GlaxoSmithKline PLC Director/PDMR Shareholding (5383D)
October 28 2020 - 1:46PM
UK Regulatory
TIDMGSK
RNS Number : 5383D
GlaxoSmithKline PLC
28 October 2020
GlaxoSmithKline plc (the ' Company ')
Transaction notification
1. Details of PDMR/person closely associated with them
('PCA')
==== ============================================================================================
a) Name Sir Jonathan Symonds
==== ======================================== ==================================================
b) Position/status Non-Executive Chairman
==== ======================================== ==================================================
c) Initial notification/ Initial notification
amendment
==== ======================================== ==================================================
2. Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
==== ============================================================================================
a) Name GlaxoSmithKline plc
==== ======================================== ==================================================
b) LEI 5493000HZTVUYLO1D793
==== ======================================== ==================================================
3. Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transaction(s)
has been conducted
==== ============================================================================================
a) Description of Ordinary shares of 25 pence each ('Ordinary
the financial Shares')
instrument ISIN: GB0009252882
==== ======================================== ==================================================
b) Nature of the Acquisition of notional Ordinary Shares
transaction under the share allocation arrangements
for Non-Executive Directors for the period
of service from 1 July 2020 to 30 September
2020.
==== ======================================== ==================================================
c) Price(s) and Price(s) Volume(s)
volume(s)
==== ======================================== ====================== =======================
GBP13.50 3,240.741
==================================================================== =======================
d) Aggregated information N/A (single transaction)
====
Aggregated volume
Price
================================================================= ==============================
e) Date of the transaction 2020-10-28
==== ======================================== ==================================================
f) Place of the N/A
transaction
==== ======================================== ==================================================
1. Details of PDMR/person closely associated with them
('PCA')
==== ===============================================================================================
a) Name Mr Charles Bancroft
==== ======================================== =====================================================
b) Position/status Independent Non-Executive Director
==== ======================================== =====================================================
c) Initial notification/ Initial notification
amendment
==== ======================================== =====================================================
2. Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
==== ===============================================================================================
a) Name GlaxoSmithKline plc
==== ======================================== =====================================================
b) LEI 5493000HZTVUYLO1D793
==== ======================================== =====================================================
3. Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transaction(s)
has been conducted
==== ===============================================================================================
a) Description of American Depositary Shares ('ADSs')
the financial ISIN: US37733W1053
instrument
==== ======================================== =====================================================
b) Nature of the Acquisition of notional ADSs under the
transaction share allocation arrangements for Non-Executive
Directors for the period of service from
1 July 2020 to 30 September 2020.
==== ======================================== =====================================================
c) Price(s) and Price(s) Volume(s)
volume(s)
==== ======================================== ======================= =========================
$35.29 866.616
======================= =========================
d) Aggregated information N/A (single transaction)
====
Aggregated volume
Price
========================================= =========================================================
e) Date of the transaction 2020-10-28
==== ======================================== =====================================================
f) Place of the N/A
transaction
==== ======================================== =====================================================
1. Details of PDMR/person closely associated with them
('PCA')
==== ============================================================================================
a) Name Mr Vindi Banga
==== ======================================== ==================================================
b) Position/status Senior Independent Non-Executive Director
==== ======================================== ==================================================
c) Initial notification/ Initial notification
amendment
==== ======================================== ==================================================
2. Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
==== ============================================================================================
a) Name GlaxoSmithKline plc
==== ======================================== ==================================================
b) LEI 5493000HZTVUYLO1D793
==== ======================================== ==================================================
3. Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transaction(s)
has been conducted
==== ============================================================================================
a) Description of Ordinary shares of 25 pence each ('Ordinary
the financial Shares')
instrument ISIN: GB0009252882
==== ======================================== ==================================================
b) Nature of the Acquisition of notional Ordinary Shares
transaction under the share allocation arrangements
for Non-Executive Directors for the period
of service from 1 July 2020 to 30 September
2020.
