Statement of Changes in Beneficial Ownership (4)
November 16 2016 - 5:44PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Litzinger Ronald L
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2. Issuer Name
and
Ticker or Trading Symbol
EDISON INTERNATIONAL
[
EIX
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Pres. Edison Energy Group, Inc
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(Last)
(First)
(Middle)
2244 WALNUT GROVE AVENUE
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3. Date of Earliest Transaction
(MM/DD/YYYY)
11/15/2016
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(Street)
ROSEMEAD, CA 91770
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
(1)
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11/15/2016
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M
(2)
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12054
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A
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$47.41
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12054
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D
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Common Stock
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11/15/2016
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M
(2)
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7638
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A
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$24.84
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19692
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D
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Common Stock
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11/15/2016
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M
(2)
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5037
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A
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$33.30
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24729
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D
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Common Stock
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11/15/2016
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M
(2)
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6432
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A
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$37.96
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31161
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D
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Common Stock
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11/15/2016
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M
(2)
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6925
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A
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$43.10
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38086
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D
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Common Stock
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11/15/2016
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S
(2)
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38086
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D
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$69.4047
(3)
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0
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D
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Common Stock
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63189
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I
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By Living Trust
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Non-qualified Stock Options (Right to Buy)
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$47.41
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11/15/2016
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M
(2)
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12054
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(4)
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1/3/2017
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Common Stock
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12054.0
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$0
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0
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D
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Non-qualified Stock Options (Right to Buy)
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$24.84
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11/15/2016
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M
(2)
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7638
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(5)
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1/2/2019
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Common Stock
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7638.0
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$0
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76385
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D
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Non-qualified Stock Options (Right to Buy)
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$33.3
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11/15/2016
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M
(2)
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5037
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(6)
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1/2/2020
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Common Stock
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5037.0
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$0
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70526
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D
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Non-qualified Stock Options (Right to Buy)
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$37.96
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11/15/2016
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M
(2)
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6432
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(7)
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1/4/2021
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Common Stock
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6432.0
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$0
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90045
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D
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Non-qualified Stock Options (Right to Buy)
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$43.1
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11/15/2016
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M
(2)
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6925
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(8)
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1/3/2022
(9)
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Common Stock
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6925.0
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$0
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96959
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D
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Explanation of Responses:
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(
1)
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Relationship of Reporting Person to Issuer: Edison Energy Group, Inc. is a subsidiary of Edison International.
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(
2)
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These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 12, 2016.
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(
3)
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This transaction was executed in multiple trades at prices ranging from $68.87 to $69.77. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and the separate prices at which the transaction was effected.
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(
4)
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The options vested in four equal annual installments beginning on January 2, 2008.
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(
5)
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The options vested in four equal annual installments beginning on January 2, 2010.
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(
6)
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The options vested in four equal annual installments beginning on January 2, 2011.
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(
7)
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The options vested in four equal annual installments beginning on January 2, 2012.
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(
8)
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The options vested in four equal annual installments beginning on January 2, 2013.
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(
9)
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The expiration date of the options was originally reported as January 2, 2022; however, since the referenced date falls on a Sunday, the date will be the next succeeding business day, which is January 3, 2022.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Litzinger Ronald L
2244 WALNUT GROVE AVENUE
ROSEMEAD, CA 91770
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Pres. Edison Energy Group, Inc
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Signatures
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/s/ Ronald L. Litzinger
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11/16/2016
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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