Morgan Stanley Securities Limited Form 8.5 (EPT/RI) - Replacement Carillion Plc (5345P)
August 19 2014 - 9:03AM
UK Regulatory
TIDMCLLN
RNS Number : 5345P
Morgan Stanley Securities Limited
19 August 2014
AMENDMENT (Section 2(b))
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley Securities Limited
---------------------------------------------------------------------------------- ----------------------------------
(b) Name of offeror/offeree in relation to whose relevant securities this form CARILLION PLC
relates:
Use a separate form for each offeror/offeree
---------------------------------------------------------------------------------- ----------------------------------
(c) Name of the party to the offer with which exempt principal trader is CARILLION PLC
connected:
---------------------------------------------------------------------------------- ----------------------------------
(d) Date dealing undertaken: 15 AUGUST 2014
---------------------------------------------------------------------------------- ----------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code Yes
in respect
of any other party to this offer?
---------------------------------------------------------------------------------- ----------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchases/sales Total number Highest Lowest price
relevant of securities price per per unit
security unit paid/received paid/received
------------- ---------------- --------------- -------------------- ---------------
50P ORDINARY PURCHASES 514,856 3.4480 GBP 3.3270 GBP
------------- ---------------- --------------- -------------------- ---------------
50P ORDINARY SALES 506,114 3.4610 GBP 3.3270 GBP
------------- ---------------- --------------- -------------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product Nature of Number of Price
relevant description dealing reference per unit
security e.g. CFD e.g. opening/closing securities
a long/short
position, increasing/reducing
a long/short
position
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD LONG 22,123 3.3310
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD LONG 22,796 3.3310
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD LONG 4,051 3.3310
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD LONG 104,029 3.3310
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD LONG 18,977 3.3551
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD LONG 104,712 3.3695
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD LONG 116 3.3710
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD LONG 367 3.3787
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD LONG 37 3.3790
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD LONG 39 3.3790
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD LONG 8,505 3.3902
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD LONG 613 3.3902
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD LONG 773 3.4270
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD LONG 349 3.4390
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD LONG 291 3.4390
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD SHORT 4,470 3.3280
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD SHORT 22,796 3.3310
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD SHORT 22,123 3.3310
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD SHORT 11,571 3.3569
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD SHORT 110 3.3610
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD SHORT 1,254 3.3690
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD SHORT 89,657 3.3735
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD SHORT 4 3.3780
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD SHORT 2,821 3.3785
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD SHORT 11,421 3.3813
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD SHORT 25,300 3.3885
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD SHORT 773 3.4170
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD SHORT 52 3.4450
GBP
------------- ------------- ------------------------------- ------------ ----------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of relevant description purchasing, of securities price e.g. date money
security e.g. selling, to which per unit American, paid/
call varying option European received
option etc. relates etc. per unit
------------- ------------- ------------- --------------- ---------- ----------- ------- ----------
N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- ------------- --------------- ---------- ----------- ------- ----------
(ii) Exercising
Class of relevant Product description Number of Exercise price
security e.g. call option securities per unit
------------------ -------------------- ------------ ---------------
N/A N/A N/A N/A
------------------ -------------------- ------------ ---------------
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Details Price per
security dealing e.g. unit (if applicable)
subscription,
conversion
------------------ --------------- -------- ----------------------
N/A N/A N/A N/A
------------------ --------------- -------- ----------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
----------------------------------------------------------------------------------------------
None
----------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 19 AUGUST 2014
--------------------- --------------------
Contact name: Darren Wickert
--------------------- --------------------
Telephone number: +44 (0)20 7425 6578
--------------------- --------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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