G30 Advises On International Financial Regulation
January 15 2009 - 11:30AM
Dow Jones News
International experts responded Thursday to the regulatory
weaknesses exposed by the prolonged financial crisis with a plan to
extend both the reach and the depth of financial sector
oversight.
Former U.S. Federal Reserve Chairman Paul Volcker presented a
hefty report from the steering committee he now heads for the Group
of 30. It called for closer scrutiny of "large, systemically
important banking institutions," whose distress could have a
far-reaching impact on the health of the financial system.
Their oversight must meet "high and common international
standards," the report said.
This recommendation is the clearest yet of the need to identify
firms "too big to fail" - a need reinforced by the dramatic
circumstances of Lehman Brothers' collapse and the $85 billion
bailout of insurance giant American International Group. AIG Vice
Chairman Jacob Frenkel, who also heads the Group of 30, said
Thursday that "we believe that policymakers must adopt changes that
improve prudential regulation and supervision."
The report also recommended bringing regulatory powers to bear
on previously untouched areas of the financial community - it sees
"compelling grounds" for regulation of hedge funds.
The G30 wants firms to take more responsibility for the
performance of their products, by keeping on their books "a
meaningful part of the credit risk." That could rile the
securitization industry, which thrived in recent years by
repackaging debt - including some risky mortgage deals - into
so-called collateralized debt obligations, many slices of which
have since become worthless.
Special measures for safeguarding markets also featured in the
report - specifically the privately negotiated trades in
derivatives. The G30 ventured further than most, advocating
"legislation to establish a formal system of regulation" for these
markets, currently valued at around $350 trillion worldwide.
These were the standouts among the 18 sets of recommendations in
"Financial Reform - A Framework for Financial Stability." The
project was launched in July last year by the G30, a nonprofit
group comprising senior representatives of the public and private
sectors and academia worldwide. It comes ahead of the Jan. 20
inauguration of U.S. President-elect Barack Obama, who has pledged
a "21st century regulatory framework" for the country. How the new
administration will use these recommendations is unclear, but the
report will be presented formally to the Group of 20 industrial and
developing nations in April.
The report didn't discuss the potential for further emergency
action in a crisis that has stretched the mandate of central banks
around the world. The Fed has drawn criticism for lending billions
of dollars to financial institutions, under terms less exacting
than some - including Volcker - deem appropriate.
Such actions, along with programs to buy securities backed by
mortgages and other forms of consumer debt, helped push the Fed's
balance sheet to a record $2.3 trillion as of the year end.
In a clause particularly relevant to the Fed, the report
recommended that central bank emergency lending be kept in future
for "highly unusual and exigent circumstances," requiring political
authorization. Moreover, it rejected lending against or buying
high-risk assets, or other forms of long-term capital support by
the central bank, saying such measures are more appropriately taken
by "directly accountable government entities."
The report made no recommendations on how to proceed in the
current crisis, noting only that "difficult questions of weaning
markets and financial institutions from official life support are
sure to arise."
The report was more explicit about the duty of central banks to
preserve financial stability. In what could be a rebuke for the
years of easy credit under former Fed Chairman Alan Greenspan, the
report said such concerns are relevant not only in times of crisis,
"but also in times of rapid credit expansion and increased use of
leverage."
In line with the European Commission's efforts to curb this use
of leverage, or magnified borrowing, the G30 recommended that
regulators cooperate worldwide to monitor and report on firms'
unfunded liabilities.
Indeed, cooperation between central banks was a key theme in the
report, which also recommended they strengthen their role in
prudential regulation.
Strong U.S. Focus
In keeping with calls for an overhaul of the U.S.'s fragmented
system of agencies and state departments, the G30 also advocated
consolidation of the regulatory industry. It said countries should
eliminate "unnecessary overlaps and gaps in coverage and
complexity, removing the potential for regulatory arbitrage, and
improving regulatory coordination." Moreover, the report said those
authorities should be independent from "political and market
pressures."
The federally chartered firms that are the biggest buyers of
mortgages in the U.S. also received special attention in the G30
report. The future of Fannie Mae and Freddie Mac as quasipublic
companies has been in doubt since their government rescue in
September. The report noted that such entities should have explicit
statutory backing and financial support, and "hybrids of private
ownership with government ownership should be avoided."
"In time, existing GSE mortgage purchasing and portfolio
activities should be spun off" to the private sector, "with the
government, if it desires, maintaining a capacity to intervene in
the market through a wholly owned public institution," the report
said.
The report was less expansive on guidelines for risk management
within principles put forward by the Counterparty Risk Management
Group and the Institute of International Finance.
-By Emily Barrett, Dow Jones Newswires; 201-938-2248;
emily.barrett@dowjones.com
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