Capricorn Energy PLC Holding(s) in Company (2707Q)
October 16 2023 - 9:36AM
UK Regulatory
TIDMCNE TIDM42SB
RNS Number : 2707Q
Capricorn Energy PLC
16 October 2023
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00BRJ7R218
Issuer Name
CAPRICORN ENERGY PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights; An acquisition or
disposal of financial instruments
3. Details of person subject to the notification obligation
Name
The Goldman Sachs Group, Inc.
City of registered office (if applicable)
Wilmington, Delaware
Country of registered office (if applicable)
USA
4. Details of the shareholder
Name City of registered office Country of registered office
Goldman Sachs International London United Kingdom
=========================== ==============================
5. Date on which the threshold was crossed or reached
12-Oct-2023
6. Date on which Issuer notified
16-Oct-2023
7. Total positions of person(s) subject to the notification
obligation
% of voting rights % of voting rights Total of both in % Total number of
attached to shares through financial (8.A + 8.B) voting rights held
(total of 8.A) instruments (total in issuer
of 8.B 1 + 8.B 2)
Resulting situation
on the date on
which threshold
was crossed or
reached 2.343998 10.437694 12.781692 12131656
====================== ====================== ====================== ======================
Position of
previous
notification (if
applicable) 11.303938 0.704708 12.008646 17152773
====================== ====================== ====================== ======================
8. Notified details of the resulting situation on the date on
which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares Number of direct Number of indirect % of direct voting % of indirect voting
ISIN code(if possible) voting rights (DTR5.1) voting rights rights (DTR5.1) rights (DTR5.2.1)
(DTR5.2.1)
GB00BRJ7R218 2224790 2.343998
====================== ====================== ====================== ======================
Sub Total 8.A 2224790 2.343998%
============================================== ==============================================
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial Expiration date Exercise/conversion period Number of voting rights % of voting rights
instrument that may be acquired if
the instrument is
exercised/converted
Securities Lending Open 9202903 9.696010
============================================ ======================== ==================
Sub Total 8.B1 9202903 9.696010%
======================== ==================
8B2. Financial Instruments with similar economic effect
according to (DTR5.3.1R.(1) (b))
Type of financial Expiration date Exercise/conversion Physical or cash Number of voting % of voting rights
instrument period settlement rights
Swap 21-Jun-2033 Cash 291210 0.306814
====================================== ================= ================== ==================
Swap 21-Jul-2033 Cash 215392 0.226934
====================================== ================= ================== ==================
Swap 20-Jun-2033 Cash 70189 0.073950
====================================== ================= ================== ==================
Swap 13-Jan-2033 Cash 33333 0.035119
====================================== ================= ================== ==================
Swap 21-Jun-2033 Cash 28398 0.029920
====================================== ================= ================== ==================
Swap 07-Mar-2029 Cash 25673 0.027048
====================================== ================= ================== ==================
Swap 30-Jun-2031 Cash 16790 0.017690
====================================== ================= ================== ==================
Swap 21-Jun-2033 Cash 8841 0.009315
====================================== ================= ================== ==================
Swap 26-Jul-2033 Cash 7529 0.007932
====================================== ================= ================== ==================
Swap 20-Jun-2033 Cash 3215 0.003387
====================================== ================= ================== ==================
Swap 06-Oct-2033 Cash 2618 0.002759
====================================== ================= ================== ==================
Swap 04-Jan-2033 Cash 775 0.000816
====================================== ================= ================== ==================
Sub Total 8.B2 703963 0.741684%
================== ==================
9. Information in relation to the person subject to the
notification obligation
2. Full chain of controlled undertakings through which the
voting rights and/or the financial instruments are effectively held
starting with the ultimate controlling natural person or legal
entities (please add additional rows as necessary)
Ultimate controlling Name of controlled % of voting rights if % of voting rights Total of both if it
person undertaking it equals or is through financial equals or is higher
higher than the instruments if it than the notifiable
notifiable threshold equals or is higher threshold
than the notifiable
threshold
The Goldman Sachs
Group, Inc. (Chain
1)
======================= ===================== ===================== ======================
The Goldman Sachs
Group, Inc. (Chain Goldman Sachs (UK)
1) L.L.C. 2.341230 10.437693 12.778923%
======================= ===================== ===================== ======================
The Goldman Sachs
Group, Inc. (Chain Goldman Sachs Group
1) UK Limited 2.341230 10.437693 12.778923%
======================= ===================== ===================== ======================
The Goldman Sachs
Group, Inc. (Chain Goldman Sachs
1) International 2.341230 10.437693 12.778923%
======================= ===================== ===================== ======================
The Goldman Sachs Group, Inc. (Chain 2)
===================== ===================== ======================
The Goldman Sachs Goldman Sachs Bank
Group, Inc. (Chain USA
2)
======================= ===================== ===================== ======================
The Goldman Sachs Goldman Sachs Bank
Group, Inc. (Chain Europe SE
2)
======================= ===================== ===================== ======================
The Goldman Sachs Group, Inc. (Chain 3)
===================== ===================== ======================
The Goldman Sachs Goldman Sachs & Co.
Group, Inc. (Chain LLC
3)
======================= ===================== ===================== ======================
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Please note, the total amount of voting rights have been rounded
to 6 decimal places therefore there is a possibility of a rounding
error. General email contact:
gs-regops-emea-position-enquiries@gs.com
12. Date of Completion
16-Oct-2023
13. Place Of Completion
London
This information is provided by RNS, the news service of the
London Stock Exchange. RNS is approved by the Financial Conduct
Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
RNS may use your IP address to confirm compliance with the terms
and conditions, to analyse how you engage with the information
contained in this communication, and to share such analysis on an
anonymised basis with others as part of our commercial services.
For further information about how RNS and the London Stock Exchange
use the personal data you provide us, please see our Privacy
Policy.
END
HOLUNOOROOURAAA
(END) Dow Jones Newswires
October 16, 2023 09:36 ET (13:36 GMT)
Capricorn Energy (LSE:CNE)
Historical Stock Chart
From Jun 2024 to Jul 2024
Capricorn Energy (LSE:CNE)
Historical Stock Chart
From Jul 2023 to Jul 2024