==== ======================================== ==================================================
c) Price(s) and Price(s) Volume(s)
volume(s)
==== ======================================== ====================== =======================
GBP13.50 671.296
==================================================================== =======================
d) Aggregated information N/A (single transaction)
====
Aggregated volume
Price
================================================================= ==============================
e) Date of the transaction 2020-10-28
==== ======================================== ==================================================
f) Place of the N/A
transaction
==== ======================================== ==================================================
1. Details of PDMR/person closely associated with them
('PCA')
==== ============================================================================================
a) Name Dr Vivienne Cox
==== ======================================== ==================================================
b) Position/status Independent Non-Executive Director
==== ======================================== ==================================================
c) Initial notification/ Initial notification
amendment
==== ======================================== ==================================================
2. Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
==== ============================================================================================
a) Name GlaxoSmithKline plc
==== ======================================== ==================================================
b) LEI 5493000HZTVUYLO1D793
==== ======================================== ==================================================
3. Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transaction(s)
has been conducted
==== ============================================================================================
a) Description of Ordinary shares of 25 pence each ('Ordinary
the financial Shares')
instrument ISIN: GB0009252882
==== ======================================== ==================================================
b) Nature of the Acquisition of notional Ordinary Shares
transaction under the share allocation arrangements
for Non-Executive Directors for the period
of service from 1 July 2020 to 30 September
2020.
==== ======================================== ==================================================
c) Price(s) and Price(s) Volume(s)
volume(s)
==== ======================================== ====================== =======================
GBP13.50 625.000
==================================================================== =======================
d) Aggregated information N/A (single transaction)
====
Aggregated volume
Price
================================================================= ==============================
e) Date of the transaction 2020-10-28
==== ======================================== ==================================================
f) Place of the N/A
transaction
==== ======================================== ==================================================
1. Details of PDMR/person closely associated with them
('PCA')
==== ===============================================================================================
a) Name Ms Lynn Elsenhans
==== ======================================== =====================================================
b) Position/status Independent Non-Executive Director
==== ======================================== =====================================================
c) Initial notification/ Initial notification
amendment
==== ======================================== =====================================================
2. Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
==== ===============================================================================================
a) Name GlaxoSmithKline plc
==== ======================================== =====================================================
b) LEI 5493000HZTVUYLO1D793
==== ======================================== =====================================================
3. Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transaction(s)
has been conducted
==== ===============================================================================================
a) Description of American Depositary Shares ('ADSs')
the financial ISIN: US37733W1053
instrument
==== ======================================== =====================================================
b) Nature of the Acquisition of notional ADSs under the
transaction share allocation arrangements for Non-Executive
Directors for the period of service from
1 July 2020 to 30 September 2020.
==== ======================================== =====================================================
c) Price(s) and Price(s) Volume(s)
volume(s)
==== ======================================== ======================= =========================
$35.29 615.753
======================= =========================
d) Aggregated information N/A (single transaction)
====
Aggregated volume
Price
========================================= =========================================================
e) Date of the transaction 2020-10-28
==== ======================================== =====================================================
f) Place of the N/A
transaction
==== ======================================== =====================================================
1. Details of PDMR/person closely associated with them
('PCA')
==== ===============================================================================================
a) Name Dr Laurie Glimcher
==== ======================================== =====================================================
b) Position/status Independent Non-Executive Director
==== ======================================== =====================================================
c) Initial notification/ Initial notification
amendment
==== ======================================== =====================================================
2. Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
==== ===============================================================================================
a) Name GlaxoSmithKline plc
==== ======================================== =====================================================
b) LEI 5493000HZTVUYLO1D793
==== ======================================== =====================================================
3. Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transaction(s)
has been conducted
==== ===============================================================================================
a) Description of American Depositary Shares ('ADSs')
the financial ISIN: US37733W1053
instrument
==== ======================================== =====================================================
