TIDMHSBA
RNS Number : 1889F
HSBC Holdings PLC
17 March 2022
HSBC HOLDINGS PLC
17 March 2022
Notification of Transactions by Persons Discharging Managerial
Responsibilities ("PDMRs")
1. Annual Incentive awards (Performance Year 2017)
Deferred awards (the "Awards") of US$0.50 ordinary shares (the
"Shares") in HSBC Holdings plc (the "Company") were granted in 2018
as a part of variable pay for the performance year ended 31
December 2017.
On 15 March 2022, tranches of the Awards granted in 2018 vested
and the following transactions took place in London:
Directors
Name Total number of Number of Shares
Shares vested sold at GBP4.788435
per Share(1)
Noel Quinn 21,504 10,107
---------------- ---------------------
Other PDMRs
Name Total number of Number of Shares
Shares vested sold at GBP4.788435
per Share(1)
Colin Bell 14,943 7,024
---------------- ---------------------
Pam Kaur 15,631 7,347
---------------- ---------------------
Stephen Moss 13,660 4,709
---------------- ---------------------
Barry O'Byrne 7,692 3,111
---------------- ---------------------
Ian Stuart 13,488 6,340
---------------- ---------------------
(1) Includes shares sold to cover withholding tax .
The PDMRs are required to retain a number of Shares equivalent
in value to those that vested under the Awards (net of tax
liabilities) for twelve months from the original vesting date, with
the exception of Stephen Moss and Barry O'Byrne who are subject to
a six-month retention period.
2. Annual Incentive awards (Performance Year 2019)
Deferred awards (the "Awards") of US$0.50 ordinary shares (the
"Shares") in HSBC Holdings plc (the "Company") were granted in 2020
as a part of variable pay for the performance year ended 31
December 2019.
On 15 March 2022, tranches of the Awards granted in 2020 vested
and the following transactions took place in London:
Name Total number of Number of Shares
Shares vested sold at GBP4.788435
per Share(1)
Nuno Matos 29,854 10,829
---------------- ---------------------
Stephen Moss 17,975 4,363
---------------- ---------------------
Michael Roberts 43,943 22,433
---------------- ---------------------
Surendra Rosha 20,298 3,045
---------------- ---------------------
(1) Includes shares sold to cover withholding tax .
The PDMRs are required to retain a number of Shares equivalent
in value to those that vested under the Awards (net of tax
liabilities) for twelve months from the original vesting date.
3. Annual Incentive awards (Performance Year 2020)
Deferred awards (the "Awards") of US$0.50 ordinary shares (the
"Shares") in HSBC Holdings plc (the "Company") were granted in 2021
as a part of variable pay for the performance year ended 31
December 2020.
On 16 March 2022, the first tranche of the Awards granted in
2021 vested and the following transactions took place in
London:
Name Total number of Number of Shares
Shares vested sold at GBP4.90382
per Share(1)
David Liao 18,753 2,813
---------------- --------------------
Stephen Moss 19,168 770
---------------- --------------------
Michael Roberts 46,879 23,932
---------------- --------------------
Surendra Rosha 23,395 3,510
---------------- --------------------
(1) Includes shares sold to cover withholding tax .
The PDMRs are required to retain a number of Shares equivalent
in value to those that vested under the Awards (net of tax
liabilities) for twelve months from the original vesting date, with
the exception of David Liao who is subject to a six-month retention
period.
For the purpose of the below disclosures, the value of the
Awards which vested on 15 and 16 March 2022 has been calculated
using the closing Share price on the London Stock Exchange on 11
March 2022 of GBP4.7965.
The following disclosures are made in accordance with the UK
version of the EU Market Abuse Regulation 596/2014.
