Worldview Capital Management LLP Form 8.3 - Exillon Energy Plc (2422L)
August 08 2013 - 2:24AM
UK Regulatory
TIDMEXI
RNS Number : 2422L
Worldview Capital Management LLP
08 August 2013
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the person whose positions/dealings are being disclosed: Worldview EHS International Master Fund
(See Appendix)
---------------------------------------------------------------------------- ----------------------------------------
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a): See Appendix
The naming of nominee or vehicle companies is insufficient
---------------------------------------------------------------------------- ----------------------------------------
(c) Name of offeror/offeree in relation to whose relevant securities this Exillon Energy Plc.
form relates:
Use a separate form for each offeror/offeree
---------------------------------------------------------------------------- ----------------------------------------
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity
of offeror/offeree:
---------------------------------------------------------------------------- ----------------------------------------
(e) Date position held/dealing undertaken: 7(th) August 2013
---------------------------------------------------------------------------- ----------------------------------------
(f) Has the discloser previously disclosed, or are they today disclosing, No
under the Code in
respect of any other party to this offer?
---------------------------------------------------------------------------- ----------------------------------------
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security: ORD USD0.0000125
----------------------------------------------------------------- --------------------------------------------
Interests Short positions
----------------------------------------------------------------- ------------------------ ------------------
Number % Number %
----------------------------------------------------------------- ------------- --------- ------------- ---
(1) Relevant securities owned and/or controlled: (See Appendix) 21,664,054 13.413%
3,533,413 2.187%
----------------------------------------------------------------- ------------- --------- ------------- ---
(2) Derivatives (other than options): (See Appendix)
----------------------------------------------------------------- ------------- --------- ------------- ---
(3) Options and agreements to purchase/sell:
----------------------------------------------------------------- ------------- --------- ------------- ---
TOTAL: 25,197,467 15.60%
----------------------------------------------------------------- ------------- --------- ------------- ---
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or
agreements to purchase or sell relevant securities, should be given
on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other executive options)
Class of relevant security in relation to which subscription right exists:
----------------------------------------------------------------------------
Details, including nature of the rights concerned and relevant percentages:
----------------------------------------------------------------------------
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
--------------------------- -------------- --------------------- ---------------
ORD USD0.0000125 Purchase 25,000 127 pence
--------------------------- -------------- --------------------- ---------------
(b) Derivatives transactions (other than options)
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- -------------------- ------------------------- ------------------------- ---------------
N/A
------------------------- -------------------- ------------------------- ------------------------- ---------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
------------- ------------- ------------- ------------- -------------- ------------- ------------ -------------
N/A
------------- ------------- ------------- ------------- -------------- ------------- ------------ -------------
(ii) Exercising
Class of relevant security Product description Number of securities Exercise price per unit
e.g. call option
--------------------------- -------------------- --------------------- ------------------------
N/A
--------------------------- -------------------- --------------------- ------------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
--------------------------- ------------------------------- -------- -------------------------------
N/A
--------------------------- ------------------------------- -------- -------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the person making the disclosure and any party to the offer or
any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
---------------------------------------------------------------------------------------------
None
---------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person
making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? No
---------------------------------------------------- ---
Date of disclosure: 7(th) August 2013
--------------------- --------------------
Contact name: Nik Tzanev
--------------------- --------------------
Telephone number: +44 (0)20 3551 7650
--------------------- --------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
Appendix to Form 8.3 dated 7(th) August 2013
Worldview Capital Management SA is the investment manager
("Investment Manager") for Worldview EHS International Master Fund.
Worldview Capital Management LLP is a sub-advisor to the Investment
Manager.
The interest in 21,664,054 shares (13.413%) in the issuer is
held through Credit Suisse Client Nominees (UK) Limited (as prime
brokers). Interests in 3,533,413 shares (2.187%) are held through
voting rights agreements. Total number of relevant securities owned
and/or controlled is 25,197,467 (15.60%).
The voting rights agreements provide that the Investment Manager
is entitled to exercise all voting rights (in accordance with DTR
5.2.1R (h)), although it is not permitted to acquire any shares. We
note the definition of qualifying financial instruments in the FCA
Handbook which the voting rights agreements do not strictly fall
within, however, pursuant to DTR 5.1.2 R a notification is required
and the exemptions provided in DTR 5.1.3R do not apply.
Accordingly, for the purpose of this disclosure the voting rights
agreements have been treated as financial instruments with similar
economic effect.
This information is provided by RNS
The company news service from the London Stock Exchange
END
RETGLGDIBDGBGXI
Exillon Energy (LSE:EXI)
Historical Stock Chart
From Sep 2024 to Oct 2024
Exillon Energy (LSE:EXI)
Historical Stock Chart
From Oct 2023 to Oct 2024