Capricorn Energy PLC Holding(s) in Company (7375Z)
January 15 2024 - 9:10AM
UK Regulatory
TIDMCNE TIDM42SB
RNS Number : 7375Z
Capricorn Energy PLC
15 January 2024
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00BRJ7R218
Issuer Name
CAPRICORN ENERGY PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights
3. Details of person subject to the notification obligation
Name
The Goldman Sachs Group, Inc.
City of registered office (if applicable)
Wilmington, Delaware
Country of registered office (if applicable)
USA
4. Details of the shareholder
Name City of registered office Country of registered office
Goldman Sachs & Co. LLC New York United States of America
=========================== ==============================
Goldman Sachs International London United Kingdom
=========================== ==============================
5. Date on which the threshold was crossed or reached
11-Jan-2024
6. Date on which Issuer notified
15-Jan-2024
7. Total positions of person(s) subject to the notification
obligation
% of voting rights % of voting rights Total of both in % Total number of
attached to shares through financial (8.A + 8.B) voting rights held
(total of 8.A) instruments (total in issuer
of 8.B 1 + 8.B 2)
Resulting situation
on the date on
which threshold
was crossed or
reached 11.110791 6.475319 17.586110 16473884
====================== ====================== ====================== ======================
Position of
previous
notification (if
applicable) 11.037317 6.564769 17.602086
====================== ====================== ====================== ======================
8. Notified details of the resulting situation on the date on
which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares Number of direct Number of indirect % of direct voting % of indirect voting
ISIN code(if possible) voting rights (DTR5.1) voting rights rights (DTR5.1) rights (DTR5.2.1)
(DTR5.2.1)
GB00BRJ7R218 10408094 11.110791
====================== ====================== ====================== ======================
Sub Total 8.A 10408094 11.110791%
============================================== ==============================================
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial Expiration date Exercise/conversion period Number of voting rights % of voting rights
instrument that may be acquired if
the instrument is
exercised/converted
Securities Lending Open 2492005 2.660251
============================================ ======================== ==================
Sub Total 8.B1 2492005 2.660251%
======================== ==================
8B2. Financial Instruments with similar economic effect
according to (DTR5.3.1R.(1) (b))
Type of financial Expiration date Exercise/conversion Physical or cash Number of voting % of voting rights
instrument period settlement rights
Swap 11-Mar-2024 Cash 2878631 3.072980
====================================== ================= ================== ==================
Swap 21-Jun-2033 Cash 252319 0.269354
====================================== ================= ================== ==================
Swap 15-Dec-2033 Cash 218707 0.233473
====================================== ================= ================== ==================
Swap 20-Jun-2033 Cash 64346 0.068691
====================================== ================= ================== ==================
Swap 26-Oct-2026 Cash 38585 0.041190
====================================== ================= ================== ==================
Swap 07-Mar-2029 Cash 29885 0.031903
====================================== ================= ================== ==================
Swap 13-Jan-2033 Cash 28507 0.030432
====================================== ================= ================== ==================
Swap 21-Jun-2033 Cash 25930 0.027681
====================================== ================= ================== ==================
Swap 09-Jan-2034 Cash 22168 0.023664
====================================== ================= ================== ==================
Swap 21-Jun-2033 Cash 8239 0.008796
====================================== ================= ================== ==================
Swap 08-Dec-2033 Cash 3639 0.003884
====================================== ================= ================== ==================
Swap 20-Jun-2033 Cash 2829 0.003020
====================================== ================= ================== ==================
Sub Total 8.B2 3573785 3.815068%
================== ==================
9. Information in relation to the person subject to the
notification obligation
2. Full chain of controlled undertakings through which the
voting rights and/or the financial instruments are effectively held
starting with the ultimate controlling natural person or legal
entities (please add additional rows as necessary)
Ultimate controlling Name of controlled % of voting rights if % of voting rights Total of both if it
person undertaking it equals or is through financial equals or is higher
higher than the instruments if it than the notifiable
notifiable threshold equals or is higher threshold
than the notifiable
threshold
The Goldman Sachs
Group, Inc. (Chain
1)
======================= ===================== ===================== ======================
The Goldman Sachs
Group, Inc. (Chain Goldman Sachs (UK)
1) L.L.C. 10.993939 3.402340 14.396279%
======================= ===================== ===================== ======================
The Goldman Sachs
Group, Inc. (Chain Goldman Sachs Group
1) UK Limited 10.993939 3.402340 14.396279%
======================= ===================== ===================== ======================
The Goldman Sachs
Group, Inc. (Chain Goldman Sachs
1) International 10.993939 3.402340 14.396279%
======================= ===================== ===================== ======================
The Goldman Sachs
Group, Inc. (Chain
2)
======================= ===================== ===================== ======================
The Goldman Sachs
Group, Inc. (Chain Goldman Sachs & Co.
2) LLC 0.116851 3.072980 3.189831%
======================= ===================== ===================== ======================
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Please note, the total amount of voting rights have been rounded
to 6 decimal places therefore there is a possibility of a rounding
error. General email contact:
gs-regops-emea-position-enquiries@gs.com
12. Date of Completion
15-Jan-2024
13. Place Of Completion
Warsaw
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END
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