1 - Details of the person discharging managerial responsibilities
/ person closely associated
Name of natural person Noel Quinn
2 - Reason for the notification
Position/status Group Chief Executive
Initial notification/amendment Initial Notification
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
Full name of the entity HSBC Holdings plc
Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39
4 - Details of the transaction(s)
Transaction(s) summary table
Date of Financial Identification Place of Transaction Currency
Transaction Instrument Code
2022-03-15 Ordinary GB0005405286 London Stock GBP - British
shares Exchange, Main Pound
of US$0.50 Market (XLON)
each
----------------- -------------- --------------- ----------------------- --------------
Nature of Transaction: Price Volume Total
Acquisition under
the HSBC Share Plan
2011
------------ --------- --------------
GBP4.80 21,504 GBP103,143.94
--------------- ------------ --------- --------------
Aggregated GBP4.796 21,504 GBP103,143.94
--------------------------------- --------------- ------------ --------- --------------
Date of Financial Identification Place of Transaction Currency
Transaction Instrument Code
2022-03-15 Ordinary GB0005405286 London Stock GBP - British
shares Exchange, Main Pound
of US$0.50 Market (XLON)
each
----------------- -------------- --------------- ----------------------- --------------
Nature of Transaction: Price Volume Total
Disposal
------------ --------- --------------
GBP4.79 10,107 GBP48,396.71
--------------- ------------ --------- --------------
Aggregated GBP4.788 10,107 GBP48,396.71
--------------------------------- --------------- ------------ --------- --------------
1 - Details of the person discharging managerial responsibilities
/ person closely associated
Name of natural person Colin Bell
2 - Reason for the notification
Position/status Chief Executive, HSBC Bank plc
and HSBC Europe
Initial notification/amendment Initial Notification
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
Full name of the entity HSBC Holdings plc
Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39
4 - Details of the transaction(s)
Transaction(s) summary table
Date of Financial Identification Place of Transaction Currency
Transaction Instrument Code
2022-03-15 Ordinary GB0005405286 London Stock GBP - British
shares Exchange, Main Pound
of US$0.50 Market (XLON)
each
----------------- -------------- --------------- ----------------------- ----------------
Nature of Transaction: Price Volume Total
Acquisition under
the HSBC Share Plan
2011
------------ --------- ----------------
GBP4.80 14,943 GBP71,674.10
--------------- ------------ --------- ----------------
Aggregated GBP4.796 14,943 GBP71,674.10
--------------------------------- --------------- ------------ --------- ----------------
Date of Financial Identification Place of Transaction Currency
Transaction Instrument Code
2022-03-15 Ordinary GB0005405286 London Stock GBP - British
shares Exchange, Main Pound
of US$0.50 Market (XLON)
each
----------------- -------------- --------------- ----------------------- ----------------
Nature of Transaction: Price Volume Total
Disposal
------------ --------- ----------------
GBP4.79 7,024 GBP33,633.97
--------------- ------------ --------- ----------------
Aggregated GBP4.788 7,024 GBP33,633.97
--------------------------------- --------------- ------------ --------- ----------------
1 - Details of the person discharging managerial responsibilities
/ person closely associated
Name of natural person Pam Kaur
2 - Reason for the notification
Position/status Group Chief Risk and Compliance
Officer
Initial notification/amendment Initial Notification
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
Full name of the entity HSBC Holdings plc
Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39
4 - Details of the transaction(s)
Transaction(s) summary table
Date of Financial Identification Place of Transaction Currency
Transaction Instrument Code
2022-03-15 Ordinary GB0005405286 London Stock GBP - British
shares Exchange, Main Pound
of US$0.50 Market (XLON)
each
----------------- -------------- --------------- ----------------------- --------------
Nature of Transaction: Price Volume Total
Acquisition under
the HSBC Share Plan
2011
------------ --------- --------------
GBP4.80 15,631 GBP74,974.09
--------------- ------------ --------- --------------
Aggregated GBP4.796 15,631 GBP74,974.09
--------------------------------- --------------- ------------ --------- --------------
Date of Financial Identification Place of Transaction Currency
Transaction Instrument Code
2022-03-15 Ordinary GB0005405286 London Stock GBP - British
shares Exchange, Main Pound
of US$0.50 Market (XLON)
each
----------------- -------------- --------------- ----------------------- --------------
Nature of Transaction: Price Volume Total
Disposal
------------ --------- --------------
GBP4.79 7,347 GBP35,180.63
--------------- ------------ --------- --------------
Aggregated GBP4.788 7,347 GBP35,180.63
--------------------------------- --------------- ------------ --------- --------------
1 - Details of the person discharging managerial responsibilities
/ person closely associated
Name of natural person David Liao
2 - Reason for the notification
