Current Report Filing (8-k)
October 25 2016 - 4:11PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_________________
FORM
8-K
_________________
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report
(Date of earliest event reported):
October 25, 2016
RETAIL
OPPORTUNITY INVESTMENTS CORP.
(Exact Name of Registrant as Specified
in Its Charter)
_________________
Maryland
(State or other jurisdiction of
incorporation)
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001-33749
(Commission
File Number)
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26-0500600
(I.R.S. Employer
Identification No.)
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_________________
RETAIL
OPPORTUNITY INVESTMENTS PARTNERSHIP, LP
(Exact Name of Registrant as Specified
in Its Charter)
_________________
Delaware
(State or other jurisdiction of
incorporation)
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333-189057-01
(Commission File Number)
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94-2969738
(LR.S. Employer Identification No.)
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8905 Towne Centre Drive, Suite 108
San Diego, California
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92122
(Zip Code)
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(858) 677-0900
(Registrants' Telephone Number,
Including Area Code)
Not applicable
(Former Name or Former Address, if
Changed Since Last Report)
_________________
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 2.02. Results of Operations and Financial Condition.
On October 25, 2016, Retail Opportunity Investments
Corp. (the "Company") issued an earnings release announcing its financial results for the quarter ended September 30,
2016. A copy of the earnings release is attached as Exhibit 99.1 hereto and incorporated herein by reference. On October 25, 2016,
in connection with this earnings release, the Company posted certain supplemental information regarding the Company's operations
for the quarter ended September 30, 2016 on its website, www.roireit.net. A copy of the supplemental information is attached as
Exhibit 99.2 hereto and incorporated herein by reference.
The information in this Current Report, including
the exhibits hereto, is being furnished and shall not be deemed "filed" for purposes of Section 18 of the Securities
Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that Section. The information in this Current Report
shall not be incorporated by reference into any registration statement or other document pursuant to the Securities Act of 1933,
as amended, unless it is specifically incorporated by reference therein.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No.
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Description
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99.1
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Earnings Release, dated October 25, 2016
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99.2
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Supplemental Information for the quarter ended September 30, 2016
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SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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RETAIL OPPORTUNITY INVESTMENTS CORP.
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Dated: October 25, 2016
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By:
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/s/ Michael B. Haines
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Name: Michael B. Haines
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Title: Chief Financial Officer
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RETAIL OPPORTUNITY INVESTMENTS
PARTNERSHIP, LP
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By:
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RETAIL OPPORTUNITY INVESTMENTS GP, LLC,
its general partner
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By:
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/s/ Michael B. Haines
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Name: Michael B. Haines
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Title: Chief Financial Officer
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