BNP Paribas London Form 8.5 (EPT/NON-RI) - WM Morrison Supermarkets (4402Q)
October 27 2021 - 6:05AM
UK Regulatory
TIDMMRW
RNS Number : 4402Q
BNP Paribas London
27 October 2021
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BNP Paribas Arbitrage SNC
(b) Name of offeror/offeree in relation WM Morrison Supermarkets
to whose relevant securities this PLC
form relates:
Use a separate form for each offeror/offeree
---------------------------
(c) Name of the party to the offer Clayton, Dubilier & Rice,
with which exempt principal trader LLC
is connected:
---------------------------
(d) Date position held/dealing undertaken: 26/10/2021
For an opening position disclosure,
state the latest practicable date
prior to the disclosure
---------------------------
(e) In addition to the company in No:
1(b) above, is the exempt principal
trader making disclosures in respect
of any other party to the offer?
If it is a cash offer or possible
cash offer, state "N/A"
---------------------------
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose
in more than one class of relevant securities of the offeror
or offeree named in 1(b), copy table 2(a) or (b) (as appropriate)
for each additional class of relevant security.
(a) Interests and short positions in the relevant securities
of the offeror or offeree to which the disclosure relates
following the dealing (if any)
Class of relevant security: 10p ordinary (GB0006043169)
Interests Short Positions
Number % Number %
(1) Relevant securities
owned and/or controlled: 3,332,057 0.15
----------- -------- -------- ---
(2) Cash-settled derivatives:
----------- -------- -------- ---
(3) Stock-settled derivatives
(including options) and
agreements to purchase/sell:
----------- -------- -------- ---
TOTAL: 3,332,057 0.15
----------- -------- -------- ---
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including
traded options), or agreements to purchase or sell relevant
securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors"
and other employee options)
Class of relevant security
in relation to which subscription
right exists:
Details, including nature
of the rights concerned and
relevant percentages:
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c),
copy table 3(a), (b), (c) or (d) (as appropriate) for each
additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should
be stated.
(a) Purchases and sales
Class of relevant Purchases/ sales Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
GB0006043169 Purchase 2032933 GBP 2.8670 GBP 2.8640
----------------- ------------------------ ----------------------- -----------------------
GB0006043169 Sales -6562701 GBP 2.8670 GBP 2.8640
----------------- ------------------------ ----------------------- -----------------------
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description e.g. opening/closing references unit
security e.g. CFD a securities
long/short position
increasing/reducing
a
long/short position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price e.g. date money
relevant e.g. call selling, securities per unit American paid/
security option varying to which European received
etc. option etc. per unit
relates
(ii) Exercise
Class of Product Exercising/ Number of Exercise price
relevant description exercised securities per unit
security e.g. call option against
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit
security e.g. subscription, conversion (if
applicable)
4. Other Information
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the exempt principal trader making the disclosure and
any party to the offer or any person acting in concert with
a party to the offer:
Irrevocable commitments and letters of intent should not be
included. If there are no such agreements, arrangements or understandings,
state "none"
None
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal
or informal, between the person making the disclosure and any
other person relating to:
(i) the voting rights of any relevant securities under any option;
or
(ii) the voting rights or future acquisition or disposal of
any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings,
state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? No
Date of Disclosure: 27/10/2021
Contact Name Compliance Control Room
-----------------------------
Telephone Number: 0207 595 9695
-----------------------------
Public disclosures under Rule 8 of the Code must be made
to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation
in relation to the Code's disclosure requirements on +44
(0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
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