Bank of America Merrill Lynch Form 8.3 - [Steris Corp] (2523E)
November 02 2015 - 10:02AM
UK Regulatory
TIDMSTE
RNS Number : 2523E
Bank of America Merrill Lynch
02 November 2015
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A
PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Bank of America Corp
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(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s),
settlor and beneficiaries must be named.
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(c) Name of offeror/offeree in relation to whose relevant securities this form relates: STERIS Corp
Use a separate form for each offeror/offeree
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(d) If an exempt fund manager connected with an offeror/offeree, state this and specify
identity
of offeror/offeree:
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(e) Date position held/dealing undertaken: 30/10/2015
For an opening position disclosure, state the latest practicable date prior to the disclosure
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(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect No
of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
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2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security: Common - US8591521005
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Interests Short positions
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Number % Number %
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(1) Relevant securities owned and/or controlled: 761,117 1.269% 168,581 0.281%
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(2) Cash-settled derivatives: 0 0% 0 0%
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(3) Stock-settled derivatives (including options) and agreements to
purchase/sell: 20,200 0.034% 14,100 0.024%
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TOTAL: 781,317 1.303% 182,681 0.305%
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All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists: N/A
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Details, including nature of the rights concerned and relevant percentages: N/A
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of Price per unit
securities
---------------------------- --------------- ------------ ---------------
Common - ISIN US8591521005 Purchase 85 71 USD
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Common - ISIN US8591521005 Purchase 366 74.95 USD
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Common - ISIN US8591521005 Purchase 2 74.34 USD
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Common - ISIN US8591521005 Purchase 27 74.108 USD
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Common - ISIN US8591521005 Purchase 5 74.66 USD
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Common - ISIN US8591521005 Purchase 1 73.52 USD
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Common - ISIN US8591521005 Purchase 11 73.39 USD
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Common - ISIN US8591521005 Purchase 4 73.57 USD
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Common - ISIN US8591521005 Purchase 16 73.65 USD
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Common - ISIN US8591521005 Purchase 15 73.908 USD
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Common - ISIN US8591521005 Purchase 23 74.01 USD
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Common - ISIN US8591521005 Purchase 9 73.84 USD
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Common - ISIN US8591521005 Purchase 14 75.01 USD
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Common - ISIN US8591521005 Purchase 9,000 74.824 USD
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Common - ISIN US8591521005 Purchase 44 74.848 USD
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Common - ISIN US8591521005 Purchase 49 72.435 USD
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Common - ISIN US8591521005 Purchase 31 72.435 USD
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Total 9,702
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Class of relevant security Purchase/sale Number of Price per unit
securities
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Common - ISIN US8591521005 Sale 4 74.73 USD
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Common - ISIN US8591521005 Sale 100 74.86 USD
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Common - ISIN US8591521005 Sale 21 74.8 USD
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Common - ISIN US8591521005 Sale 1 74.6 USD
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Common - ISIN US8591521005 Sale 1 74.47 USD
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Common - ISIN US8591521005 Sale 8 74.8 USD
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Common - ISIN US8591521005 Sale 3 74.903 USD
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Common - ISIN US8591521005 Sale 100 74.74 USD
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Common - ISIN US8591521005 Sale 15 74.89 USD
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Common - ISIN US8591521005 Sale 200 74.93 USD
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Common - ISIN US8591521005 Sale 100 74.94 USD
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(MORE TO FOLLOW) Dow Jones Newswires
November 02, 2015 10:02 ET (15:02 GMT)
Common - ISIN US8591521005 Sale 68 73.4 USD
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Common - ISIN US8591521005 Sale 1 73.78 USD
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Common - ISIN US8591521005 Sale 26 73.79 USD
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Common - ISIN US8591521005 Sale 2 73.56 USD
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Common - ISIN US8591521005 Sale 190 73.7 USD
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Common - ISIN US8591521005 Sale 100 73.51 USD
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Common - ISIN US8591521005 Sale 200 73.91 USD
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Common - ISIN US8591521005 Sale 100 74.83 USD
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Common - ISIN US8591521005 Sale 200 74.92 USD
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Common - ISIN US8591521005 Sale 200 74.78 USD
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Common - ISIN US8591521005 Sale 100 73.69 USD
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Common - ISIN US8591521005 Sale 97 74.948 USD
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Common - ISIN US8591521005 Sale 118 74.945 USD
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Common - ISIN US8591521005 Sale 300 73.62 USD
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Common - ISIN US8591521005 Sale 100 73.95 USD
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Common - ISIN US8591521005 Sale 300 73.88 USD
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Common - ISIN US8591521005 Sale 800 73.89 USD
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Common - ISIN US8591521005 Sale 100 74.935 USD
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Common - ISIN US8591521005 Sale 100 74.765 USD
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Common - ISIN US8591521005 Sale 100 74.915 USD
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Common - ISIN US8591521005 Sale 400 73.9 USD
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Common - ISIN US8591521005 Sale 100 73.59 USD
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Common - ISIN US8591521005 Sale 100 73.5 USD
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Common - ISIN US8591521005 Sale 100 73.45 USD
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Common - ISIN US8591521005 Sale 10 73.82 USD
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Common - ISIN US8591521005 Sale 400 73.94 USD
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Common - ISIN US8591521005 Sale 100 74.725 USD
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Common - ISIN US8591521005 Sale 99 73.455 USD
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Common - ISIN US8591521005 Sale 100 73.495 USD
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Common - ISIN US8591521005 Sale 6 74.313 USD
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Total 5,170
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(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 9,000 74.82395 USD
US8591521005
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(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
------------- ------------- ------------- ------------- -------------- ------------- ------------ -------------
N/A N/A N/A N/A N/A N/A N/A N/A
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(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
----------------------- -------------------- ----------------------- --------------------- -----------------------
N/A N/A N/A N/A N/A
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(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
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N/A N/A N/A N/A
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the person making the disclosure and any party to the offer or
any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
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None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person
making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
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None
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(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? Yes
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Date of disclosure: 02/11/2015
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Contact name: Kim Oakley
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Telephone number: 0207 996 0275
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Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCKSETTLED DERIVATIVE (INCLUDING OPTION)
POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
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