Trinity Capital PLC Holding(s) in Company (6216P)
November 18 2016 - 11:50AM
UK Regulatory
TIDMTRC
RNS Number : 6216P
Trinity Capital PLC
18 November 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
-----------------------------------------------
1. Identity of the issuer Trinity Capital plc
or the underlying issuer
of existing shares to which
voting rights are attached:
----------------------------- --------------------
2 Reason for the notification (please tick the
appropriate box or boxes):
----------------------------------------------------
An acquisition or disposal of voting rights X
------------------------------------------------
An acquisition or disposal of qualifying
financial instruments which may result in
the acquisition of shares already issued
to which voting rights are attached
------------------------------------------------
An acquisition or disposal of instruments
with similar economic effect to qualifying
financial instruments
------------------------------------------------
An event changing the breakdown of voting
rights
------------------------------------------------
Other (please
specify):
----------------------------------------------
3. Full name of person(s) Alpine Woods Capital
subject to the notification Investors, LLC
obligation:
--------------------------------- ---------------------
4. Full name of shareholder(s) See Section 9
(if different from 3.):
--------------------------------- ---------------------
5. Date of the transaction 03/11/2016
and date on which the threshold
is crossed or reached:
--------------------------------- ---------------------
6. Date on which issuer 18/11/2016
notified:
--------------------------------- ---------------------
7. Threshold(s) that is/are Decrease to 2.9%
crossed or reached:
--------------------------------- ---------------------
8. Notified details:
---------------------------------------------------------------------------------------------
A: Voting rights attached to shares
---------------------------------------------------------------------------------------------
Class/type Situation Resulting situation after the
of previous triggering transaction
shares to the triggering
transaction
if possible
using
the ISIN
CODE
-------------- ---------------------- -----------------------------------------------------
Number Number Number Number of voting % of voting
of of of rights rights
Shares Voting shares
Rights
-------------- ---------- ---------- ---------- --------------------- ------------------
Direct Direct Indirect Direct Indirect
-------------- ---------- ---------- ---------- ---------- --------- ------- ---------
GB00B0ZL5243 6,426,577 6,426,577 6,000,000 6,000,000 2.9%
-------------- ---------- ---------- ---------- ---------- --------- ------- ---------
B: Qualifying Financial Instruments
------------------------------------------------------------------------------
Resulting situation after the triggering transaction
------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion rights that rights
Period may be
acquired if
the
instrument
is
exercised/
converted.
------------------ ----------- ------------ ----------------- ------------
C: Financial Instruments with similar economic
effect to Qualifying Financial Instruments
----------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of % of voting
financial price date Conversion voting rights
instrument period rights
instrument
refers
to
------------ --------- ----------- ------------ ------------ ----------------
Nominal Delta
------------ --------- ----------- ------------ ------------ -------- ------
Total (A+B+C)
-----------------------------------------------
Number of voting rights Percentage of voting
rights
------------------------ ---------------------
6,000,000 2.9%
------------------------ ---------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
------------------------------------------------------------
Alpine Woods Capital Investors, LLC is a Registered
Investment Advisor which manages several Open-end and
Closed-end Funds. Hedge Funds and Institutional Accounts.
The direct shareholders of the Trinity Capital are the
Alpine International Real Estate Equity Fund.
Proxy Voting:
-------------------------------------
10. Name of the proxy holder: N/A
------------------------------ -----
11. Number of voting rights N/A
proxy holder will cease
to hold:
------------------------------ -----
12. Date on which proxy
holder will cease to hold
voting rights:
------------------------------ -----
13. Additional information:
------------------------------- --------------
14. Contact name: Susan Norris
------------------------------- --------------
15. Contact telephone number: 914-251-0880
------------------------------- --------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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