Morgan Stanley & Co. Int'l plc Form 8.5 (EPT/RI)-Replacement of Capricorn Energy (8435C)
October 13 2022 - 10:18AM
UK Regulatory
TIDM59SS TIDMCNE
RNS Number : 8435C
Morgan Stanley & Co. Int'l plc
13 October 2022
AMMENT(2(b))
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this Capricorn Energy plc
form relates:
Use a separate form for each offeror/offeree
---------------------------------------
(c) Name of the party to the offer with which exempt principal trader is Capricorn Energy plc
connected:
---------------------------------------
(d) Date dealing undertaken: 11 October 2022
---------------------------------------
(e) In addition to the company in 1(b) above, is the exempt principal trader YES - Tullow Oil plc
making disclosures
in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
---------------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchases/ sales Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
21/13p ordinary PURCHASES 432,066 2.4460 GBP 2.4212 GBP
----------------- ------------------------ ----------------------- -----------------------
21/13p ordinary SALES 153,677 2.4480 GBP 2.4220 GBP
----------------- ------------------------ ----------------------- -----------------------
21/13p ordinary PURCHASES 1,515 2.6917 USD 2.6917 USD
----------------- ------------------------ ----------------------- -----------------------
21/13p ordinary SALES 1,515 2.6917 USD 2.6917 USD
----------------- ------------------------ ----------------------- -----------------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
21/13p ordinary CFD increasing a long 20 2.4226 GBP
position
-------------------- ------------------------- ------------------------- ---------------
21/13p ordinary CFD increasing a long 41 2.4255 GBP
position
-------------------- ------------------------- ------------------------- ---------------
21/13p ordinary CFD increasing a long 9,856 2.4269 GBP
position
-------------------- ------------------------- ------------------------- ---------------
21/13p ordinary CFD increasing a long 1,996 2.4280 GBP
position
-------------------- ------------------------- ------------------------- ---------------
21/13p ordinary CFD increasing a long 425 2.4293 GBP
position
-------------------- ------------------------- ------------------------- ---------------
21/13p ordinary CFD increasing a long 4,058 2.4295 GBP
position
-------------------- ------------------------- ------------------------- ---------------
21/13p ordinary CFD increasing a long 9,250 2.4298 GBP
position
-------------------- ------------------------- ------------------------- ---------------
21/13p ordinary CFD increasing a long 4,881 2.4301 GBP
position
-------------------- ------------------------- ------------------------- ---------------
21/13p ordinary CFD increasing a long 5,543 2.4316 GBP
position
-------------------- ------------------------- ------------------------- ---------------
21/13p ordinary CFD increasing a long 403 2.4329 GBP
position
-------------------- ------------------------- ------------------------- ---------------
21/13p ordinary CFD increasing a long 470 2.4338 GBP
position
-------------------- ------------------------- ------------------------- ---------------
21/13p ordinary CFD increasing a long 1,183 2.4341 GBP
position
-------------------- ------------------------- ------------------------- ---------------
21/13p ordinary CFD increasing a short 81,695 2.4212 GBP
position
-------------------- ------------------------- ------------------------- ---------------
21/13p ordinary CFD increasing a short 1,127 2.4237 GBP
position
-------------------- ------------------------- ------------------------- ---------------
21/13p ordinary CFD increasing a short 2,254 2.4273 GBP
position
-------------------- ------------------------- ------------------------- ---------------
21/13p ordinary CFD increasing a short 2,077 2.4280 GBP
position
-------------------- ------------------------- ------------------------- ---------------
21/13p ordinary CFD increasing a short 100,000 2.4300 GBP
position
-------------------- ------------------------- ------------------------- ---------------
21/13p ordinary CFD increasing a short 11,155 2.4329 GBP
position
-------------------- ------------------------- ------------------------- ---------------
21/13p ordinary CFD increasing a short 68 2.4361 GBP
position
-------------------- ------------------------- ------------------------- ---------------
21/13p ordinary CFD increasing a short 100,000 2.4412 GBP
position
-------------------- ------------------------- ------------------------- ---------------
21/13p ordinary CFD reducing a long position 20 2.4234 GBP
-------------------- ------------------------- ------------------------- ---------------
21/13p ordinary CFD reducing a long position 10,947 2.4280 GBP
-------------------- ------------------------- ------------------------- ---------------
21/13p ordinary CFD reducing a long position 11,607 2.4313 GBP
-------------------- ------------------------- ------------------------- ---------------
21/13p ordinary CFD reducing a long position 4,886 2.4315 GBP
-------------------- ------------------------- ------------------------- ---------------
21/13p ordinary CFD reducing a long position 9,250 2.4325 GBP
-------------------- ------------------------- ------------------------- ---------------
21/13p ordinary CFD reducing a short 1,939 2.4265 GBP
position
-------------------- ------------------------- ------------------------- ---------------
21/13p ordinary CFD reducing a short 54 2.4280 GBP
position
-------------------- ------------------------- ------------------------- ---------------
21/13p ordinary CFD reducing a short 1,091 2.4282 GBP
position
-------------------- ------------------------- ------------------------- ---------------
21/13p ordinary CFD reducing a short 4,759 2.4311 GBP
position
-------------------- ------------------------- ------------------------- ---------------
21/13p ordinary CFD reducing a short 509 2.4329 GBP
position
-------------------- ------------------------- ------------------------- ---------------
21/13p ordinary CFD reducing a short 593 2.4383 GBP
position
-------------------- ------------------------- ------------------------- ---------------
21/13p ordinary CFD reducing a short 439 2.4384 GBP
position
-------------------- ------------------------- ------------------------- ---------------
21/13p ordinary CFD reducing a short 278 2.4385 GBP
position
-------------------- ------------------------- ------------------------- ---------------
21/13p ordinary CFD reducing a short 1,477 2.4400 GBP
position
-------------------- ------------------------- ------------------------- ---------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- ------------- -------------- ------------- ------------ -------------
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
N/A N/A N/A N/A N/A
-------------------- ----------------------- --------------------- -----------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
------------------------------- -------- -------------------------------
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 13 October 2022
Contact name: Craig Horsley
-----------------
Telephone number: +44 141 245-7736
-----------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk .
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END
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