Soroban Capital Form 8.3 - Anheuser Busch Inbev SA/NV
October 04 2016 - 9:25AM
UK Regulatory
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Form 8.3 - Anheuser Busch Inbev SA/NV
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
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(a) Full name of discloser: Soroban Capital Partners LP
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(b) Owner or controller of interests and short positions disclosed,
if different from 1(a):
The naming of nominee or vehicle companies is insufficient. For
a trust, the trustee(s), settlor and beneficiaries must be
named.
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(c) Name of offeror/offeree in relation to whose relevant securities Anheuser-Busch InBev SA/NV
this form relates:
Use a separate form for each offeror/offeree
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(d) If an exempt fund manager connected with an offeror/offeree, state N/A
this and specify identity of offeror/offeree:
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(e) Date position held/dealing undertaken: October 3, 2016
For an opening position disclosure, state the latest practicable
date prior to the disclosure
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(f) In addition to the company in 1(c) above, is the discloser making SABMiller plc
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
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2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant
securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each
additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the
disclosure relates following the dealing (if any)
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Class of relevant security: Ordinary Shares
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Interests Short positions
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Number % Number %
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(1) Relevant securities owned and/or controlled: 8,178,161 0.51%
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(2) Cash-settled derivatives:
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(3) Stock-settled derivatives (including options) and 18,560,000 1.15%
agreements to purchase/sell:
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TOTAL: 26,738,161 1.66%
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All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to
purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
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Class of relevant security in relation to which subscription right exists: N/A
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Details, including nature of the rights concerned and relevant percentages: N/A
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class
of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
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Class of relevant Purchase/sale Number of Price per unit
security securities
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ADR's Purchase 53,600 $129.1462
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ADR's Purchase 25,000 $129.2438
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ADR's Purchase 16,700 $128.9740
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(b) Cash-settled derivative transactions
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Class of Product Nature of dealing Number of Price per
relevant description e.g. opening/closing a reference unit
security e.g. CFD long/short position, securities
increasing/reducing a
long/short position
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(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
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Class of Product Writing, Number Exercise Type Expiry Option
relevant description purchasing, of price e.g. date money
security e.g. call selling, securities per unit American, paid/
option varying etc. to which European received
option etc. per unit
relates
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(ii) Exercise
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Class of Product Exercising/ Number of Exercise price
relevant description exercised securities per unit
security e.g. call option against
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(d) Other dealings (including subscribing for new securities)
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Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, conversion applicable)
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
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Details of any indemnity or option arrangement, or any agreement or understanding, formal or
informal, relating to relevant securities which may be an inducement to deal or refrain from dealing
entered into by the person making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
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None
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(b) Agreements, arrangements or understandings relating to options or derivatives
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Details of any agreement, arrangement or understanding, formal or informal, between the person
making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any
derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
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None
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(c) Attachments
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Is a Supplemental Form 8 (Open Positions) attached? YES
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Date of disclosure: October 4, 2016
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Contact name: Steve Niditch
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Telephone number: 1-212-314-1346
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Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and
must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
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Full name of person making disclosure: Soroban Capital Partners LP
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Name of offeror/offeree in relation to whose relevant securities Anheuser-Busch InBev SA/NV
the disclosure relates:
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2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
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Class of Product Written or Number of Exercise Type Expiry
relevant description purchased securities price e.g. date
security e.g. call to which per unit American,
option option or European
derivative etc.
relates
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Ordinary Call Option Purchased 300,000 $130.00 American October
Shares 21, 2016
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Ordinary Call Option Purchased 3,250,000 $135.00 American October
Shares 21, 2016
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Ordinary Call Option Purchased 1,250,000 $140.00 American October
Shares 21, 2016
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Ordinary Call Option Purchased 300,000 $135.00 American December
Shares 16, 2016
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Ordinary Call Option Purchased 1,000,000 $155.00 American December
Shares 16, 2016
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Ordinary Call Option Purchased 750,000 $145.00 American January
Shares 20, 2017
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Ordinary Call Option Purchased 2,500,000 $150.00 American January
Shares 20, 2017
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Ordinary Call Option Purchased 250,000 $155.00 American January
Shares 20, 2017
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Ordinary Call Option Purchased 1,500,000 $160.00 American January
Shares 20, 2017
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Ordinary Call Option Purchased 1,460,000 $180.00 American January
Shares 20, 2017
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Ordinary Call Option Purchased 1,500,000 $160.00 American January
Shares 19, 2018
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Ordinary Call Option Purchased 1,500,000 $165.00 American January
Shares 19, 2018
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Ordinary Call Option Purchased 3,000,000 $170.00 American January
Shares 19, 2018
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3. AGREEMENTS TO PURCHASE OR SELL ETC.
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Full details should be given so that the nature of the interest or position can be fully understood:
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It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to
cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Soroban Capital Partners LP
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