Position/status Co-Chief Executive, Asia-Pacific
- The Hongkong and Shanghai Banking
Corporation Limited
Initial notification/amendment Initial Notification
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
Full name of the entity HSBC Holdings plc
Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39
4 - Details of the transaction(s)
Transaction(s) summary table
Date of Financial Identification Place of Transaction Currency
Transaction Instrument Code
2022-03-16 Ordinary GB0005405286 London Stock GBP - British
shares Exchange, Main Pound
of US$0.50 Market (XLON)
each
----------------- -------------- --------------- ----------------------- --------------
Nature of Transaction: Price Volume Total
Acquisitions under
the HSBC Share Plan
2011
------------ --------- --------------
GBP4.80 18,753 GBP89,948.76
--------------- ------------ --------- --------------
Aggregated GBP4.796 18,753 GBP89,948.76
--------------------------------- --------------- ------------ --------- --------------
Date of Financial Identification Place of Transaction Currency
Transaction Instrument Code
2022-03-16 Ordinary GB0005405286 London Stock GBP - British
shares Exchange, Main Pound
of US$0.50 Market (XLON)
each
----------------- -------------- --------------- ----------------------- --------------
Nature of Transaction: Price Volume Total
Disposal
------------ --------- --------------
GBP4.90 2,813 GBP13,794.45
--------------- ------------ --------- --------------
Aggregated GBP4.904 2,813 GBP13,794.45
--------------------------------- --------------- ------------ --------- --------------
1 - Details of the person discharging managerial responsibilities
/ person closely associated
Name of natural person Nuno Matos
2 - Reason for the notification
Position/status Chief Executive, Wealth and Personal
Banking
Initial notification/amendment Initial Notification
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
Full name of the entity HSBC Holdings plc
Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39
4 - Details of the transaction(s)
Transaction(s) summary table
Date of Financial Identification Place of Transaction Currency
Transaction Instrument Code
2022-03-15 Ordinary GB0005405286 London Stock GBP - British
shares Exchange, Main Pound
of US$0.50 Market (XLON)
each
----------------- -------------- --------------- ----------------------- --------------
Nature of Transaction: Price Volume Total
Acquisition under
the HSBC Share Plan
2011
------------ --------- --------------
GBP4.80 29,854 GBP143,194.71
--------------- ------------ --------- --------------
Aggregated GBP4.796 29,854 GBP143,194.71
--------------------------------- --------------- ------------ --------- --------------
Date of Financial Identification Place of Transaction Currency
Transaction Instrument Code
2022-03-15 Ordinary GB0005405286 London Stock GBP - British
shares Exchange, Main Pound
of US$0.50 Market (XLON)
each
----------------- -------------- --------------- ----------------------- --------------
Nature of Transaction: Price Volume Total
Disposal
------------ --------- --------------
GBP4.79 10,829 GBP51,853.96
--------------- ------------ --------- --------------
Aggregated GBP4.788 10,829 GBP51,853.96
--------------------------------- --------------- ------------ --------- --------------
1 - Details of the person discharging managerial responsibilities
/ person closely associated
Name of natural person Stephen Moss
2 - Reason for the notification
Position/status Regional Chief Executive, Middle
East, North Africa and Turkey
Initial notification/amendment Initial Notification
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
Full name of the entity HSBC Holdings plc
Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39
4 - Details of the transaction(s)
Transaction(s) summary table
Date of Financial Identification Place of Transaction Currency
Transaction Instrument Code
2022-03-15 Ordinary GB0005405286 London Stock GBP - British
shares Exchange, Main Pound
of US$0.50 Market (XLON)
each
----------------- -------------- --------------- ----------------------- --------------
Nature of Transaction: Price Volume Total
Acquisition under
the HSBC Share Plan
2011
------------ --------- --------------
GBP4.80 31,635 GBP151,737.28
--------------- ------------ --------- --------------
Aggregated GBP4.796 31,635 GBP151,737.28
--------------------------------- --------------- ------------ --------- --------------
Date of Financial Identification Place of Transaction Currency
Transaction Instrument Code
2022-03-15 Ordinary GB0005405286 London Stock GBP - British
shares Exchange, Main Pound
of US$0.50 Market (XLON)
each
----------------- -------------- --------------- ----------------------- --------------
Nature of Transaction: Price Volume Total
Disposal
------------ --------- --------------
GBP4.79 9,072 GBP43,440.68
--------------- ------------ --------- --------------
Aggregated GBP4.788 9,072 GBP43,440.68
--------------------------------- --------------- ------------ --------- --------------
Date of Financial Identification Place of Transaction Currency
Transaction Instrument Code
2022-03-16 Ordinary GB0005405286 London Stock GBP - British
shares Exchange, Main Pound
of US$0.50 Market (XLON)
each
