Morgan Stanley Securities Limited Form 8.5 (EPT/RI) - Carillion Plc (4082O)
August 06 2014 - 5:51AM
UK Regulatory
TIDMCLLN
RNS Number : 4082O
Morgan Stanley Securities Limited
06 August 2014
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley Securities Limited
(b) Name of offeror/offeree in relation to whose relevant securities this form CARILLION PLC
relates:
Use a separate form for each offeror/offeree
----------------------------------
(c) Name of the party to the offer with which exempt principal trader is CARILLION PLC
connected:
----------------------------------
(d) Date dealing undertaken: 05 AUGUST 2014
----------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code YES
in respect
of any other party to this offer?
----------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchases/sales Total number Highest price Lowest price
security of securities per unit paid/received per unit paid/received
50P ORDINARY PURCHASES 618,100 3.3140 GBP 3.2670 GBP
---------------- --------------- ------------------------ ------------------------
50P ORDINARY SALES 835,983 3.3140 GBP 3.2660 GBP
---------------- --------------- ------------------------ ------------------------
(b) Derivatives transactions (other than options)
Class of relevant Product description Nature of dealing Number of reference Price per
security e.g. CFD e.g. opening/closing securities unit
a long/short position,
increasing/reducing
a long/short position
50P ORDINARY CFD LONG 11 3.2690 GBP
-------------------- ------------------------ -------------------- -----------
50P ORDINARY CFD LONG 2 3.2690 GBP
-------------------- ------------------------ -------------------- -----------
50P ORDINARY CFD LONG 155 3.2740 GBP
-------------------- ------------------------ -------------------- -----------
50P ORDINARY CFD LONG 62,850 3.2760 GBP
-------------------- ------------------------ -------------------- -----------
50P ORDINARY CFD LONG 115 3.2760 GBP
-------------------- ------------------------ -------------------- -----------
50P ORDINARY CFD LONG 3,659 3.2766 GBP
-------------------- ------------------------ -------------------- -----------
50P ORDINARY CFD LONG 15 3.2770 GBP
-------------------- ------------------------ -------------------- -----------
50P ORDINARY CFD LONG 3 3.2770 GBP
-------------------- ------------------------ -------------------- -----------
50P ORDINARY CFD LONG 1,900 3.2771 GBP
-------------------- ------------------------ -------------------- -----------
50P ORDINARY CFD LONG 42,883 3.2771 GBP
-------------------- ------------------------ -------------------- -----------
50P ORDINARY CFD LONG 15,911 3.2771 GBP
-------------------- ------------------------ -------------------- -----------
50P ORDINARY CFD LONG 23,208 3.2771 GBP
-------------------- ------------------------ -------------------- -----------
50P ORDINARY CFD LONG 9,947 3.2771 GBP
-------------------- ------------------------ -------------------- -----------
50P ORDINARY CFD LONG 372 3.2806 GBP
-------------------- ------------------------ -------------------- -----------
50P ORDINARY CFD LONG 95,310 3.2806 GBP
-------------------- ------------------------ -------------------- -----------
50P ORDINARY CFD LONG 19,308 3.2807 GBP
-------------------- ------------------------ -------------------- -----------
50P ORDINARY CFD LONG 5,799 3.2807 GBP
-------------------- ------------------------ -------------------- -----------
50P ORDINARY CFD LONG 40,197 3.2859 GBP
-------------------- ------------------------ -------------------- -----------
50P ORDINARY CFD SHORT 1,666 3.2750 GBP
-------------------- ------------------------ -------------------- -----------
50P ORDINARY CFD SHORT 142 3.2750 GBP
-------------------- ------------------------ -------------------- -----------
50P ORDINARY CFD SHORT 115 3.2760 GBP
-------------------- ------------------------ -------------------- -----------
50P ORDINARY CFD SHORT 960 3.2772 GBP
-------------------- ------------------------ -------------------- -----------
50P ORDINARY CFD SHORT 91,079 3.2781 GBP
-------------------- ------------------------ -------------------- -----------
50P ORDINARY CFD SHORT 173 3.2960 GBP
-------------------- ------------------------ -------------------- -----------
50P ORDINARY CFD SHORT 1 3.3040 GBP
-------------------- ------------------------ -------------------- -----------
50P ORDINARY CFD LONG 1,148 3.2804 GBP
-------------------- ------------------------ -------------------- -----------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type e.g. Expiry Option
of relevant description purchasing, of securities price per American, date money paid/
security e.g. call selling, to which unit European received
option varying option etc. per unit
etc. relates
N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- --------------- ----------- ----------- ------- -------------
(ii) Exercising
Class of relevant Product description Number of securities Exercise price
security e.g. call option per unit
N/A N/A N/A N/A
-------------------- --------------------- ---------------
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit
security e.g. subscription, (if applicable)
conversion
N/A N/A N/A N/A
-------------------- -------- -----------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 06 AUGUST 2014
Contact name: Darren Wickert
--------------------
Telephone number: +44 (0)20 7425 6578
--------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
FERQKADPCBKKKFK
Carillion (LSE:CLLN)
Historical Stock Chart
From Sep 2024 to Oct 2024
Carillion (LSE:CLLN)
Historical Stock Chart
From Oct 2023 to Oct 2024