Morgan Stanley & Co. Int'l plc Form 8.5 (EPT/RI)-Replacement of Smart Metering (3444A)
January 19 2024 - 9:20AM
UK Regulatory
TIDMIRSH TIDMSMS
RNS Number : 3444A
Morgan Stanley & Co. Int'l plc
19 January 2024
AMMENT(2(a), 2(b))
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant Smart Metering Systems plc
securities this form relates:
Use a separate form for each offeror/offeree
----------------------------------------------------------
(c) Name of the party to the offer with which exempt Sienna Bidco Limited (a company wholly-owned by funds
principal trader is connected: advised by KKR)
----------------------------------------------------------
(d) Date dealing undertaken: 17 January 2024
----------------------------------------------------------
(e) In addition to the company in 1(b) above, is the N/A
exempt principal trader making disclosures
in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
----------------------------------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchases/ sales Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
1p ordinary SALES 199,421 9.1669 GBP 8.8909 GBP
----------------- ------------------------ ----------------------- -----------------------
1p ordinary PURCHASES 152,300 9.1900 GBP 8.9575 GBP
----------------- ------------------------ ----------------------- -----------------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
1p ordinary CFD increasing a long 2,866 8.8909 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a long 12,566 9.0000 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a long 4,198 9.0003 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a long 97 9.0305 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a long 436 9.1336 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a long 2,779 9.1669 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a short 396 8.9921 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a short 8,424 9.0013 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a short 2,529 9.0271 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a short 2,025 9.0486 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a short 1,794 9.0905 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a short 385 9.1446 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a long 26,000 9.0127 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a long 46 9.1272 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a short 1,967 8.8713 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD increasing a short 3,445 9.1301 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD reducing a short 1,967 9.0000 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD reducing a short 1,040 9.0305 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD reducing a short 12,600 9.1322 GBP
position
-------------------- ------------------------- ------------------------- ---------------
1p ordinary CFD reducing a short 3,445 9.1600 GBP
position
-------------------- ------------------------- ------------------------- ---------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- ------------- -------------- ------------- ------------ -------------
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
N/A N/A N/A N/A N/A
-------------------- ----------------------- --------------------- -----------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
------------------------------- -------- -------------------------------
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 19 January 2024
Contact name: Craig Horsley
-----------------
Telephone number: +44 141 245-7736
-----------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk .
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