----------------- -------------- --------------- ----------------------- --------------
Nature of Transaction: Price Volume Total
Acquisition under
the HSBC Share Plan
2011
------------ --------- --------------
GBP4.80 19,168 GBP91,939.31
--------------- ------------ --------- --------------
Aggregated GBP4.796 19,168 GBP91,939.31
--------------------------------- --------------- ------------ --------- --------------
Date of Financial Identification Place of Transaction Currency
Transaction Instrument Code
2022-03-16 Ordinary GB0005405286 London Stock GBP - British
shares Exchange, Main Pound
of US$0.50 Market (XLON)
each
----------------- -------------- --------------- ----------------------- --------------
Nature of Transaction: Price Volume Total
Disposal
------------ --------- --------------
GBP4.90 770 GBP3,775.94
--------------- ------------ --------- --------------
Aggregated GBP4.904 770 GBP3,775.94
--------------------------------- --------------- ------------ --------- --------------
1 - Details of the person discharging managerial responsibilities
/ person closely associated
Name of natural person Barry O'Byrne
2 - Reason for the notification
Position/status Chief Executive, Global Commercial
Banking
Initial notification/amendment Initial Notification
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
Full name of the entity HSBC Holdings plc
Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39
4 - Details of the transaction(s)
Transaction(s) summary table
Date of Financial Identification Place of Transaction Currency
Transaction Instrument Code
2022-03-15 Ordinary GB0005405286 London Stock GBP - British
shares Exchange, Main Pound
of US$0.50 Market (XLON)
each
----------------- -------------- --------------- ----------------------- --------------
Nature of Transaction: Price Volume Total
Acquisition under
the HSBC Share Plan
2011
------------ --------- --------------
GBP4.80 7,692 GBP36,894.68
--------------- ------------ --------- --------------
Aggregated GBP4.796 7,692 GBP36,894.68
--------------------------------- --------------- ------------ --------- --------------
Date of Financial Identification Place of Transaction Currency
Transaction Instrument Code
2022-03-15 Ordinary GB0005405286 London Stock GBP - British
shares Exchange, Main Pound
of US$0.50 Market (XLON)
each
----------------- -------------- --------------- ----------------------- --------------
Nature of Transaction: Price Volume Total
Disposal
------------ --------- --------------
GBP4.79 3,111 GBP14,896.82
--------------- ------------ --------- --------------
Aggregated GBP4.788 3,111 GBP14,896.82
--------------------------------- --------------- ------------ --------- --------------
1 - Details of the person discharging managerial responsibilities
/ person closely associated
Name of natural person Michael Roberts
2 - Reason for the notification
Position/status Chief Executive, HSBC USA and
Americas
Initial notification/amendment Initial Notification
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
Full name of the entity HSBC Holdings plc
Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39
4 - Details of the transaction(s)
Transaction(s) summary table
Date of Financial Identification Place of Transaction Currency
Transaction Instrument Code
2022-03-15 Ordinary GB0005405286 London Stock GBP - British
shares Exchange, Main Pound
of US$0.50 Market (XLON)
each
----------------- -------------- --------------- ----------------------- --------------
Nature of Transaction: Price Volume Total
Acquisition under
the HSBC Share Plan
2011
------------ --------- --------------
GBP4.80 43,943 GBP210,772.60
--------------- ------------ --------- --------------
Aggregated GBP4.796 43,943 GBP210,772.60
--------------------------------- --------------- ------------ --------- --------------
Date of Financial Identification Place of Transaction Currency
Transaction Instrument Code
2022-03-15 Ordinary GB0005405286 London Stock GBP - British
shares Exchange, Main Pound
of US$0.50 Market (XLON)
each
----------------- -------------- --------------- ----------------------- --------------
Nature of Transaction: Price Volume Total
Disposal
------------ --------- --------------
GBP4.79 22,433 GBP107,418.96
--------------- ------------ --------- --------------
Aggregated GBP4.788 22,433 GBP107,418.96
--------------------------------- --------------- ------------ --------- --------------
Date of Financial Identification Place of Transaction Currency
Transaction Instrument Code
2022-03-16 Ordinary GB0005405286 London Stock GBP - British
shares Exchange, Main Pound
of US$0.50 Market (XLON)
each
----------------- -------------- --------------- ----------------------- --------------
Nature of Transaction: Price Volume Total
Acquisition under
the HSBC Share Plan
2011
------------ --------- --------------
GBP4.80 46,879 GBP224,855.12
--------------- ------------ --------- --------------
Aggregated GBP4.796 46,879 GBP224,855.12
--------------------------------- --------------- ------------ --------- --------------
Date of Financial Identification Place of Transaction Currency
Transaction Instrument Code
2022-03-16 Ordinary GB0005405286 London Stock GBP - British
shares Exchange, Main Pound
of US$0.50 Market (XLON)
each
