Rathbone Brothers Rathbone Brothers Plc : Holding(s) In Company
June 28 2016 - 3:57AM
UK Regulatory
TIDMRAT
For filings with the FCA include the annex
For filings with issuer exclude the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
1. Identity of the issuer or the underlying issuer Rathbone Brothers PLC
of existing shares to which voting rights are
attached: (ii)
2 Reason for the notification (please tick the appropriate
box or boxes):
An acquisition or disposal of voting rights x
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition of
shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar
economic effect to qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) subject to the BlackRock, Inc.
notification obligation: (iii)
4. Full name of shareholder(s)
(if different from 3.):(iv)
5. Date of the transaction and date on 24 June, 2016
which the threshold is crossed or
reached: (v)
6. Date on which issuer notified: 27 June, 2016
7. Threshold(s) that is/are crossed or Total holding for BlackRock, Inc. has
reached: (vi, vii) gone below 5%
8. Notified details:
A: Voting rights attached to shares (viii, ix)
Class/type of
shares Situation previous
if possible using to the triggering
the ISIN CODE transaction Resulting situation after the triggering transaction
Number
Number of
of Voting Number Number of voting
Shares Rights of shares rights % of voting rights (x)
Direct Direct (xi) Indirect (xii) Direct Indirect
GB0002148343 2,407,207 2,407,207 N/A N/A Below 5% N/A Below 5%
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date (xiii) Conversion Period (xiv) rights that may be rights
acquired if the
instrument is
exercised/ converted.
Securities Lending Below 5% Below 5%
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
Resulting situation after the triggering transaction
Type of financial Exercise Expiration Exercise/ Conversion Number of voting rights instrument refers to % of voting rights (xix, xx)
instrument price date (xvii) period (xviii)
Nominal Delta
Total (A+B+C)
Number of voting rights Percentage of voting rights
N/A Below 5%
9. Chain of controlled undertakings through which
the voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
See Annex 1
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease
to hold:
12. Date on which proxy holder will cease to hold
voting rights:
BlackRock Regulatory Threshold Reporting Team
13. Additional information:
14. Contact name: Laurel Clark
15. Contact telephone number: 020 7743 3650
Annex 1
Name % of voting rights if it equals or is higher than % of voting rights through financial instruments if Total of both if it equals or is higher than the notifiable
the notifiable threshold it equals or is higher than the notifiable threshold threshold
BlackRock,
Inc.
BlackRock
Holdco 2,
Inc.
BlackRock
Financial
Management,
Inc.
BlackRock
International
Holdings,
Inc.
BR Jersey
International
Holdings
L.P.
BlackRock
Group
Limited
BlackRock
Investment
Management
(UK) Limited
BlackRock,
Inc.
BlackRock
Holdco 2,
Inc.
BlackRock
Financial
Management,
Inc.
BlackRock
International
Holdings,
Inc.
BR Jersey
International
Holdings
L.P.
BlackRock
Group
Limited
BlackRock
Advisors (UK)
Limited
This announcement is distributed by NASDAQ OMX Corporate Solutions on
behalf of NASDAQ OMX Corporate Solutions clients.
The issuer of this announcement warrants that they are solely
responsible for the content, accuracy and originality of the information
contained therein.
Source: Rathbone Brothers Plc via Globenewswire
HUG#2023441
http://www.rathbones.com/
(END) Dow Jones Newswires
June 28, 2016 03:57 ET (07:57 GMT)
Copyright (c) 2016 Dow Jones & Company, Inc.
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