Capricorn Energy PLC Holding(s) in Company (0884D)
October 17 2022 - 3:52AM
UK Regulatory
TIDMCNE
RNS Number : 0884D
Capricorn Energy PLC
17 October 2022
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00BN0SMB92
Issuer Name
CAPRICORN ENERGY PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights
3. Details of person subject to the notification obligation
Name
Bank of America Corporation
City of registered office (if applicable)
Country of registered office (if applicable)
US
4. Details of the shareholder
Name City of registered office Country of registered office
MERRILL LYNCH INTERNATIONAL London United Kingdom
=========================== ==============================
5. Date on which the threshold was crossed or reached
12-Oct-2022
6. Date on which Issuer notified
14-Oct-2022
7. Total positions of person(s) subject to the notification
obligation
% of voting rights % of voting rights Total of both in % Total number of
attached to shares through financial (8.A + 8.B) voting rights held
(total of 8.A) instruments (total in issuer
of 8.B 1 + 8.B 2)
Resulting situation
on the date on
which threshold
was crossed or
reached 6.362665 11.032749 17.395414 54808159
====================== ====================== ====================== ======================
Position of
previous
notification (if
applicable) 5.706552 11.920903 17.627455
====================== ====================== ====================== ======================
8. Notified details of the resulting situation on the date on
which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares Number of direct Number of indirect % of direct voting % of indirect voting
ISIN code(if possible) voting rights (DTR5.1) voting rights rights (DTR5.1) rights (DTR5.2.1)
(DTR5.2.1)
GB00BN0SMB92 20047005 6.362665
===================== ====================== ======================
Sub Total 8.A 20047005 6.362665%
============================================== ==============================================
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial Expiration date Exercise/conversion period Number of voting rights % of voting rights
instrument that may be acquired if
the instrument is
exercised/converted
Right to Recall N/A N/A 1593597 0.505787
================ ========================== ======================== ==================
Sub Total 8.B1 1593597 0.505787%
======================== ==================
8B2. Financial Instruments with similar economic effect
according to (DTR5.3.1R.(1) (b))
Type of financial Expiration date Exercise/conversion Physical or cash Number of voting % of voting rights
instrument period settlement rights
Swaps 04/01/2023 N/A Cash 13469884 4.275171
================ ==================== ================== ================== ==================
Swaps 03/05/2023 N/A Cash 10307596 3.271500
================ ==================== ================== ================== ==================
Swaps 21/10/2022 N/A Cash 2502814 0.794361
================ ==================== ================== ================== ==================
Swaps 31/07/2024 N/A Cash 290474 0.092193
================ ==================== ================== ================== ==================
Swaps 12/04/2024 N/A Cash 1024 0.000325
================ ==================== ================== ================== ==================
Swaps 23/10/2023 N/A Cash 5773 0.001832
================ ==================== ================== ================== ==================
Swaps 15/10/2027 N/A Cash 26283 0.008342
================ ==================== ================== ================== ==================
Swaps 16/11/2022 N/A Cash 539 0.000171
================ ==================== ================== ================== ==================
Swaps 10/07/2023 N/A Cash 9640 0.003060
================ ==================== ================== ================== ==================
Swaps 15/02/2023 N/A Cash 9644 0.003061
================ ==================== ================== ================== ==================
Swaps 23/01/2023 N/A Cash 2317421 0.735520
================ ==================== ================== ================== ==================
Swaps 17/05/2023 N/A Cash 2418465 0.767590
================ ==================== ================== ================== ==================
Swaps 02/08/2023 N/A Cash 1808000 0.573836
================ ==================== ================== ================== ==================
Sub Total 8.B2 33167557 10.526962%
================== ==================
9. Information in relation to the person subject to the
notification obligation
2. Full chain of controlled undertakings through which the
voting rights and/or the financial instruments are effectively held
starting with the ultimate controlling natural person or legal
entities (please add additional rows as necessary)
Ultimate controlling Name of controlled % of voting rights if % of voting rights Total of both if it
person undertaking it equals or is through financial equals or is higher
higher than the instruments if it than the notifiable
notifiable threshold equals or is higher threshold
than the notifiable
threshold
Bank of America Merrill Lynch
Corporation International 6.362665 6.769110 13.131775%
======================= ===================== ===================== ======================
Bank of America BofA Securities
Corporation Europe SA
======================= ===================== ===================== ======================
Bank of America,
Bank of America National
Corporation Association 4.262709 4.262709%
======================= ===================== ===================== ======================
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
12. Date of Completion
14-Oct-2022
13. Place Of Completion
United Kingdom
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