b) Nature of the Acquisition of notional ADSs under the
transaction share allocation arrangements for Non-Executive
Directors for the period of service from
1 July 2020 to 30 September 2020.
==== ======================================== =====================================================
c) Price(s) and Price(s) Volume(s)
volume(s)
==== ======================================== ======================= =========================
$35.29 1,140.284
======================= =========================
d) Aggregated information N/A (single transaction)
====
Aggregated volume
Price
========================================= =========================================================
e) Date of the transaction 2020-10-28
==== ======================================== =====================================================
f) Place of the N/A
transaction
==== ======================================== =====================================================
1. Details of PDMR/person closely associated with them
('PCA')
==== ===============================================================================================
a) Name Dr Jesse Goodman
==== ======================================== =====================================================
b) Position/status Independent Non-Executive Director
==== ======================================== =====================================================
c) Initial notification/ Initial notification
amendment
==== ======================================== =====================================================
2. Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
==== ===============================================================================================
a) Name GlaxoSmithKline plc
==== ======================================== =====================================================
b) LEI 5493000HZTVUYLO1D793
==== ======================================== =====================================================
3. Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transaction(s)
has been conducted
==== ===============================================================================================
a) Description of American Depositary Shares ('ADSs')
the financial ISIN: US37733W1053
instrument
==== ======================================== =====================================================
b) Nature of the Acquisition of notional ADSs under the
transaction share allocation arrangements for Non-Executive
Directors for the period of service from
1 July 2020 to 30 September 2020.
==== ======================================== =====================================================
c) Price(s) and Price(s) Volume(s)
volume(s)
==== ======================================== ======================= =========================
$35.29 376.294
======================= =========================
d) Aggregated information N/A (single transaction)
====
Aggregated volume
Price
========================================= =========================================================
e) Date of the transaction 2020-10-28
==== ======================================== =====================================================
f) Place of the N/A
transaction
==== ======================================== =====================================================
1. Details of PDMR/person closely associated with them
('PCA')
==== ===============================================================================================
a) Name Ms Judy Lewent
==== ======================================== =====================================================
b) Position/status Independent Non-Executive Director
==== ======================================== =====================================================
c) Initial notification/ Initial notification
amendment
==== ======================================== =====================================================
2. Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
==== ===============================================================================================
a) Name GlaxoSmithKline plc
==== ======================================== =====================================================
b) LEI 5493000HZTVUYLO1D793
==== ======================================== =====================================================
3. Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transaction(s)
has been conducted
==== ===============================================================================================
a) Description of American Depositary Shares ('ADSs')
the financial ISIN: US37733W1053
instrument
==== ======================================== =====================================================
b) Nature of the Acquisition of notional ADSs under the
transaction share allocation arrangements for Non-Executive
Directors for the period of service from
1 July 2020 to 30 September 2020.
==== ======================================== =====================================================
c) Price(s) and Price(s) Volume(s)
volume(s)
==== ======================================== ======================= =========================
$35.29 399.099
======================= =========================
d) Aggregated information N/A (single transaction)
====
Aggregated volume
Price
========================================= =========================================================
e) Date of the transaction 2020-10-28
==== ======================================== =====================================================
f) Place of the N/A
transaction
==== ======================================== =====================================================
1. Details of PDMR/person closely associated with them
('PCA')
==== ============================================================================================
a) Name Mr Urs Rohner
==== ======================================== ==================================================
b) Position/status Independent Non-Executive Director
==== ======================================== ==================================================
c) Initial notification/ Initial notification
amendment
==== ======================================== ==================================================
2. Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
==== ============================================================================================
a) Name GlaxoSmithKline plc
==== ======================================== ==================================================
b) LEI 5493000HZTVUYLO1D793
==== ======================================== ==================================================
3. Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transaction(s)
has been conducted
==== ============================================================================================
a) Description of Ordinary shares of 25 pence each ('Ordinary
the financial Shares')
instrument ISIN: GB0009252882
==== ======================================== ==================================================
b) Nature of the Acquisition of notional Ordinary Shares
transaction under the share allocation arrangements
for Non-Executive Directors for the period
of service from 1 July 2020 to 30 September
2020.
==== ======================================== ==================================================
c) Price(s) and Price(s) Volume(s)
volume(s)
==== ======================================== ====================== =======================
GBP13.50 625.000
==================================================================== =======================
d) Aggregated information N/A (single transaction)
====
Aggregated volume
Price
================================================================= ==============================
e) Date of the transaction 2020-10-28
==== ======================================== ==================================================
f) Place of the N/A
transaction
==== ======================================== ==================================================
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END
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