Rockhopper Exploration plc Holding(s) in Company (0756Z)
March 09 2017 - 12:10PM
UK Regulatory
TIDMRKH
RNS Number : 0756Z
Rockhopper Exploration plc
09 March 2017
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
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1. Identity of the issuer or the underlying Rockhopper Exploration Plc
issuer GB00B0FVQX23
of existing shares to which voting rights
are
attached: (ii)
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2 Reason for the notification (please tick the appropriate box or boxes):
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An acquisition or disposal of voting rights Yes
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An acquisition or disposal of qualifying financial instruments n/a
which may result in the acquisition of shares already issued to
which voting rights are attached
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An acquisition or disposal of instruments with similar economic n/a
effect to qualifying financial instruments
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An event changing the breakdown of voting rights n/a
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Other (please n/a
specify):
---------------------------------------------------------------------- -------- ---------------------------
3. Full name of person(s) subject UBS Investment Bank
to the UBS Group AG
notification obligation: (iii)
------------------------------------------------------------------------ -----------------------------------
4. Full name of shareholder(s)
(if different from 3.):(iv) UBS AG London Branch
UBS Limited
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5. Date of the transaction and date 7 March 2017
on
which the threshold is crossed
or
reached: (v)
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6. Date on which issuer notified: 9 March 2017
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7. Threshold(s) that is/are crossed
or 3% Section A
reached: (vi, vii)
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8. Notified details:
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A: Voting rights attached to shares (viii, ix)
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Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN
CODE
-------------- ---------------------------------- ------------------------------------------------------------------
Number Number Number Number of voting % of voting rights
of of of shares rights (x)
Shares Voting
Rights
-------------- ---------------- ---------------- ------------ ----------------------- ---------------------------
Direct Indirect Direct Indirect
(xi) (xii)
-------------- ------------ ------------ ------------ --------- ------------ ------------- ------------
GB00B0FVQX23 14,678,346 14,678,346 - - 11,860,658 - 2.60%
---------------- ---------------- ------------ --------- ------------ ------------- ------------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date (xiii) Conversion Period rights that may rights
(xiv) be
acquired if the
instrument is
exercised/ converted.
------------------ ---------------- ---------------------------- ------------------------- -----------------------
Right to recall
lent shares - Anytime 4,936,987 1.08%
------------------ ---------------- ---------------------------- ------------------------- -----------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting rights
financial price date (xvii) Conversion rights instrument (xix, xx)
instrument period refers to
(xviii)
---------------- ---------------- -------------- ------------ ------------------------- -------------------------
Equity Swaps - From - 6,823,331 Nominal Delta
25.09.2017
to
13.09.2019
---------------- ---------------- -------------- ------------ ------------------------- ------------- ----------
- 1.49%
-------------- ------------ ------------ ------------ ------- ------------ ------------- ----------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
---------------------------------------------------------------- ----------------------------------------------------
23,620,976 5.17%
---------------------------------------------------------------- ----------------------------------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable: (xxi)
------------------------------------------------------------------------------------------------------------------
UBS Group AG is a group holding company for UBS Investment Bank business.
Voting rights are held through its controlled undertakings as set out
below.
UBS AG:
* directly through its branches: UBS AG London Branch -
21,620,976 (4.73%); and
* indirectly through its subsidiaries: UBS Limited -
2,000,000 (0.44%)
Proxy Voting:
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10. Name of the proxy holder:
---------------------------------------------------------------------------------- ------------------------------
11. Number of voting rights proxy holder will
cease
to hold:
---------------------------------------------------------------------------------- ------------------------------
12. Date on which proxy holder will cease to
hold
voting rights:
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13. Additional information:
---------------------------------------------------------------------------------- ------------------------------
14. Contact name: Jamie Bonney / David Iglesias
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15. Contact telephone number: +41 44 239 8058
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This information is provided by RNS
The company news service from the London Stock Exchange
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