many years prior to the initiation of the issuer's regular dividend in first quarter 2011.
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(
2)
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This purchase of shares of common stock was a "matching" transaction under Section 16(b) of the Securities Exchange Act of 1934, as amended, with the sale by the reporting person of 82.7052 shares of the issuer's common stock on December 11, 2012. As of the date hereof, the reporting person has made the issuer aware of such profit and has disgorged to the issuer such profit upon settlement of the sale.
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(
3)
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This purchase of shares of common stock was a "matching" transaction under Section 16(b) of the Securities Exchange Act of 1934, as amended, with the sale by the reporting person of 65.0217 shares of the issuer's common stock on December 11, 2012. As of the date hereof, the reporting person has made the issuer aware of such profit and has disgorged to the issuer such profit upon settlement of the sale.
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(
4)
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This purchase of shares of common stock was a "matching" transaction under Section 16(b) of the Securities Exchange Act of 1934, as amended, with the sale by the reporting person of 907.8515 shares of the issuer's common stock on December 11, 2012. As of the date hereof, the reporting person has made the issuer aware of such profit and has disgorged to the issuer such profit upon settlement of the sale.
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(
5)
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This purchase of shares of common stock was a "matching" transaction under Section 16(b) of the Securities Exchange Act of 1934, as amended, with the sale by the reporting person of 66.734 shares of the issuer's common stock on December 11, 2012. As of the date hereof, the reporting person has made the issuer aware of such profit and has disgorged to the issuer such profit upon settlement of the sale.
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(
6)
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As of the year-end 2016 account statement, the reporting person beneficially owned this number of whole shares of common stock pursuant to the InterDigital Savings and Protection Plan.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Nolan James J
200 BELLEVUE PARKWAY
SUITE 300
WILMINGTON, DE 19809
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EVP, IoT Solutions
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Signatures
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/s/ Claire H. Hanna, Attorney-in-Fact for James J. Nolan
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2/13/2017
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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