UBS AG (EPT) Form 8.5 (EPT/RI) - Melrose Industries PLC (4026J)
March 29 2018 - 5:45AM
UK Regulatory
TIDMGKN TIDMMRO
RNS Number : 4026J
UBS AG (EPT)
29 March 2018
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
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(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Melrose Industries plc
Use a separate form for each offeror/offeree
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(c) Name of the party to the offer with which exempt principal trader is connected: GKN Plc
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(d) Date dealing undertaken: 28 March 2018
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(e) In addition to the company in 1(b) above, is the exempt principal trader making YES GKN Plc
disclosures
in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchases/ sales Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
----------------------- ----------------- ------------------------ ----------------------- -----------------------
48/7p ordinary Buy 2913472 2.24200 GBP 2.20640 GBP
----------------------- ----------------- ------------------------ ----------------------- -----------------------
48/7p ordinary Sell 2051044 2.24200 GBP 2.20640 GBP
----------------------- ----------------- ------------------------ ----------------------- -----------------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
----------------------- -------------------- ----------------------- ----------------------- ---------------------
48/7p ordinary CFD Long 34192 2.2187634534394 GBP
----------------------- -------------------- ----------------------- ----------------------- ---------------------
48/7p ordinary CFD Long 100 2.216 GBP
----------------------- -------------------- ----------------------- ----------------------- ---------------------
48/7p ordinary CFD Long 422500 2.221513 GBP
----------------------- -------------------- ----------------------- ----------------------- ---------------------
48/7p ordinary CFD Long 1900 2.213 GBP
----------------------- -------------------- ----------------------- ----------------------- ---------------------
48/7p ordinary CFD Long 22339 2.235 GBP
----------------------- -------------------- ----------------------- ----------------------- ---------------------
48/7p ordinary CFD Long 8810 2.22089103291714 GBP
----------------------- -------------------- ----------------------- ----------------------- ---------------------
48/7p ordinary CFD Long 8706 2.22037330576614 GBP
----------------------- -------------------- ----------------------- ----------------------- ---------------------
48/7p ordinary CFD Long 6484 2.220263726095 GBP
----------------------- -------------------- ----------------------- ----------------------- ---------------------
48/7p ordinary CFD Long 26991 2.21897150902153 GBP
----------------------- -------------------- ----------------------- ----------------------- ---------------------
48/7p ordinary CFD Long 49817 2.21895357006644 GBP
----------------------- -------------------- ----------------------- ----------------------- ---------------------
48/7p ordinary CFD Long 241115 2.21243158 GBP
----------------------- -------------------- ----------------------- ----------------------- ---------------------
48/7p ordinary CFD Short 40077 2.224222 GBP
----------------------- -------------------- ----------------------- ----------------------- ---------------------
48/7p ordinary CFD Short 15915 2.22675815 GBP
----------------------- -------------------- ----------------------- ----------------------- ---------------------
48/7p ordinary CFD Short 44700 2.224644 GBP
----------------------- -------------------- ----------------------- ----------------------- ---------------------
48/7p ordinary CFD Short 1191000 2.22745113 GBP
----------------------- -------------------- ----------------------- ----------------------- ---------------------
48/7p ordinary CFD Short 50000 2.220222 GBP
----------------------- -------------------- ----------------------- ----------------------- ---------------------
48/7p ordinary CFD Short 37064 2.22304233 GBP
----------------------- -------------------- ----------------------- ----------------------- ---------------------
48/7p ordinary CFD Short 47731 2.226918 GBP
----------------------- -------------------- ----------------------- ----------------------- ---------------------
48/7p ordinary CFD Short 13903 2.22544558728332 GBP
----------------------- -------------------- ----------------------- ----------------------- ---------------------
48/7p ordinary CFD Short 1042 2.17395 GBP
----------------------- -------------------- ----------------------- ----------------------- ---------------------
48/7p ordinary CFD Short 2187 2.22544581618656 GBP
----------------------- -------------------- ----------------------- ----------------------- ---------------------
48/7p ordinary CFD Short 38336 2.23827003338898 GBP
----------------------- -------------------- ----------------------- ----------------------- ---------------------
48/7p ordinary CFD Short 72635 2.23393749569767 GBP
----------------------- -------------------- ----------------------- ----------------------- ---------------------
48/7p ordinary CFD Short 47029 2.23635777924259 GBP
----------------------- -------------------- ----------------------- ----------------------- ---------------------
48/7p ordinary CFD Short 1500 2.226733 GBP
----------------------- -------------------- ----------------------- ----------------------- ---------------------
48/7p ordinary CFD Short 700 2.222 GBP
----------------------- -------------------- ----------------------- ----------------------- ---------------------
48/7p ordinary CFD Short 2882 2.220202 GBP
----------------------- -------------------- ----------------------- ----------------------- ---------------------
48/7p ordinary CFD Short 100000 2.216761 GBP
----------------------- -------------------- ----------------------- ----------------------- ---------------------
48/7p ordinary CFD Short 20000 2.224143 GBP
----------------------- -------------------- ----------------------- ----------------------- ---------------------
48/7p ordinary CFD Short 52717 2.233 GBP
----------------------- -------------------- ----------------------- ----------------------- ---------------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
------------- ------------- ------------- ------------- -------------- ------------- ------------ -------------
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
----------------------- -------------------- ----------------------- --------------------- -----------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
--------------------------- ------------------------------- -------- -------------------------------
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none "
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None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
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None
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Date of disclosure: 29 March 2018
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Contact name: Wendy Dent
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Telephone number: +44 (0)207 568 1245
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Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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