General Electric Company Director/PDMR Shareholding (5098D)
February 19 2020 - 9:42AM
UK Regulatory
TIDMGEC
RNS Number : 5098D
General Electric Company
19 February 2020
Check this box if no longer subject to Section 16. Form 4 or
Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
1. Name and Address of 2. Issuer Name and Ticker or 5. Relationship of Reporting Person(s)
Reporting Trading Symbol General Electric to Issuer (check all applicable)
Person* Thomas S Timko Company [GE] Director 10% Owner
General Electric Company _X_ Officer (give title below) Other (specify
5 Necco below)
Street
Boston MA 02210 Vice President
3. Date of Earliest Transaction
Required to be Reported (Month/Day/Year)
02/14/2020
----------------------------------------------------------------------
4. If amendment, Date Original 6. Individual or Joint/Group Filing (Check
Filed (Month/Day/Year) Applicable Line)
_X_ Form filed by One Reporting Person
Form filed by More Than One Reporting
Person
--------------------------------------------- ---------------------------------------------------------------------------
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title 2. 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount 6. 7. Nature of Indirect
of Transaction Execution Code (A) or Disposed of (D) of Securities Ownership Beneficial Ownership
Security Date Date, if (Instr. 8) (Instr. 3, 4, & 5) Beneficially Form: (Instr. 4)
(Instr. (mm/dd/yy) any Owned Direct
3) (mm/dd/yy) Following (D)
Reported or
Transaction(s) Indirect
(Instr. 3, (I)
& 4) (Instr.
4)
------------- ------------- ---------------- ------------------------------------ --------------- ---------- -----------------------
Amount (A) Price
Code V or
(D)
------------- ------------ --------- ----- ------- ---- --------------------- --------------- ---------- -----------------------
Common
Stock 02/14/2020 M 13,178 A $0 65,191 D
---------------------------- ---------------- ------- ---- --------------------- --------------- ---------- -----------------------
Common
Stock 02/14/2020 F 3,848 D $12.91 61,343 D
---------------------------- ---------------- ------- ---- --------------------- --------------- ---------- -----------------------
Common Stock 10,000 I By trust
------- ---- --------------------- --------------- ---------- -----------------------
Reminder: Report on a separate line for each class of securities
beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see
Instruction 4(b)(v).
Persons who respond to the collection of information contained
in this form are not required to respond unless the form displays a
currently valid OMB control number.
Page 1 of 2
2/18/2020 2:51:58 PM
Form 4 (cont.)
Name and Address of Reporting Person Thomas S Timko
General Electric Company 5 Necco Street
Boston MA 02210
Issuer Name and Ticker or Trading Symbol General Electric
Company [GE]
Period Of Report 02/14/2020
Table II -Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls,
warrants, options, convertible securities)
1. Title 2. Con- 3. Trans- 3A. Deemed 4. Trans- 5. No. of Derivative 6. Date Exercisable 7. Title and 8. Price 9. No. 10. 11. Nature
of version action Execution action Securities Acquired and Expiration Amount of Underlying of of Ownership of Indirect
Derivative or Date Date, Code (A) or Disposed Date (mm/dd/yy) Securities (Instr. Derivative Derivative Form of Beneficial
Security Exercise (mm/dd/yy) if any (Instr. of (D) 3 & 4) Security Securities Derivative Ownership
(Instr. Price (mm/dd/yy) 8) (Instr. 3, 4, (Instr. Beneficially Securities: (Instr.
3) of & 5) 5) Owned Direct 4)
Derivative Following (D)
Security Reported or Indirect
Trans- (I) (Instr.
action(s) 4)
(Instr.
3, &
4)
----------- ------------ ----------- ------------ -------------------------- -------------------------- ---------------------- ----------- ------------- ------------ -------------
Date Exer- Expiration Title Amount
cisable Date or Number
Code V (A) (D) of Shares
----------- ------------ ----------- ------ ---- ---------- -------------- ------------ ------------ ------- ------------- ----------- ------------- ------------ -------------
Restricted
Stock Common
Units (1) 02/14/2020 M 13,178 02/14/2020 02/14/2020 Stock 13,178 $0 26,356 D
----------- ------------ ----------- ------ ---- ---------- -------------- ------------ ------------ ------- ------------- ----------- ------------- ------------ -------------
Explanation of Responses:
(1) - 1 for 1
By: Brian Sandstrom on behalf of Thomas S. Timko
**Signature of Reporting Person
2/19/2020
Date
**Intentional misstatements or omissions of facts constitute
Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C.
78ff(a).
Note: File three copies of this Form, one of which must be
manually signed. If space is insufficient, See Instruction 6 for
procedure.
Persons who respond to the collection of information contained
in this form are not required to respond unless the form displays a
currently valid OMB control number.
Page 2 of 2
2/18/2020 2:51:58 PM
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END
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