TIDMJLT
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree JARDINE LLOYD THOMPSON GROUP PLC
in relation to whose
relevant securities
this form relates:
(c) Name of the party to the JARDINE LLOYD THOMPSON GROUP PLC
offer with which exempt
principal trader is connected
(d) Date position held/dealing 19 February 2019
undertaken:
(e) In addition to the NO
company in 1(b)
above, is the exempt principal
trader making disclosures
in respect
of any other party to the offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant 5p ordinary
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 3,867,157 1.77% 153,326 0.07%
controlled:
(2) Cash-settled
derivatives:
8,200 0.00% 3,617,879 1.65%
(3) Stock-settled
derivatives
(including
options)
and agreements 0 0.00% 0 0.00%
to
purchase/sell:
TOTAL: 3,875,357 1.77% 3,771,205 1.72%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of Purchase/sale Total number of Highest price Lowest price
relevant per unit per unit
security securities paid/received paid/received
5p ordinary Purchase 314,189 19.0411 GBP 19 GBP
5p ordinary Sale 282,291 19.0400 GBP 19 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary SWAP Long 74 19.0125 GBP
5p ordinary CFD Long 259 19.0228 GBP
5p ordinary SWAP Long 2,098 19.0175 GBP
5p ordinary SWAP Long 2,962 19.0400 GBP
5p ordinary SWAP Long 4,165 19.0355 GBP
5p ordinary SWAP Long 6,887 19.0187 GBP
5p ordinary CFD Short 74 19.0283 GBP
5p ordinary SWAP Short 124 19.0042 GBP
5p ordinary SWAP Short 156 19.0037 GBP
5p ordinary SWAP Short 250 19.0043 GBP
5p ordinary CFD Short 1,560 19.0222 GBP
5p ordinary SWAP Short 1,635 19.0314 GBP
5p ordinary SWAP Short 2,977 19.0393 GBP
5p ordinary CFD Short 3,607 19.0223 GBP
5p ordinary SWAP Short 3,662 19.0263 GBP
5p ordinary SWAP Short 5,626 19.0239 GBP
5p ordinary CFD Short 5,646 19.0411 GBP
5p ordinary SWAP Short 6,091 19.0200 GBP
5p ordinary SWAP Short 6,844 19.0324 GBP
5p ordinary CFD Short 9,871 19.0262 GBP
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise price Type Expiry date Option money
relevant descriptione.g. purchasing, of securities per unit e.g. American, paid/
security call selling, to European etc. received
option varying etc. which option per unit
relates
(ii) Exercise
Class of relevant Product Exercising/ Number Exercise price
security description exercised of securities per unit
e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding, formal or
informal, relating to relevant securities which
may be an inducement to deal or refrain
from dealing entered into by the exempt principal
trader making the disclosure and any
party to the offer or any person acting
in concert with a party to the offer:
Irrevocable commitments and letters of intent
should not be included. If there
are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between
the exempt principal trader making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open NO
Positions) attached?
Date of disclosure: 20 Feb 2019
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
View source version on businesswire.com:
https://www.businesswire.com/news/home/20190220005445/en/
This information is provided by Business Wire
(END) Dow Jones Newswires
February 20, 2019 06:23 ET (11:23 GMT)
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