----------------- -------------- --------------- ----------------------- --------------
Nature of Transaction: Price Volume Total
Disposal
------------ --------- --------------
GBP4.90 23,932 GBP117,358.22
--------------- ------------ --------- --------------
Aggregated GBP4.904 23,932 GBP117,358.22
--------------------------------- --------------- ------------ --------- --------------
1 - Details of the person discharging managerial responsibilities
/ person closely associated
Name of natural person Surendra Rosha
2 - Reason for the notification
Position/status Co-Chief Executive, Asia-Pacific
- The Hongkong and Shanghai Banking
Corporation Limited
Initial notification/amendment Initial Notification
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
Full name of the entity HSBC Holdings plc
Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39
4 - Details of the transaction(s)
Transaction(s) summary table
Date of Financial Identification Place of Transaction Currency
Transaction Instrument Code
2022-03-15 Ordinary GB0005405286 London Stock GBP - British
shares Exchange, Main Pound
of US$0.50 Market (XLON)
each
----------------- -------------- --------------- ----------------------- --------------
Nature of Transaction: Price Volume Total
Acquisition under
the HSBC Share Plan
2011
------------ --------- --------------
GBP4.80 20,298 GBP97,359.36
--------------- ------------ --------- --------------
Aggregated GBP4.796 20,298 GBP97,359.36
--------------------------------- --------------- ------------ --------- --------------
Date of Financial Identification Place of Transaction Currency
Transaction Instrument Code
2022-03-15 Ordinary GB0005405286 London Stock GBP - British
shares Exchange, Main Pound
of US$0.50 Market (XLON)
each
----------------- -------------- --------------- ----------------------- --------------
Nature of Transaction: Price Volume Total
Disposal
------------ --------- --------------
GBP4.79 3,045 GBP14,580.78
--------------- ------------ --------- --------------
Aggregated GBP4.788 3,045 GBP14,580.78
--------------------------------- --------------- ------------ --------- --------------
Date of Financial Identification Place of Transaction Currency
Transaction Instrument Code
2022-03-16 Ordinary GB0005405286 London Stock GBP - British
shares Exchange, Main Pound
of US$0.50 Market (XLON)
each
----------------- -------------- --------------- ----------------------- --------------
Nature of Transaction: Price Volume Total
Acquisition under
the HSBC Share Plan
2011
------------ --------- --------------
GBP4.80 23,395 GBP112,214.12
--------------- ------------ --------- --------------
Aggregated GBP4.796 23,395 GBP112,214.12
--------------------------------- --------------- ------------ --------- --------------
Date of Financial Identification Place of Transaction Currency
Transaction Instrument Code
2022-03-16 Ordinary GB0005405286 London Stock GBP - British
shares Exchange, Main Pound
of US$0.50 Market (XLON)
each
----------------- -------------- --------------- ----------------------- --------------
Nature of Transaction: Price Volume Total
Disposal
------------ --------- --------------
GBP4.90 3,510 GBP17,212.41
--------------- ------------ --------- --------------
Aggregated GBP4.904 3,510 GBP17,212.41
--------------------------------- --------------- ------------ --------- --------------
1 - Details of the person discharging managerial responsibilities
/ person closely associated
Name of natural person Ian Stuart
2 - Reason for the notification
Position/status Chief Executive, HSBC UK Bank
plc
Initial notification/amendment Initial Notification
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
Full name of the entity HSBC Holdings plc
Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39
4 - Details of the transaction(s)
Transaction(s) summary table
Date of Financial Identification Place of Transaction Currency
Transaction Instrument Code
2022-03-15 Ordinary GB0005405286 London Stock GBP - British
shares Exchange, Main Pound
of US$0.50 Market (XLON)
each
----------------- -------------- --------------- ----------------------- --------------
Nature of Transaction: Price Volume Total
Acquisition under
the HSBC Share Plan
2011
------------ --------- --------------
GBP4.80 13,488 GBP64,695.19
--------------- ------------ --------- --------------
Aggregated GBP4.796 13,488 GBP64,695.19
--------------------------------- --------------- ------------ --------- --------------
Date of Financial Identification Place of Transaction Currency
Transaction Instrument Code
2022-03-15 Ordinary GB0005405286 London Stock GBP - British
shares Exchange, Main Pound
of US$0.50 Market (XLON)
each
----------------- -------------- --------------- ----------------------- --------------
Nature of Transaction: Price Volume Total
Disposal
------------ --------- --------------
GBP4.79 6,340 GBP30,358.68
--------------- ------------ --------- --------------
Aggregated GBP4.788 6,340 GBP30,358.68
--------------------------------- --------------- ------------ --------- --------------
For any queries related to this notification, please
contact:
Bayo Adeyeye
Corporate Governance & Secretariat
+44 (0) 203 359 2160
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END
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